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Openness/Open Access for Public Sector information and works — the Creative Commons licensing model

Authors Dr. Charalampos Bratsas Dr. Marinos Papadopoulos

License CC-BY

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                      OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




                                                                                               	
  

       European	
  Public	
  Sector	
  Information	
  Platform	
  

                     Topic	
  Report	
  No.	
  2015	
  /	
  06	
  	
  
	
  



          Openness/Open	
  Access	
  for	
  Public	
  
        Sector	
  information	
  and	
  works	
  —	
  the	
  
         Creative	
  Commons	
  licensing	
  model	
  
	
  
	
  


Authors:	
  Dr.	
  Marinos	
  Papadopoulos;	
  Dr.	
  Charalampos	
  Bratsas	
  

Published:	
  June	
  2015



ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                          1
                                 OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




	
  

Table	
  of	
  Contents	
  
Keywords	
  ......................................................................................................................................	
  3	
  
Abstract/	
  Executive	
  Summary	
  .......................................................................................................	
  3	
  
1	
   Openness/Open	
  Access	
  ..........................................................................................................	
  4	
  
2	
   Directive	
   2003/98/EC	
   as	
   amended	
   by	
   Directive	
   2013/37/EU	
   &	
   the	
   Creative	
   Commons	
  
licensing	
  model	
  (Copyleft	
  licensing)	
  ............................................................................................	
  14	
  
3	
   Conclusions	
  ...........................................................................................................................	
  29	
  
References	
  ..................................................................................................................................	
  31	
  
About	
  the	
  Authors	
  ......................................................................................................................	
  35	
  
Copyright	
  information	
  .................................................................................................................	
  37	
  
	
  




ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                        2
                                OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Keywords	
  
Copyright,	
   Copyleft,	
   Creative	
   Commons,	
   Open	
   Knowledge	
   Foundation,	
   Public	
   Sector	
  
organizations,	
   PSI	
   Directive,	
   Directive	
   2003/98/EC,	
   Directive	
   2013/37/EU,	
   Greek	
   Law	
  
3448/2006,	
   Greek	
   Law	
   4305/2014,	
   Presidential	
   Decree	
   28/2015,	
   Open	
   access	
   and	
   reuse	
   of	
  
documents,	
  data	
  and	
  public	
  sector	
  information,	
  Openness,	
  Open	
  Access	
  
	
  


Abstract/	
  Executive	
  Summary	
  
This	
   paper	
   focuses	
   on	
   the	
   issue	
   of	
   Openness/Open	
   Access	
   implemented	
   through	
   Copyleft	
  
licensing	
   such	
   as	
   the	
   Creative	
   Commons	
   licensing	
   model	
   for	
   information,	
   data,	
   and	
   works	
  
produced	
   by	
   Public	
   Sector	
   organizations.	
   The	
   analysis	
   provided	
   herewith	
   describes	
   the	
   CC	
  
licensing	
   option	
   seen	
   under	
   the	
   prism	
   of	
   Directive	
   2003/98/EC	
   as	
   amended	
   by	
   Directive	
  
2013/37/EU	
   implemented	
   in	
   Greece	
   through	
   Laws	
   3448/2006,	
   4305/2014,	
   and	
   Presidential	
  
Decree	
   28/2015.	
   The	
   authors	
   conclude	
   that	
   CC	
   licensing	
   fits	
   in	
   the	
   provisions	
   of	
   the	
   legal	
  
framework	
   that	
   transposes	
   into	
   national	
   law	
   the	
   provisions	
   of	
   Directives	
   2003/98/EC	
   and	
  
2013/37/EU.	
  

	
  	
  




ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                   3
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




1 Openness/Open	
  Access	
  
Openness	
   has	
   been	
   high	
   in	
   the	
   agenda	
   of	
   Copyright	
   reform	
   during	
   the	
   last	
   years.	
   Copyright	
  
applies	
  to	
  all	
  literary,	
  artistic	
  and	
  scientific	
  works	
  including,	
  of	
  course,	
  the	
  works	
  produced	
  in	
  
Public	
   Sector	
   organization;	
   thus,	
   there	
   is	
   Copyright	
   in	
   all	
   kind	
   of	
   copyrightable	
   works	
   either	
  
they	
   are	
   produced	
   in	
   the	
   Public	
   or	
   in	
   the	
   Private	
   sectors	
   and	
   either	
   they	
   are	
   produced	
   by	
  
individuals	
   or	
   group	
   of	
   natural	
   or	
   legal	
   persons,	
   such	
   as	
   newspapers,	
   reports,	
  books,	
   blogs	
   and	
  
content	
   produced	
   online,	
   music,	
   dance,	
   paintings,	
   sculptures,	
   movies,	
   scientific	
   articles	
   and	
  
computer	
   software.	
   Copyright	
   restricts	
   the	
   ability	
   of	
   third	
   parties	
   to	
   use	
   copyrighted	
   works	
  
without	
   securing	
   permission	
   from	
   the	
   copyright	
   holder.	
   Copyright	
   does	
   not	
   provide	
   any	
  
ownership	
   over	
   facts,	
   ideas	
   and	
   news,	
   although	
   a	
   unique	
   expression	
   of	
   such	
   material	
   would	
  
enjoy	
  protection	
  from	
  copying	
  of	
  its	
  unique	
  expressive	
  elements.	
  Because	
  a	
  copyright	
  may	
  be	
  
bought	
   and	
   sold,	
   the	
   copyright	
   holder	
   may	
   be	
   a	
   party	
   other	
   than	
   the	
   original	
   author,	
   such	
   as	
   a	
  
publisher.	
  Copyright	
  protection	
  is	
  thus	
  fundamental	
  to	
  the	
  system	
  of	
  licensing	
  and	
  payment	
  for	
  
access	
  to	
  creative	
  works	
  that	
  drive	
  various	
  cultural	
  industries.	
  	
  

Openness	
   implemented	
   through	
   the	
   Creative	
   Commons	
   licensing	
   model	
   makes	
   it	
   suitable	
  
especially	
  for	
  the	
  public	
  sector	
  information;	
  both	
  the	
  Creative	
  Commons	
  licensing	
  model	
  and	
  
the	
  public	
  sector	
  information	
  meet	
  the	
  following	
  access	
  characteristics	
  (Eechoud,	
  van	
  M.,	
  and	
  
Wal,	
  van	
  der	
  B.,	
  2008):1	
  	
  

                                              1. Public	
  access	
  is	
  the	
  chief	
  principle	
  because	
  the	
  public	
  sector	
  information	
  is	
  subject	
  
                                                                            to	
  specific	
  regulation,	
  and	
  	
  

                                              2. Access	
  is	
  not	
  granted	
  under	
  cost	
  recovery	
  model,	
   i.e.	
   going	
   beyond	
   charges	
   for	
   the	
  
                                                                            cost	
  of	
  dissemination.	
  	
  

Both	
  prerequisites	
  are	
  characteristics	
  of	
  the	
  Creative	
  Commons	
  model	
  which	
  is	
  based	
  on	
  non-­‐
discriminatory	
   access	
   and	
   does	
   not	
   allow	
   royalties	
   to	
   be	
   charged	
   for	
   the	
   dissemination	
   of	
  
licensed	
  works.	
  	
  

Openness	
  is	
  about	
  the	
  right	
  and	
  the	
  ability	
  to	
  modify,	
  repackage,	
  and	
  add	
  value	
  to	
  a	
  resource	
  
(Organisation	
   for	
   Economic	
   Cooperation	
   &	
   Development,	
   (2007),	
   ibid,	
   pp.32-­‐36;	
   Rens,	
   A.	
   J.,	
  



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
1
  Eechoud, van M., and Wal, van der B., (2008), Creative commons licensing for public sector information—
Opportunities     and     pitfalls,    IVir,    p.3,    available      at       http://learn.creativecommons.org/wp-
content/uploads/2008/03/cc_publicsectorinformation_report_v3.pdf , p.III [last check, April 5, 2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            4
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




and	
   Kahn,	
   R.,	
   2009;	
   Rens,	
   A.	
   J.,	
   and	
   Kahn,	
   R.,	
   (2009). 2 	
  This	
   kind	
   of	
   openness	
   blurs	
   the	
  
traditional	
  distinction	
  between	
  the	
  consumer	
  and	
  the	
  producer	
  of	
  resources.	
  The	
  term	
  “user-­‐
producer”	
  is	
  sometimes	
  used	
  to	
  highlight	
  this	
  blurring	
  of	
  roles	
  (Rossini,	
  C.A.A.,	
  2010).3	
  In	
  that	
  
sense,	
  Openness	
  leveraging	
  upon	
  open	
  data	
  or	
  open	
  access	
  licensed	
  works	
  produced	
  by	
  legal	
  
entities	
  or	
  natural	
  persons	
  operating	
  or	
  working	
  in	
  the	
  Public	
  Sector	
  should	
  make	
  possible	
  the	
  
following	
  three	
  freedoms	
  (Centivany,	
  A.,	
  and	
  Glushko,	
  B.,	
  2010):4	
  

                             1. The	
  freedom	
  to	
  study	
  a	
  work	
  and	
  apply	
  knowledge	
  offered	
  from	
  it.	
  

                             2. The	
  freedom	
  to	
  redistribute	
  copies,	
  in	
  whole	
  or	
  in	
  part,	
  of	
  a	
  work.	
  	
  

                             3. The	
   freedom	
   to	
   make	
   improvements	
   or	
   other	
   changes,	
   i.e.	
   to	
   make	
   adaptations,	
   to	
  
                                                           the	
  content	
  of	
  a	
  work,	
  and	
  to	
  release	
  modified	
  copies	
  of	
  it.	
  

These	
  freedoms	
  are	
  based	
  on	
  principles	
  and	
  definitions	
  on	
  the	
  substance	
  of	
  open	
  source,	
  open	
  
knowledge	
   (Rufus,	
   P.,	
   and	
   Jo,	
   W.,	
   2008)5	
  and	
   open	
   source/free	
   software	
   (The	
   Debian	
   Free	
  
Software	
   Guidelines)6	
  as	
  they	
  have	
  been	
  shaped	
  by	
  Openness	
  movements.	
  The	
  term	
  Openness	
  
was	
  coined	
  to	
  typify	
  the	
  open	
  access	
  to	
  information	
  or	
  material	
  resources	
  needed	
  for	
  projects;	
  
openness	
   to	
   contributions	
   from	
   a	
   diverse	
   range	
   of	
   users,	
   producers,	
   contributors,	
   flat	
  
hierarchies,	
   and	
   a	
   fluid	
   organisational	
   structure.	
   In	
   the	
   context	
   of	
   the	
   Budapest	
   Open	
   Access	
  
Initiative,	
   (Chan,	
   L.,	
   et	
   al	
   2002) 7 	
  Openness	
   in	
   the	
   sense	
   of	
   Open	
   Access	
   means	
   the	
   free	
  
availability	
  of	
  literature	
  and	
  works	
  of	
  authorship,	
  audiovisual	
  works	
  etc.	
  on	
  the	
  public	
  Internet,	
  
permitting	
  any	
  users	
  to	
  read,	
  download,	
  copy,	
  distribute,	
  print,	
  search,	
  or	
  link	
  to	
  the	
  full	
  texts	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
2
  Organisation for Economic Cooperation & Development, (2007), Giving Knowledge for Free: The Emergence of
Open                     Educational                     Resources,              available                  at
http://www.oecd.org/edu/ceri/givingknowledgeforfreetheemergenceofopeneducationalresources.htm, pp.32-36; Rens,
A. J., and Kahn, R., (2009), Access to Knowledge in South Africa: Country Study Version 2.0, available at
http://ssrn.com/abstract=1455623 [last check, April 5, 2015].
3
 Rossini, C.A.A., (2010), Green-Paper: The State and Challenges of OER in Brazil: From Readers to Writers? ,
Berkman Center Research Publication No.2010-01, available at http://ssrn.com/abstract=1549922 [last check, April
5, 2015].
4
 Centivany, A., and Glushko, B., (2010), Open Educational Resources and the University: Law, Technology, and
Magical Thinking, available at http://ssrn.com/abstract=1680562 [last check, April 5, 2015].
5
  Rufus, P., and Jo, W., (2008), Open Knowledge: Promises and Challenges, Communia Workshop 2008, available
at                                                                                   http://www.communia-
project.eu/communiafiles/ws01p_Open%20Knowledge%20Promises%20and%20Challenges.pdf [last check, April 5,
2015].
6
  The Debian Free Software Guidelines, http://www.debian.org/social_contract#guidelines [last check, April 5,
2015], part of the Debian Social Contract available at http://www.debian.org/social_contract [last check, April 5,
2015] provided for the Open Source Definition and the criteria that a software license must fulfil in order to be
considered as free: it must allow free redistribution and modification, ensure availability of source code, not
discriminate against persons, groups or fields of endeavour (e.g. it must not prohibit use of the software for genetic
research), it must not place restrictions on other software that is distributed along with the licensed software, and it
must present technological neutrality as well as independence from a specific product.
7
  Chan, L., Cuplinskas, D., Eisen, M., Friend, F., Genova, Y., Guedon, J-C., Hagemann, M., Harnad, S., Johnson, R.,
Kupryte, R., Manna, M., Rev, I., Segbert, M., Souza, S., Suber, P., Velterop, J., (2002), The Budapest Open Access
Initiative, available at http://www.soros.org/openaccess/read.shtml [last check, April 5, 2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            5
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




of	
  these	
  articles,	
  crawl	
  them	
  for	
  indexing,	
  pass	
  them	
  as	
  data	
  to	
  software,	
  or	
  use	
  them	
  for	
  any	
  
other	
   lawful	
   purpose,	
   without	
   financial	
   (Suber,	
   P.,	
   2012), 8 	
   9 	
  legal	
   (Suber,	
   P.,	
   2012), 10 	
   11 	
  or	
  
technical	
   barriers	
   (Suber,	
   P.,	
   2012)12	
  other	
   than	
   those	
   inseparable	
   from	
   gaining	
   access	
   to	
   the	
  
Internet	
  itself	
  (Suber,	
  P.,	
  2012).13	
  The	
  only	
  constraint	
  on	
  reproduction	
  and	
  distribution,	
  and	
  the	
  
only	
   role	
   for	
   Copyright	
   in	
   this	
   domain,	
   is	
   claimed	
   to	
   be	
   to	
   give	
   authors	
   control	
   over	
   the	
  
integrity	
   of	
   their	
   work	
   and	
   the	
   right	
   to	
   be	
   properly	
   acknowledged	
   and	
   cited.	
   The	
   Budapest	
  
Open	
   Access	
   Initiative	
   (Chan,	
   L.,	
   et	
   al	
   2002) 14 	
  set	
   Open	
   Access	
   to	
   peer-­‐reviewed	
   journal	
  
literature	
  as	
  its	
  goal;	
  it	
  was	
  mainly	
  focused	
  on	
  scientific	
  literature	
  and	
  the	
  public	
  good	
  that	
  it	
  
may	
  crop	
  up	
  as	
  a	
  consequence	
  of	
  Open	
   Access	
   and	
   Openness	
   in	
   scientific	
   literature	
   (Suber,	
  P.,	
  
2012).15	
  In	
  the	
  context	
  of	
  said	
  initiative,	
  self-­‐archiving16	
  and	
  a	
  new	
  generation	
  of	
   open-­‐access	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
8
        Suber,        P.,        (2012),           Open        Access,    MIT         Press,        available       at
http://mitpress.mit.edu/sites/default/files/titles/content/9780262517638_Open_Access_PDF_Version.pdf,             p.4,
regarding financial restrains, namely price tags for literature accessible online. A price tag is a significant access
barrier. Most works with price tags are individually affordable. But when a scholar needs to read or consult
hundreds of works for one research project, or when a library must provide access for thousands of faculty and
students working on tens of thousands of topics, and when the volume of new work grows explosively every year,
price barriers become insurmountable. The resulting access gaps harm authors by limiting their audience and
impact, harm readers by limiting what they can retrieve and read, and thereby harm research from both directions.
OA removes price barriers.
9
  Open Access publishing that removes only financial barriers is called ‘Gratis Open Access’. Gratis Open Access
removes price barriers but not permission—legal—barriers. ‘Libre Open Access’ is the most liberal version of Open
Access which removes almost all barriers for re-use of works, thus allows re-use in ways over and above simply
reading the work; while ‘Gratis Open Access’ allows only free reading but does not permit further types of re-use.
10
  Suber, P., (2012), ibid, p.5 regarding legal barriers, namely Copyright; Copyright can also be a significant access
barrier. If you have access to a work for reading but want to translate it into another language, distribute copies to
colleagues, copy the text for mining with sophisticated software, or reformat it for reading with new technology, then
you generally need the permission of the copyright holder. That makes sense when the author wants to sell the work
and when the use you have in mind could undermine sales. But for research articles we’re generally talking about
authors from the special tribe who want to share their work as widely as possible. Even these authors, however, tend
to transfer their copyrights to intermediaries—publishers—who want to sell their work. As a result, users may be
hampered in their research by barriers erected to serve intermediaries rather than authors. In addition, replacing
user freedom with permission-seeking harms research authors by limiting the usefulness of their work, harms
research readers by limiting the uses they may make of works even when they have access, and thereby harms
research from both directions. OA removes these permission barriers.
11
   Open Access publishing that removes financial as well as some permission—legal—barriers is called ‘Libre Open
Access’.
12
   For Suber, Open Access is about bringing access to everyone with an internet connection who wants access,
regardless of their professions or purposes. There’s no doubt that Open Access isn’t universal access. Even when
we succeed at removing price and permission barriers, four other kinds of access barrier might remain in place: 1)
Filtering and censorship barriers: Many schools, employers, ISPs, and governments want to limit what users can
see. 2) Language barriers: Most online literature is in English, or another single language, and machine translation
is still very weak. 3) Handicap access barriers: Most websites are not yet as accessible to handicapped users as they
should be. 4) Connectivity barriers: The digital divide keeps billions of people offline, including millions of
scholars, and impedes millions of others with slow, flaky, or low-bandwidth internet connections. See, Suber, P.,
(2012), ibid, pp.26-27.
13
   Suber refers to Open Access literature as ‘barrier-free’ access; however he acknowledges that said reference risks
being conceived as an emphasis to the negative rather than positive aspects of Open Access. See, Suber, P., (2012),
ibid, p.5 et sec.
14
   Chan, L., et al (2002), ibid.
15
   For the Budapest Open Access Initiative “An old tradition and a new technology have con- verged to make possible
an unprecedented public good. The old tradition is the willingness of scientists and scholars to publish the fruits of
their research in scholarly journals without payment. . . . The new technology is the internet.” See Suber, P., (2012),
ibid, p.19.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            6
                                                                                                                                                       OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




journals17	
  are	
   the	
   ways	
   to	
   attain	
   the	
   goal	
   of	
   peer-­‐reviewed	
   journal	
   literature	
   and	
   Openness	
  
through	
   it.	
   For	
   the	
   Budapest	
   Open	
   Access	
   Initiative	
   self-­‐archiving	
   and	
   open-­‐access	
   journals	
   are	
  
not	
   only	
   direct	
   and	
   effective	
   means	
   to	
   this	
   end,	
   they	
   are	
   within	
   the	
   reach	
   of	
   scholars	
  
themselves,	
   immediately,	
   and	
   need	
   not	
   wait	
   on	
   changes	
   brought	
   about	
   by	
   markets	
   or	
  
legislation.	
  	
  

The	
  Bethesda	
  Statement	
  on	
  Open	
  Access	
  (Brown,	
  P.,	
  et	
  al	
  2003)18	
  and	
  the	
  Berlin	
  Declaration	
  on	
  
Open	
   Access	
   to	
   Knowledge	
   in	
   the	
   Sciences	
   and	
   Humanities	
   (Gruss,	
   P.,	
   2003)19	
  seem	
   to	
   agree	
  
that	
   for	
   a	
   work	
   to	
   be	
   considered	
   for	
   Open	
   Access,	
   the	
   Copyright	
   holder	
   must	
   consent	
   in	
  
advance	
  to	
  let	
  users	
  copy,	
  use,	
  distribute,	
  transmit	
  and	
  display	
  the	
  work	
  publicly	
  and	
  to	
  make	
  
and	
  distribute	
  derivative	
  works,	
  in	
  any	
  digital	
  medium	
  for	
  any	
  responsible	
  purpose,	
  subject	
  to	
  
proper	
  attribution	
  of	
  authorship.	
  With	
  Open	
  Access	
  individuals	
  can	
  take	
  projects	
  in	
  their	
  own	
  
direction	
   without	
   necessarily	
   hindering	
   the	
   progress	
   of	
   others.	
   The	
   Bethesda	
   Statement	
  
reinforces	
  the	
  emphasis	
  on	
  barrier-­‐free	
  dissemination	
  of	
  scientific	
  works	
  and	
  expressly	
  details	
  
the	
   types	
   of	
   re-­‐use	
   that	
   Open	
   Access	
   permits,	
   including	
   the	
   making	
   of	
   derivative	
   works,	
   and	
  
the	
   rights/licensing	
   conditions	
   that	
   apply.	
   The	
   Bethesda	
   Statement	
   specifies	
   what	
   an	
   Open	
  
Access	
   publication	
   is	
   and	
   which	
   rights	
   the	
   owners	
   or	
   creators	
   of	
   the	
   work	
   grant	
   to	
   users	
  
through	
  the	
  attachment	
  of	
  particular	
  licences.	
  For	
  the	
   Bethesda	
  Statement	
  on	
  Open	
  Access	
  an	
  
open	
  access	
  publication	
  is	
  one	
  that	
  meets	
  the	
  following	
  two	
  requirements:	
  	
  

First,	
  the	
  author(s)	
  and	
  copyright	
  holder(s)	
  grant(s)	
  to	
  all	
  users	
  a	
  free,	
  irrevocable,	
  worldwide,	
  
perpetual	
   right	
   of	
   access	
   to,	
   and	
   a	
   license	
   to	
   copy,	
   use,	
   distribute,	
   transmit	
   and	
   display	
   the	
  
work	
   publicly	
   and	
   to	
   make	
   and	
   distribute	
   derivative	
   works,	
   in	
   any	
   digital	
   medium	
   for	
   any	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
16
   For the Budapest Open Access Initiative Self-Archiving is a means for scholars to deposit their refereed journal
articles in open electronic archives. When self-archiving archives conform to standards created by the Open Archives
Initiative, then search engines and other tools can treat the separate archives as one. Users then need not know which
archives exist or where they are located in order to find and make use of their contents.
17
   For the Budapest Open Access Initiative Open-Access Journals is a means for scholars to launch a new generation
of journals committed to open access, and to help existing journals that elect to make the transition to open access.
Because journal articles should be disseminated as widely as possible, these new journals will no longer invoke
copyright to restrict access to and use of the material they publish. Instead they will use copyright and other tools to
ensure permanent open access to all the articles they publish. Because price is a barrier to access, these new journals
will not charge subscription or access fees, and will turn to other methods for covering their expenses. There are
many alternative sources of funds for this purpose, including the foundations and governments that fund research, the
universities and laboratories that employ researchers, endowments set up by discipline or institution, friends of the
cause of open access, profits from the sale of add-ons to the basic texts, funds freed up by the demise or cancellation
of journals charging traditional subscription or access fees, or even contributions from the researchers themselves.
There is no need to favor one of these solutions over the others for all disciplines or nations, and no need to stop
looking for other, creative alternatives.
18
  Brown, P., Cabell, D., Chakravarti, A., Cohen, B., Delamoth, T., Eisen, M., Grivell, L., Guedon, J-C., Hawley, S.,
Johnson, R., Kirschner, M., Lipman, D., Lutzker, A., Marincola, E., Roberts, R., Rubin, G., Schloegl, R., Siegel, V.,
So, A., Suber, P., Varmus, H., Velterop, J., Walport, M., Watson, L., (2003), The Bethesda Statement on Open
Access, available at http://www.earlham.edu/~peters/fos/bethesda.htm [last check, April 5, 2015].
19
 Gruss, P., (2003), The Berlin Declaration on Open Access to Knowledge in the Sciences and Humanities, The
Max Planck Society, available at http://oa.mpg.de/berlin-prozess/berliner-erklarung/ [last check, April 5, 2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              7
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




responsible	
  purpose,	
  subject	
  to	
  proper	
  attribution	
  of	
  authorship,	
  as	
  well	
  as	
  the	
  right	
  to	
  make	
  
small	
  numbers	
  of	
  printed	
  copies	
  for	
  their	
  personal	
  use.	
  	
  

And	
  second,	
  a	
  complete	
  version	
  of	
  the	
  work	
  and	
  all	
  supplemental	
  materials,	
  including	
  a	
  copy	
  
of	
   the	
   permission	
   as	
   stated	
   above,	
   in	
   a	
   suitable	
   standard	
   electronic	
   format	
   is	
   deposited	
  
immediately	
  upon	
  initial	
  publication	
  in	
  at	
  least	
  one	
  online	
  repository	
  that	
  is	
  supported	
  by	
  an	
  
academic	
   institution,	
   scholarly	
   society,	
   government	
   agency,	
   or	
   other	
   well-­‐established	
  
organization	
  that	
  seeks	
  to	
  enable	
  open	
  access,	
  unrestricted	
  distribution,	
  interoperability,	
  and	
  
long-­‐term	
  archiving.	
  

The	
   Berlin	
   Declaration	
   on	
   Open	
   Access	
   to	
   Knowledge	
   in	
   the	
   Sciences	
   and	
   Humanities	
   is	
  
essentially	
  the	
  same	
  as	
  the	
  Bethesda	
  Statement	
  on	
  Open	
  Access	
  but	
  it	
  includes	
  an	
  additional	
  
recommendation	
  for	
  research	
  institutions:	
  it	
  requires	
  for	
  researchers	
  to	
  deposit	
  a	
  copy	
  of	
  all	
  
their	
  published	
  articles	
  in	
  an	
  Open	
  Access	
  repository	
  and	
  it	
  encourages	
  researchers	
  to	
  publish	
  
their	
  research	
  articles	
  in	
  open	
  access	
  journals	
  where	
  a	
  suitable	
  journal	
  exists	
  (and	
  provides	
  the	
  
support	
  to	
  enable	
  that	
  to	
  happen).20	
  

All	
   three	
   definitions	
   of	
   Open	
   Access	
   given	
   by	
   the	
   Budapest,	
   the	
   Bethesda,	
   and	
   the	
   Berlin	
  
statements—also	
  known	
  as	
  the	
  BBB	
  definition	
  on	
  Open	
  Access—upon	
  it	
  allow	
  at	
  least	
  one	
  limit	
  
on	
   user	
   freedom:	
   an	
   obligation	
   to	
   attribute	
   the	
   work	
   to	
   the	
   author.	
   The	
   purpose	
   of	
   Open	
  
Access	
  is	
  to	
  remove	
  barriers	
  to	
  all	
  legitimate	
  scholarly	
  uses	
  for	
  scholarly	
  literature,	
  but	
  there’s	
  
no	
  legitimate	
  scholarly	
  purpose	
  in	
  suppressing	
  attribution	
  to	
  the	
  texts	
  subject	
  to	
  Open	
  Access	
  
publication	
  and	
  use	
  (Suber,	
  P.,	
  2012).21	
  

The	
   Bethesda	
   Statement	
   on	
   Open	
   Access 22 	
  and	
   the	
   Berlin	
   Declaration	
   on	
   Open	
   Access	
   to	
  
Knowledge	
  in	
  the	
  Sciences	
  and	
  Humanities23	
  seem	
  to	
  agree	
  that	
  for	
  a	
  work	
  to	
  be	
  considered	
  for	
  
Open	
  Access,	
  the	
  copyright	
  holder	
  must	
  consent	
  in	
  advance	
  to	
  let	
  users	
  copy,	
  use,	
  distribute,	
  
transmit	
   and	
   display	
   the	
   work	
   publicly	
   and	
   to	
   make	
   and	
   distribute	
   derivative	
   works,	
   in	
   any	
  
digital	
  medium	
  for	
  any	
  responsible	
  purpose,	
  subject	
  to	
  proper	
  attribution	
  of	
  authorship.	
  With	
  
Open	
  Access	
  individuals	
  can	
  take	
  projects	
  in	
  their	
  own	
  direction	
  without	
  necessarily	
  hindering	
  
the	
   progress	
   of	
   others.	
   Openness	
   is	
   being	
   put	
   forward	
   to	
   facilitate	
   the	
   growth	
   of	
   the	
   open	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
20
   Although there have been attempts to define Open Access after the Budapest, Bethesda, and Berlin declaration
about it, these three (Budapest, Bethesda and Berlin declarations), usually used together and referred to as the BBB
definition of Open Access, have become established as the working definition for Open Access.
21
             See Suber, P., (2012), ibid, p.8.
22
 	
  See the Bethesda Statement on Open Access at http://legacy.earlham.edu/~peters/fos/bethesda.htm [last check,
April 5, 2015].	
  
23
   	
  See the Berlin Declaration on Open Access to Knowledge in the Sciences and Humanities at
http://openaccess.mpg.de/ [last check, April 5, 2015].	
  


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            8
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




source	
   and	
   free	
   software	
   programming	
   communities,	
   and	
   may	
   involve	
   the	
   consumption	
   and	
  
production	
  of	
  free	
  content.24	
  The	
  appeal	
  of	
  Openness	
  has	
  become	
  so	
  great	
  that	
  it	
  is	
  sometimes	
  
difficult	
  to	
  recognize	
  that	
  limits	
  on	
  Openness	
  are	
  not	
  only	
  necessary	
  but	
  desirable.	
  The	
  virtues	
  
of	
   an	
   open	
   environment	
   are	
   undeniable;	
   what	
   is	
   more	
   difficult	
   is	
   negotiating	
   the	
   proper	
   levels	
  
of	
  Openness	
  for	
  a	
  given	
  realm	
  of	
  online	
  life	
  (Bollier,	
  2008).25	
  

The	
   sense	
   for	
   movement	
   of	
   Openness	
   was	
   first	
   understood	
   according	
   to	
   Professor	
   Yochai	
  
Benkler,	
   at	
   a	
   conference	
   at	
   Yale	
   University	
   that	
   Professor	
   James	
   Boyle	
   (Boyle,	
   J.,	
   1997)26	
  
organized	
   in	
   April	
   1999,	
   which	
   was	
   already	
   planned	
   as	
   a	
   movement-­‐building	
   event.	
   That	
  
conference,	
   “Private	
   Censorship/Perfect	
   Choice”	
   (Yale	
   Bulletin	
   &	
   Calendar,	
   1999 )	
  27	
  looked	
   at	
  
the	
  threats	
  to	
  free	
  speech	
  on	
  the	
  Web	
  and	
  how	
  the	
  public	
  might	
  resist.	
  It	
  took	
  inspiration	
  from	
  
John	
   Perry	
   Barlow’s	
   1996	
   manifesto	
   “A	
   Declaration	
   of	
   the	
   Independence	
   of	
   Cyberspace”	
  
(Barlow,	
  J.	
  P.).28	
  The	
  stirrings	
  of	
  a	
  movement	
  were	
  evident	
  in	
  May	
  2000,	
  when	
  Yochai	
  Benkler	
  
convened	
   a	
   small	
   conference	
   of	
   influential	
   intellectual	
   property	
   scholars	
   at	
   New	
   York	
  
University	
   Law	
   School	
   on	
   “A	
   Free	
   Information	
   Ecology	
   in	
   the	
   Digital	
   Environment”.	
   This	
   was	
  
followed	
  in	
  November	
  2001	
  by	
  a	
  large	
  gathering	
  at	
  Duke	
  Law	
  School,	
  the	
  “Conference	
  on	
  the	
  
Public	
  Domain,”	
  the	
  first	
  major	
  conference	
  ever	
  held	
  on	
  the	
  public	
  domain	
  (Duke	
  Law	
  School,	
  
2001).29	
  It	
   attracted	
   several	
   hundred	
   people	
   and	
   permanently	
   rescued	
   the	
   public	
   domain	
   from	
  
the	
  netherworld	
  of	
  “non-­‐property.”	
  People	
  from	
  diverse	
  corners	
  of	
  legal	
  scholarship,	
  activism,	
  
journalism,	
   and	
   philanthropy	
   found	
   each	
   other	
   and	
   began	
   to	
   re-­‐envision	
   their	
   work	
   in	
   a	
   larger,	
  
shared	
  framework	
  (Bollier,	
  2008).30	
  

The	
   Openness/Open	
   Access	
   movement	
   cropped	
   up	
   as	
   a	
   reaction	
   of	
   academia	
   in	
   the	
  
increasingly	
   rising	
   pricing	
   of	
   scientific	
   publications	
   and	
   subscriptions	
   controlled	
   by	
   publishers	
  
and	
  distributors	
  that	
  intervene	
  in	
  the	
  process	
  of	
  scientific	
  knowledge	
  dissemination	
  and	
  stifle	
  


	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
24
          	
  See Wikipedia, Openness, available at http://en.wikipedia.org/wiki/Openness [last check, April 5, 2015].
25
  	
  Bollier, D., (2008), Viral Spiral: How the Commoners Built a Digital Republic of their Own, The New York
Press, p.40, available at URL: http://www.viralspiral.cc/download-book [last check, April 5, 2015].	
  
26
  	
  See Boyle, J., (1997), A Politics of Intellectual Property: Environmentalism For the Net? available at
http://law.duke.edu/boylesite/intprop.htm [last check, April 5, 2015], was an influential piece that James Boyle wrote
in 1997, calling for the equivalent of an environmental movement to protect the openness and freedom of the Internet.
27
  	
  See Yale Bulletin & Calendar, Private Censorship and Perfect Choice Conference to explore Speech and
Regulation on the Net, April 5-12, 1999 Volume 27, Number 27 available at http://www.yale.edu/opa/arc-
ybc/v27.n27/story3.html [last check, April 5, 2015].
28
     	
  Barlow, J. P., A Declaration of the Independence of                                                                                                                                                                                        Cyberspace,   available   at
https://homes.eff.org/~barlow/Declaration-Final.html [last check, April 5, 2015].
29
 	
  See Duke Law School supported by the Center for the Public Domain, Conference on the Public Domain,
November 9—11, 2001, available at http://law.duke.edu/pd/ [last check, April 5, 2015].
30
          	
  Bollier, D., (2008), ibid, p.67.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                                              9
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




competition	
   in	
   scientific	
   publishing	
   and	
   distribution	
   (Lessig,	
   L.,	
   2012).31	
  By	
   the	
   time	
   (Suber,	
  
2009)32	
  Open	
   Access	
   started	
   to	
   be	
   a	
   central	
   point	
   of	
   discussion	
   in	
   the	
   agenda	
   of	
   academic	
  
institutions,	
   prices	
   had	
   risen	
   many	
   times	
   faster	
   than	
   inflation	
   since	
   1986	
   (Suber,	
   2007;	
  
Kyrillidou	
   and	
   Young,	
   2002;	
   the	
   same,	
   2003;	
   the	
   same,	
   2005).33	
  Fortuitously,	
   just	
   as	
   journal	
  
prices	
  were	
  becoming	
  unbearable,	
  the	
  Internet	
  emerged	
  to	
  offer	
  an	
  alternative.	
  	
  

The	
   Internet	
   has	
   played	
   a	
   catalytic	
   role	
   in	
   the	
   evolution	
   of	
   the	
   Openness/Open	
   Access	
  
movement	
   because	
   of	
   the	
   radical	
   changes	
   it	
   has	
   imposed	
   in	
   the	
   process	
   of	
   authoring,	
  
publishing,	
   distributing,	
   and	
   pricing	
   content	
   via	
   the	
   Internet	
   networked	
   public	
   sphere.	
   The	
  
evolution	
   of	
   the	
   Web	
   into	
   Web	
   2.0 34 	
  and	
   Web	
   3.0 35 	
  has	
   enabled	
   more	
   interaction	
   and	
  
participation	
   among	
   users	
   and	
   empowered	
   them	
   to	
   undertake	
   action	
   both	
   as	
   readers	
   and	
  
authors,	
   publishers	
   and	
   distributors,	
   in	
   the	
   process	
   of	
   production	
   and	
   consumption	
   of	
  
knowledge.	
   Since	
   the	
   beginning	
   of	
   the	
   Internet	
   era,	
   Openness	
   of	
   scientific	
   knowledge,	
   art,	
   and	
  
culture	
  has	
  been	
  fostered	
  and	
  cultivated	
  in	
  way	
  that	
  indicates	
  that	
   Openness	
  or	
  Open	
  Access	
  is	
  
somewhat	
   intrinsically	
   connected	
   to	
   the	
   hierarchical	
   anarchy	
   of	
   the	
   Net.	
   While	
   Open	
   Access	
  
was	
  born	
  because	
  of	
  the	
  need	
  to	
  remove	
  price	
  barriers	
  (subscriptions,	
  licensing	
  fees,	
  pay-­‐per-­‐
view	
   fees),	
   it	
   was	
   soon	
   realized	
   that	
   its	
   survivability	
   was	
   subject	
   to	
   the	
   need	
   to	
   remove	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
31
  	
  Lessig, L., (2012), Answers to Written Questions. The Senate Judiciary Committee, “The Microsoft Settlement: A
Look to the Future”, available at http://www.judiciary.senate.gov/imo/media/doc/lessig_testimony_12_12_01.pdf
[last check, April 5, 2015].
32
  	
  See Suber, P., (2009), Timeline of the Open Access Movement, revised February 9, 2009, available at
http://legacy.earlham.edu/~peters/fos/timeline.htm [last check, April 5, 2015].	
  	
  
33
  	
  See Suber, S. (2007), Open Access Overview, Focusing on open access to peer-reviewed research articles and
their preprints, revised June 19, 2007, available at http://www.earlham.edu/~peters/fos/overview.htm [last check,
April 5, 2015]. See also Kyrillidou, M., and Young, M., (2002), ARL Statistics 2001-2002, Association of Research
Libraries; the same, (2003), ARL Statistics 2002-03, Association of Research Libraries; the same, (2005), ARL
Statistics 2004-05, Association of Research Libraries, available through http://www.arl.org/publications-
resources/search-publications/search/summary [last check, April 5, 2015].
34
   Web 2.0 is associated with web applications that facilitate participatory information sharing, interoperability, user-
centred design, and collaboration on the World Wide Web. A Web 2.0 site allows users to interact and collaborate
with each other in a social media dialogue as creators (prosumers, i.e. producers + consumers) of user-generated
content in a virtual community, in contrast to websites where users (consumers) are limited to the passive viewing
of content that was created for them. The term ‘prosumers’ was coined in 1980 by Alvin Toffler to describe the dual
role of a producer-consumers, i.e. generating content online as producer and at the same time consume content that
other have produced. Examples of Web 2.0 include social networking sites, blogs, wikis, video sharing sites, hosted
services, web applications, mashups and folksonomies. See Toffler, A., (1980), The Third Wave, New York, bantam
Books; see, also, Tapscott, D., and Williams A., D., (2006), Wikinomics: How Mass Collaboration Changes
Everything, Porfolio, who coined the related term ‘prosumption’, i.e. production + consumption, to refer to the
creation of products and services by the same people who will ultimately use them.
35
   Web 3.0 is associated with the Semantic Web. The Semantic Web is a collaborative movement led by the
international standards content in web pages, the Semantic Web aims at converting the current web body, the World
Wide Web Consortium (W3C). The standard promotes common data formats on the World Wide Web. By
encouraging the inclusion of semantic dominated by unstructured and semi-structured documents into a “web of
data”. The Semantic Web stack builds on the W3C’s Resource Description Framework (RDF). The Semantic Web
provides a common framework that allows data to be shared and reused across application, enterprise, and
community boundaries. The term “Semantic Web” was coined by Tim Berners-Lee for a web of data that can be
processed by machines.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            10
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




permission	
  barriers	
  as	
  well	
  (most	
  copyright	
  and	
  licensing	
  restrictions).	
  

Major	
   Openness	
   or	
   Open	
   Access	
   opinion-­‐leading	
   organizations	
   include	
   the	
   Free	
   Software	
  
Foundation36	
  and	
  the	
  Open	
  Source	
  Initiative37	
  that	
  have	
  set	
  the	
  terms	
  of	
  “Free/Libre	
  and	
  Open	
  
Source	
   Software”	
   (Stallman,	
   R.)38,	
   as	
   well	
   as	
   the	
   definitions	
   of	
   “Free	
   Cultural	
   Works”39	
  and	
  
“Open	
   Knowledge” 40	
  which	
   are	
   a	
   source	
   of	
   inspiration	
   toward	
   the	
   definition	
   of	
   Openness	
  
principles	
   in	
   the	
   Creative	
   Commons	
   licenses	
   (Haughey,	
   M.,	
   2003).41	
  	
   There’s	
   also	
   the	
   Open	
  
Knowledge	
   Foundation 42 	
  which	
   stressed	
   the	
   importance	
   for	
   the	
   adoption	
   of	
   the	
   Panton	
  
Principles	
  for	
  Open	
  Data	
  in	
  Science43	
  as	
  well	
  as	
  the	
  Open	
  Knowledge	
  Foundation’s	
  Principles	
  on	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
36
  The Free Software Definition contains four essential freedoms and provides interpretations of what they include
and do not include; see more at http://www.gnu.org/philosophy/free-sw.html [last check, April 5, 2015]; see, also, at
http://www.gnu.org/philosophy/open-source-misses-the-point.html [last check, April 5, 2015].
37
   See the Open Source Definition criteria available at http://www.opensource.org/docs/osd [last check, April 5,
2015] and a commented version available at http://www.opensource.org/docs/definition.php [last check, April 5,
2015].
38
   Supporters of free software regard the idea of free/libre software as part of their ethical and social ideas of
respecting other people’s freedom and the principle of solidarity. As of 1998, supporters of open source software
have been riding on the free/libre software ideology with the intention of improving the business chances of free
software. See more at Stallman, R., (not dated), Why Open Source Misses the Point of Free Software, available at
http://www.gnu.org/philosophy/open-source-misses-the-point.html [last check, April 5, 2015]; the same, (non-dated),
Why Free Software is better than Open Source, available at http://www.gnu.org/philosophy/free-software-for-
freedom.html [last check, April 5, 2015]; see, also, Jaeger T., Metzger, A., (2006), Open Source Software, Beck
Juristischer Verlag, p.20.
39
   See the definition of Free Cultural Works available at http://freedomdefined.org/Definition [last check, April 5,
2015]. The definition was created by a group of people that was initiated by Erik Möller, a free software developer,
author and long-time Wikimedian, and joined by Hill, Mia Garlick, General Counsel of Creative Commons, and
Angela Beesley, elected trustee of the Wikimedia Foundation. The original draft of the definition received input by
Richard Stallman and Lawrence Lessig and it was released for open editing in May 2006.
40
   See the Open Knowledge Definition, addressing not only works but also data and government information,
available at http://opendefinition.org/ [last check, April 5, 2015]. The scope of the definition is content such as music,
films, books, data be it scientific, historical, geographic or otherwise, and government and other administrative
information. Software is excluded because it is already adequately addressed by previous work of other organizations.
The definition of Open Knowledge closely follows that of the Open Source Definition. The first license for open
content other than software was developed by David Wiley in 1998. By that time Wiley, while a graduate student in
educational technology at Brigham Young University developed the first free license specifically for content closely
following the model of the GPL GNU license. He coined the term open content and founded the Open Content
Project; see Open Content Project at http://opencontent.org/ [last check, April 5, 2015], and the definition of open in
Open Content at http://opencontent.org/definition/ [last check, April 5, 2015]. See, also, The Three Meanings of
Open by the Open Knowledge Foundation, available at http://okfn.org/three_meanings_of_open/ [last check, April 5,
2015], as well as the Open Software Service definition available at http://opendefinition.org/software-service/ [last
check, April 5, 2015] which pertains to online services which might be open like Wikipedia, or not like Google Maps.
41
   In June 2003 in a Creative Commons press release David Wiley declared: When I saw the Creative Commons team,
and all their expertise, I saw that they ‘got it.’ I slowly came to the somewhat painful realization that the best thing I
could do for the community was to close the Open Content project and encourage people to adopt the Creative
Commons licenses. See Haughey, M., (2003), Creative Commons Welcomes David Wiley as Educational Use
License Project Lead, Press Release June 23, 2003, available at http://creativecommons.org/press-
releases/entry/3733 [last check, April 5, 2015]. Wiley also announced that Open Content Project is officially closed.
Wiley opted for closing Open Content because he was confident that Creative Commons is doing a better job of
providing licensing options which will stand up in court. He announced that the Open Content License and Open
Publication License would remain online for archival purposes in their current locations. However, no future
development would occur on the licenses themselves.
42
  Open Knowledge Foundation Greece (OKF GRE) is the official Chapter of Open Knowledge Foundation—Open
Knowledge in Greece. See OKF GRE at http://okfn.gr/ [last check, April 5, 2015].
43
  See the Panton Principles for Open Data in Science available at http://pantonprinciples.org/ [last check, April 5,
2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            11
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Open	
   Bibliographic	
   Data 44 	
  which	
   are	
   leveraged	
   upon	
   in	
   the	
   creation	
   of	
   Open	
   Knowledge	
  
Foundation’s	
   Open	
   Database	
   License	
   (ODbL) 45 	
  which	
   are	
   all	
   of	
   great	
   usefulness	
   to	
   works	
  
produced	
  either	
  by	
  legal	
  entities	
  or	
  natural	
  persons	
  no	
  matter	
  whether	
  they	
  are	
  operating	
  and	
  
producing	
  in	
  the	
  private	
  or	
  in	
  the	
  public	
  sectors.	
  	
  

ODbL	
  was	
  included	
  in	
  the	
  set	
  of	
  Open	
  Data	
  Commons	
  licenses	
  and	
  dedications	
  developed	
  by	
  
Open	
  Knowledge	
  Foundation	
  with	
  the	
  aim	
  to	
  create	
  a	
  licensing	
  suit	
  focused	
  on	
  the	
  protection	
  
of	
   databases	
   in	
   the	
   EU	
   legal	
   environment.	
   The	
   Open	
   Data	
   Commons	
   licensing	
   suit	
   includes	
   the	
  
Open	
   Data	
   Commons	
   Attribution	
   license	
   (ODC-­‐By)	
   which	
   allows	
   licensees	
   to	
   copy,	
   distribute	
  
and	
  use	
  the	
  database,	
  to	
  produce	
  works	
  from	
  it	
  and	
  to	
  modify,	
  transform	
  and	
  build	
  upon	
  it	
  for	
  
any	
  purpose.46	
  If	
  content	
  is	
  generated	
  from	
  the	
  data	
  that	
  content	
  should	
  include	
  or	
  accompany	
  
a	
   notice	
   explaining	
   that	
   the	
   database	
   was	
   used	
   in	
   its	
   creation.	
   If	
   the	
   database	
   is	
   used	
  
substantially	
  to	
  create	
  a	
  new	
  database	
  or	
  collection	
  of	
  databases,	
  the	
  licence	
  URL	
  or	
  text	
  and	
  
copyright/database	
   right	
   notices	
   must	
   be	
   distributed	
   with	
   the	
   new	
   database	
   or	
   collection.	
   The	
  
ODC-­‐By	
   is	
   a	
   simplified	
   version	
   of	
   the	
  ODbL.	
   It	
   grants	
   the	
   same	
   rights,	
   and	
   contains	
   most	
   of	
   the	
  
same	
  restrictions,	
  with	
  the	
  exception	
  that	
  it	
  does	
  contain	
  neither	
  the	
  share-­‐alike	
  requirement	
  
nor	
   the	
   prohibition	
   against	
   including	
   the	
   database	
   with	
   technological	
   protection	
   measures.	
  
This	
  makes	
  it	
  a	
  very	
  open	
  license,	
  and	
  as	
  long	
  as	
  the	
  notices	
  are	
  kept	
  intact,	
  it	
  is	
  very	
  easy	
  to	
  
comply	
  with.	
  

The	
  project	
  for	
  the	
  creation	
  of	
  ODbL	
  was	
  started	
  as	
  an	
  independent	
  work	
  by	
  Jordan	
  Hatcher	
  
and	
  Prof.	
  Charlotte	
  Waelde	
  in	
  2007	
  and	
  was	
  funded	
  by	
  the	
  software	
  company	
  Talis	
  in	
  an	
  effort	
  
to	
   create	
   the	
   successor	
   to	
   the	
   Talis	
   Community	
   License.	
   The	
   development	
   of	
   ODbL	
   finally	
  
replaced	
  the	
  Talis	
  Community	
  License.47	
  This	
  first	
  effort	
  produced	
  the	
  ODbL.	
  The	
  spark	
  for	
  the	
  
ODbL	
   creation	
   was	
   the	
   realization	
   that	
   the	
   Creative	
   Commons	
   licensing	
   suit,	
   at	
   least	
   until	
  
version	
   3.0	
   of	
   CC	
   licenses,	
   was	
   not	
   covering	
   the	
   database	
   right	
   specifically	
   which	
   the	
   ODbL	
  
creators	
  believed	
  left	
  some	
  institutions	
  in	
  Europe	
  at	
  potential	
  risk	
  due	
  to	
  market	
  failure	
  as	
  they	
  
could	
  license	
  only	
  their	
  Copyright	
  and	
  not	
  the	
  database	
  sui	
  generis	
  right.	
  It	
  was	
  therefore	
  felt	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
44
    See Open Knowledge Foundation’s Principles on Open Bibliographic Data available at
http://openbiblio.net/files/2011/01/POBD.pdf [last check, April 5, 2015]. See, also, Discovery Open Metadata
Principles promoted by the Joint Information Systems Committee in the UK, available at
http://discovery.ac.uk/files/pdf/Discovery_Open_Metadata_Principles.pdf [last check, April 5, 2015].
45
  See ODC ODbL v.1.0 Greek version available at http://opendatacommons.gr/ [last check, April 5, 2015] created
by Marinos Papadopoulos, legal lead & creator, Petros Tanos, creator, and Charalampos Bratsas, project lead for the
Open Knowledge Foundation Greece.
46
               See the ODC Attribution license available at http://opendatacommons.org/licenses/by/ [last check, April 5, 2015].
47
    See Talis Community License at http://web.archive.org/web/20130923083859/http://tdnarchive.capita-
libraries.co.uk/tcl [last check, April 5, 2015]; for the replacement of Talis Community License by ODbL see
http://opendefinition.org/licenses/tcl/ [last check, April 5, 2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            12
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




that	
  a	
  database	
  specific	
  license	
  was	
  needed	
  (Guadamuz,	
  A.,	
  Cabell,	
  D.,	
  non-­‐dated).48	
  	
  The	
   ODbL	
  
license	
  grants	
  the	
  following	
  rights:	
  	
  

                             1. Extraction	
  and	
  re-­‐utilization	
  of	
  the	
  whole	
  or	
  a	
  substantial	
  part	
  of	
  the	
  contents.	
  	
  

                             2. Creation	
   of	
   a	
   derivative	
   database;	
   e.g.	
   this	
   includes	
   any	
   translation,	
   adaptation,	
  
                                                           arrangement,	
  modification,	
  or	
  any	
  other	
  alteration	
  of	
  the	
  database	
  or	
  of	
  a	
  substantial	
  
                                                           part	
  of	
  the	
  contents.	
  	
  

                             3. Inclusion	
  of	
  the	
  database	
  in	
  unmodified	
  form	
  as	
  part	
  of	
  a	
  collection	
  of	
  independent	
  
                                                           databases.	
  	
  

                             4. Creation	
  of	
  temporary	
  or	
  permanent	
  reproductions	
  by	
  any	
  means	
  and	
  in	
  any	
  form,	
  in	
  
                                                           whole	
  or	
  in	
  part.	
  	
  

                             5. Distribution,	
   communication,	
   display,	
   lending,	
   making	
   available,	
   or	
   performance	
   to	
  
                                                           the	
  public	
  by	
  any	
  means	
  and	
  in	
  any	
  form.	
  

In	
   exchange,	
   the	
   user	
   must	
   fulfil	
   several	
   conditions.	
   These	
   include	
   the	
   obligation	
   to	
   keep	
  
copyright	
   and	
   database	
   notices	
   intact,	
   and	
   this	
   being	
   a	
   share-­‐alike	
   license,	
   the	
   user	
   must	
  
release	
   any	
   derivatives	
   under	
   the	
   terms	
   of	
   the	
   ODbL.	
   The	
   user	
   is	
   also	
   forbidden	
   from	
  
releasing	
   derivatives	
   imposing	
   any	
   form	
   of	
   technological	
   protection	
   measure.	
   Most	
   of	
   the	
  
other	
  provisions	
  in	
  the	
  license	
  are	
  similar	
  to	
  those	
  found	
  in	
  CC	
  licenses.	
  	
  

	
  




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
48
  Guadamuz, A., Cabell, D., (non-dated), Data mining White Paper: Analysis of UK/EU law on data mining in
higher      education     institutions,   pp.18-19,        available     at http://www.technollama.co.uk/wp-
content/uploads/2013/04/Data-Mining-Paper.pdf [last check, April 5, 2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            13
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




2 Directive	
   2003/98/EC	
   as	
   amended	
   by	
   Directive	
  
  2013/37/EU	
   &	
   the	
   Creative	
   Commons	
   licensing	
  
  model	
  (Copyleft	
  licensing)	
  
The	
  issue	
  of	
  implementation	
  of	
  Openness/Open	
  Access	
  in	
  the	
  works	
  or	
  data	
  produced	
  by	
  the	
  
Public	
   Sector	
   organizations	
   or	
   individuals	
   producing	
   copyrighted	
   works	
   in	
   the	
   framework	
   of	
  
their	
   duties	
   and	
   professional	
   life	
   in	
   the	
   Public	
   Sector	
   is	
   relevant	
   to	
   the	
   provisions	
   of	
   the	
   so	
  
called	
   PSI	
   Directive	
   as	
   it	
   was	
   first	
   passed	
   in	
   2003	
   and	
   later	
   amended	
   in	
   2013.	
   Directive	
  
2003/98/EC	
   on	
   the	
   re-­‐use	
   of	
   Public	
   Sector	
   Information	
   known	
   as	
   the	
   PSI	
   Directive 49	
  
harmonises	
   the	
   rules	
   and	
   practices	
   relating	
   to	
   the	
   exploitation	
   of	
   public	
   sector	
   information.	
  
According	
  to	
  the	
  Preamble	
  9	
  of	
  said	
  Directive,50	
  “public	
  sector	
  bodies	
  should	
  be	
  encouraged	
  to	
  
make	
  available	
  for	
  re-­‐use	
  any	
  documents	
  held	
  by	
  them.”	
  However,	
  the	
  decision	
  whether	
  or	
  not	
  
to	
  authorize	
  re-­‐use	
  remains	
  with	
  the	
  EU	
  Member	
  States	
  or	
  the	
  public	
  sector	
  body	
  concerned.51	
  
As	
   of	
   June	
   2013	
   a	
   revision	
   of	
   Directive	
   2003/98/EC	
   has	
   been	
   adopted	
   by	
   the	
   European	
  
legislator	
   through	
   Directive	
   2013/37/EU	
   of	
   June	
   26,	
   2013. 52 	
  This	
   amendment	
   of	
   the	
   PSI	
  
Directive	
  through	
  Directive	
  2013/37/EU	
  has	
  made	
  permitting	
  re-­‐use	
  of	
  existing	
  and	
  generally	
  
accessible	
   documents	
   that	
   public	
   sector	
   bodies	
   create,	
   collect	
   or	
   hold	
   as	
   mandatory	
   in	
   most	
  
cases.53	
  Directive	
   2013/37/EU	
   has	
   introduced	
   the	
   principle	
   that	
   all	
   public	
   information,	
   i.e.	
   all	
  
information	
  held	
  by	
  the	
  public	
  sector	
  bodies,	
  which	
  is	
  publicly	
  accessible	
  under	
  national	
  law	
  is	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
49
   Directive 2003/98/EC of the European Parliament and of the Council of 17 November 2003 on the re-use of
public         sector       information,      OJ        2003       L345,        available       at      http://eur-
lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2003:345:0090:0096:EN:PDF [last check, April 5, 2015]; see
also, Kalfin, I., (2012), Amendment of Directive 2003/98/EC on re-use of public sector information, Proposal for a
directive                 COM(2011)0877-C7-0502/2011-2011/0430(COD),                     available               at
http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-%2f%2fEP%2f%2fNONSGML%2bCOMPARL%2bPE-
496.525%2b01%2bDOC%2bPDF%2bV0%2f%2fEN [last check, April 5, 2015]; the same, (2012), Draft Report on
the proposal for a directive of the European Parliament and of the Council on amending directive 2003/98/EC on
re-use of publc sector information (COM(2011)0877-C7-0502/2011-2011/0430(COD)), available at
http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-%2f%2fEP%2f%2fNONSGML%2bCOMPARL%2bPE-
492.922%2b01%2bDOC%2bPDF%2bV0%2f%2fEN [last check, April 5, 2015].
50
   The PSI Directive has been implemented in Greece through Law 3448/2006 on the re-use of public sector
information and the regulation of issues within the competency of the Ministry of Interior, Public Administration and
Decentralisation. Law 3448/2006 has been amended with article 11 of Law 3613/2007.
51
               See Recital 7 of Directive 2013/37/EU.
52
  See Directive 2013/37/EU of the European Parliament and of the Council of June 26, 2013, amending Directive
2003/98/EC      on     the     re-use      of     public    sector    information   available     at    http://eur-
lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2013:175:0001:0008:EN:PDF [last check, July 1, 2015] which
has been implemented in the Greek legal system through law 4305/2014 titled Open access and reuse of documents,
data and public sector information, amendment of law 3448/2006 (A’ 57), adapting national legislation to the
provisions of Directive 2013/37/EU of the European Parliament and of the Council, further strengthening of
transparency, regulation of matters related to Introductory Examination of ESDDA, and other provisions.
53
  See article 2 of Law 4305/2014 which amended article 2 of Law 3448/2006 implementing Directive
2013/37/EU article 3(1); see article 6§1 of Presidential Decree 28/2015 on Codification of provisions
on access to public documents and records.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            14
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




reusable	
   for	
   both	
   commercial	
   and	
   non-­‐commercial	
   purposes.54	
  Exceptions	
   from	
   the	
   scope	
   of	
  
the	
  amended	
  PSI	
  Directive	
  apply	
  in	
  certain	
  cases,	
  including	
  on	
  grounds	
  of	
  data	
  protection55	
  and	
  
copyright	
  law.56	
  57	
  Additionally,	
  the	
  amended	
  PSI	
  Directive	
  extends	
  the	
  PSI	
  Directive’s	
  scope	
  to	
  
cover	
  public	
  sector	
  information	
  held	
  by	
  public	
  sector	
  museums,	
  libraries	
  (including	
  university	
  
libraries)	
  and	
  archives	
  where	
  they	
  allow	
  their	
  information	
   to	
   be	
   made	
   available	
   for	
   re-­‐use.	
   It	
  
also	
   introduces	
   the	
   principle	
   that	
   charges	
   for	
   re-­‐use	
   should	
   be	
   set	
   at	
   marginal	
   cost,	
   with	
  
exceptions	
   in	
   certain	
   circumstances. 58	
  And	
   finally,	
   the	
   amended	
   PSI	
   Directive	
   introduces	
   a	
  
means	
   of	
   redress	
   operated	
   by	
   an	
   impartial	
   review	
   body	
   with	
   the	
   power	
   to	
   make	
   binding	
  
decisions	
  on	
  public	
  sector	
  bodies.59	
  	
  	
  

The	
   PSI	
   Directive	
   on	
   the	
   re-­‐use	
   of	
   public	
   sector	
   information	
   is	
   inspired	
   by	
   the	
   U.S.	
   legal	
  
framework	
  for	
  re-­‐use	
  of	
  federal	
  government	
  information	
  (European	
  Commission,	
  1998).60	
  The	
  
U.S.	
   legal	
   framework	
   combines	
   an	
   absence	
   of	
   Copyright	
   in	
   federal	
   information	
   and	
   an	
   active	
  
dissemination	
   policy,	
   encouraging	
   the	
   private	
   sector	
   to	
   exploit	
   public	
   sector	
   information	
  
commercially.	
   In	
   1989	
   the	
   European	
   Commission	
   published	
   “Guidelines	
   for	
   improving	
   the	
  
synergy	
   between	
   the	
   public	
   and	
   private	
   sectors	
   in	
   the	
   information	
   market”	
   (Commission	
   of	
   the	
  
European	
   Communities,	
   1989).61	
  These	
   aimed	
   at	
   improving	
   access	
   to	
   public	
   sector	
   data	
   for	
  
commercial	
   re-­‐use:	
   public	
   sector	
   bodies	
   should	
   regularly	
   review	
   which	
   of	
   their	
   data	
   are	
  
suitable	
   for	
   re-­‐use,	
   publicize	
   their	
   availability,	
   and	
   as	
   far	
   as	
   possible	
   develop	
   harmonized	
  
licenses	
  and	
  pricing	
  regimes	
  (Commission	
  of	
  the	
  European	
  Communities,	
  1989).62	
  The	
  general	
  
idea	
  of	
  these	
  guidelines	
  has	
  been	
  taken	
  forward	
  in	
  the	
  PSI	
  Directive	
  as	
  of	
  2003	
  and	
  enhanced	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
54
               See Directive 2013/37/EU article 3(1).
55
  See Recital 11 of Directive 2013/37/EU; see article 3§5 of Law 4305/2014 which amended article 3§2 of Law
3448/2006.
56
   See Recital 12 of Directive 2013/37/EU; the provisions of PSI Directive should be without prejudice to the rights,
including economic and moral rights that employees of public sector bodies may enjoy under national rules. See,
also, Recital 34 of Directive 2013/37/EU according to which This Directive respects the fundamental rights and
observes the principles recognised in particular by the Charter of Fundamental Rights of the European Union,
including the protection of personal data (Article 8) and the right to property (Article 17). Nothing in this Directive
should be interpreted or implemented in a manner that is inconsistent with the European Convention for the
Protection of Human Rights and Fundamental Freedoms.
57
               See article 7 of Presidential Decree 28/2015.
58
               See Recitals 22, 23, and 25; see also amended article 6(1) of Directive 2013/37/EU.
59
               See Recital 28, and amended article 4(3)(4) of Directive 2013/37/EU.
60
   See the European Commission, (1998), Public Sector Information: A key resource for Europe, Green Paper on
Public      Sector    Information     in    the   Information      Society,   COM     (1998)585,   available   at
ftp://ftp.cordis.europa.eu/pub/econtent/docs/gp_en.pdf [last check, April 5, 2015]; Dulong de Rosnay, M., (2010),
ibid, pp.59-69.
61
  Commission of the European Communities, (1989), Guidelines for improving the synergy between the public and
private sectors in the information market, Directorate-General for Telecommunications, Information Industries and
Innovation,                                                available                                            at
http://ec.europa.eu/information_society/policy/psi/docs/pdfs/brochure/1989_public_sector_guidelines_en.pdf   [last
check, April 5, 2015].
62
             Commission of the European Communities, (1989), ibid, pp.10-12.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            15
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




through	
   the	
   amendment	
   of	
   Directive	
   2013/37/EU.	
   The	
   2003	
   PSI	
   Directive	
   establishes	
   only	
  
minimum	
   standards,	
   that	
   is	
   to	
   say	
   Member	
   States	
   may	
   opt	
   for	
   a	
   more	
   liberal	
   re-­‐use	
   regime	
  
(Commission	
  Decision	
  of	
  December	
  12,	
  2011).63	
  An	
  important	
  aim	
  of	
  the	
  2003	
  PSI	
  Directive	
  is	
  
to	
   help	
   create	
   a	
   level	
   playing	
   field	
   in	
   situation	
   where	
   public	
   sector	
   bodies	
   compete,	
   e.g.	
  
through	
  commercial	
  branches,	
  with	
  private	
  sector	
  actors	
  on	
  the	
  basis	
  of	
  information	
  produced	
  
in	
  the	
  context	
  of	
  public	
  tasks	
  (Directive	
  2003/98/EC).64	
  At	
  the	
  same	
  time,	
  the	
  aim	
  of	
  the	
  2003	
  
PSI	
   Directive	
   and	
   of	
   all	
   EC	
   documents	
   issued	
   as	
   a	
   consequence	
   of	
   it	
   regarding	
   public	
   sector	
  
information	
   is	
   to	
   stimulate	
   content	
   markets	
   (European	
   Commission,	
   2011;	
   Uhlir,	
   P.,	
   2010)65	
  
within	
  the	
  EU	
  by	
  making	
  public	
  sector	
  information	
  available	
  on	
  transparent,	
  effective	
  and	
  non-­‐
discriminatory	
  terms	
  (Commission	
  Decision	
  of	
  December	
  12,	
  2011).66	
  	
  

The	
  2003	
  PSI	
  Directive	
  and	
  it	
  amendment	
  through	
  Directive	
  2013/37/EU	
  apply	
  to	
  ‘documents’	
  
held	
   by	
   public	
   sector	
   bodies	
   only	
   (Directive	
   2003/98/EC) 67 	
  (Greek	
   Law	
   3448/2006). 68 A	
  
document	
   is	
   any	
   part	
   of	
   content	
   whatever	
   its	
   medium,	
   e.g.	
   written	
   on	
   paper	
   or	
   stored	
   in	
  
electronic	
   form	
   or	
   as	
   a	
   sound,	
   visual	
   or	
   audiovisual	
   recording	
   (Directive	
   2003/98/EC;	
  
Commission	
   Decision	
   of	
   December	
   12,	
   2011) 69 	
  (Greek	
   Law	
   3448/2006 70 	
  and	
   Presidential	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
63
   Commission Decision of December 12, 2011, 2011/833/EU, on the reuse of Commission documents, L.330/39,
Preamble 6, available at http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2011:330:0039:0042:EN:PDF
[last check, April 5, 2015].
64
   See Preambles 5, 6 of the PSI Directive.
65
   See European Commission, (2011), Proposal for a Directive of the European Parliament and the Council,
Amending Directive 2003/98/EC on re-use of public sector information, COM(2011)877 Final, p.3, available at
http://ec.europa.eu/information_society/policy/psi/docs/pdfs/directive_proposal/2012/en.pdf [last check, April 5,
2015], according to which A recent study estimates the total market for public sector information in 2008 at € 28
billion across the Union. The same study indicates that the overall economic gains from further opening up public
sector information by allowing easy access are around € 40 billion a year for the EU27. The total direct and indirect
economic gains from PSI applications and use across the whole EU27 economy would be in the order of € 140 billion
annually. See, also, Uhlir, P., (2010), Measuring the Economic and Social Benefits and Costs of Public Sector
Information Online: A Review of the Literature and Future, First Communia Conference, available in audio at
http://www.communia-project.eu/communiafiles/conf2008_Paul%20Uhlir.mp3 [last check, April 5, 2015].
66
             See Commission Decision of December 12, 2011, ibid, Preamble 3.
67
  See Preamble 10 of the 2003 PSI Directive according to which the definitions of ‘public sector body’ and ‘body
governed by public law’ are taken from the public procurement Directives 92/50/EEC OJL 209, 24.7.1992, p.1.,
Directive as last amended by Commission Directive 2001/78/EC OJL 285, 29.10.2001, p.1, 93/36/EEC OJL 199,
9.8.1993, p.1, Directive as last amended by Commission Directive 2001/78/EC, and 93/37/EEC OJL 199, 9.8.1993,
p.54, Directive as last amended by Commission Directive 2001/78/EC, and 98/4/EC OJL 101, 1.4.1998, p.1. Public
undertakings are not covered by these definitions.
68
   For the meaning of ‘Public Sector Bodies’ in the implementing instrument of PSI Directive in Greece see article
4§1 of L.3448/2006 according to which Public sector bodies means the state, central or local authorities, first and
second tier local authorities, other legal entities governed by public law in accordance with paragraph 2 of this
Article and associations formed by one or several such bodies governed by public law. And in §2 of the same article
the law posits that Body governed by public law means any body: a) established for the specific purpose of meeting needs in
the general interest, not having and industrial or commercial character. b) having legal personality, and c) financed, for the
most part, by the State, regional or local authorities (O.T.A.) or other bodies governed by public law, or subject to
management supervision by those bodies or having an administrative, managerial or supervisory organ, more than half of
whose members are appointed by the State, regional and local authorities (O.T.A.) or by other bodies governed by public law.
69
  See article 3(a) & (b) of the 2003 PSI Directive; see article 3§1(a) & (b) of Commission Decision of December 12,
2011, ibid.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            16
                                                                                                                                                       OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Decree	
  28/201571).	
  Documents	
  in	
  which	
  third	
  parties	
  own	
  intellectual	
  property	
  are	
  outside	
  the	
  
scope	
   of	
   the	
   Directive	
   (Directive	
   2003/98/EC;	
   Commission	
   Decision	
   of	
   December	
   12,	
   2011;	
  
Greek	
   Law	
   3448/2006).72	
  Otherwise,	
   the	
   2003	
   PSI	
   Directive	
   applies	
   to	
   content	
   regardless	
  of	
  its	
  
status	
   under	
   Copyright	
   or	
   other	
   intellectual	
   property.	
   The	
   2003	
   PSI	
   Directive	
   does	
   not	
   affect	
  
the	
   existence	
   or	
   ownership	
   of	
   those	
   rights	
   of	
   public	
   sector	
   bodies.	
   Nor	
   does	
   it	
   limit	
   the	
  
exercise	
   of	
   these	
   rights,	
   that	
   is,	
   beyond	
   the	
   express	
   provisions	
   on	
   licensing	
   of	
   said	
   Directive	
  
(Directive	
  2003/98/EC;	
  Greek	
  Law	
  3448/2006).73	
  Considering	
  the	
  broad	
  scope	
  of	
  Copyright	
  and	
  
database	
   protection,	
   prior	
   permission	
   will	
   be	
   required	
   for	
   the	
   re-­‐use	
   of	
   much	
   public	
   sector	
  
information	
  (Commission	
  Decision	
  of	
  December	
  12,	
  2011).74	
  	
  

According	
  to	
  the	
  Preamble	
  of	
  the	
  2003	
  PSI	
  Directive,	
  public	
  sector	
  bodies	
  should	
  exercise	
  their	
  
Copyright	
  in	
  a	
  way	
  that	
  facilitates	
  re-­‐use	
  (Directive	
  2003/98/EC).75	
  One	
  could	
  argue	
  that	
  to	
  act	
  
within	
  the	
  spirit	
  of	
  the	
  2003	
  PSI	
  Directive	
  and	
  its	
  amendment	
  through	
  the	
  2013	
  PSI	
  Directive	
  
public	
  authorities	
  should	
  not	
  invoke	
  their	
  Copyright	
  to	
  prevent	
  access	
  (just	
  as	
  they	
  should	
  not	
  
invoke	
  Copyright	
  to	
  refuse	
  access	
  under	
  freedom	
  of	
  information	
  law)	
  (Dulong	
  de	
  Rosnay,	
  M.,	
  
2010).76	
  But	
   this	
   issue,	
   as	
   a	
   matter	
   of	
   principle,	
   the	
   2003	
   PSI	
   Directive	
   leaves	
   it	
   to	
   the	
   EU	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
70
   For the meaning of ‘Documents for re-use’ in the implementing instrument of 2003 PSI Directive in Greece see
article 4§3 of L.3448/2006 according to which Document for re-use” means any document which is issued or held by
public sector bodies, especially surveys, minutes, statistical data, circulars, replies by administrative authorities,
opinions, decisions, reports, whatever the medium (i.e. written on paper, stored in electronic form or as a sound,
visual or audiovisual recording), as well as any part of such document. For the implementation of the provisions of
this law, “documents” also means private documents which are held in public sector bodies’ records and were used
or taken into consideration so as to define their administrative purpose. See, also, for the meaning of ‘reuse’ article
3§2 of Commission Decision of December 12, 2011, ibid, according to which reuse means the use of documents by
persons or legal entities of documents, for commercial or non-commercial purposes other than the initial purpose for
which the documents were produced. The exchange of documents between the Commission and other public sector
bodies which use these documents purely in the pursuit of their public tasks does not constitute reuse.
71
  See article 8§3 of Presidential Decree 28/2015 which describes the provisions of article 4 of L.4305/2014 that
amended article 4 of L.3448/2006.
72
   See article 2(b) of the 2003 PSI Directive; see Preamble 22 of the 2003 PSI Directive; see article 2(b) of
Commission Decision of December 12, 2011, ibid. See article 3§1(b) of L.3448/2006. See, also, European
Commission, (2011), ibid, COM(2011)877 Final, Preamble 7.
73
   See Preamble 22 of the PSI Directive. See article 3 of L.3448/2006.
74
   See article 4 of Commission Decision of December 12, 2011, ibid, according to which for the reuse of Commission
documents, all said documents shall be available without the need to make individual application for said reuse,
unless it is provided otherwise in accordance with article 7 of Commission Decision of December 12, 2011, ibid.
Article 7§1 of said Commission Decision posits that Where an individual application for reuse is necessary, the
Commission services shall clearly indicate this in the relevant document or notice pointing to it and provide an
address to which the application is to be submitted. Also, article 7§4 rules that Where an application for reuse of a
document is refused, the Commission service or the Publications Office shall inform the applicant of the right to
bring an action before the Court of Justice of the European Union or to lodge a complaint with the European
Ombudsman, under the conditions laid down in Articles 263 and 228, respectively, of the Treaty on the Functioning
of the European Union. And in case the refusal to make available a Commission document is based on reason which
is beyond the scope of Commission’s Decision 2011/833/EU, then article 7§5 posits that the reply to the applicant
shall include a reference to the natural or legal person who is the rightholder, where known, or alternatively to the
licensor from which the Commission has obtained the relevant material, where known.
75
             See Preamble 22 of the 2003 PSI Directive.
76
  Dulong de Rosnay, M., (2010), Creative Commons Licenses Legal Pitfalls: Incompatibilities and Solutions,
IViR, available at http://www.creativecommons.nl/downloads/101220cc_incompatibilityfinal.pdf , p.68. See article


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     17
                                                                                                                                                       OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Member	
   States	
   themselves	
   to	
   determine	
   which	
   information	
   is	
   made	
   accessible	
   (Directive	
  
2003/98/EC).77	
  	
  

The	
   amended	
   in	
   2013	
   PSI	
   Directive	
   removed	
   many	
   barriers	
   to	
   the	
   re-­‐use	
   of	
   public	
   sector	
  
information	
  across	
  the	
  European	
  Union.	
  Directive	
  2013/37/EU	
  enhances	
  Directive	
  2003/98/EC	
  
with	
  clarity	
  of	
  any	
  charges	
  to	
  be	
  made	
  for	
  re-­‐use	
  (with	
  an	
  explanation	
  of	
  basis	
  of	
  the	
  charge	
  
being	
   available	
   on	
   request)	
   and	
   with	
   total	
   income	
   not	
   to	
   exceed	
   the	
   cost	
   of	
   collection,	
  
production,	
   reproduction	
   and	
   dissemination,	
   together	
   with	
   a	
   reasonable	
   return	
   on	
  
investment;78	
  it	
  also	
  makes	
  provisions	
  for	
  allowing	
  re-­‐use	
  of	
  documents	
  in	
  a	
  timely,	
  open	
  and	
  
transparent	
   manner;	
   it	
   provides	
   for	
   application	
   of	
   fair,	
   consistent	
   and	
   non-­‐discriminatory	
  
processes;	
   it	
   considers	
   for	
   transparency	
   of	
   terms,	
   conditions	
   and	
   licences	
   for	
   the	
   re-­‐use	
   of	
  
public	
   sector	
   information;79	
  it	
  provides	
  for	
  the	
  ready	
  identification	
  of	
  public	
  sector	
  information	
  
that	
   is	
   available	
   for	
   reuse;80	
  it	
   includes	
   provisions	
   for	
   the	
   prohibition	
   of	
   exclusive	
   licences	
  
except	
  in	
  exceptional	
  cases.81	
  

Re-­‐use	
  is	
  defined	
  in	
  article	
  2§4	
  of	
  the	
  2003	
  PSI	
  Directive	
  as:	
  “the	
  use	
  by	
  persons	
  or	
  legal	
  entities	
  
of	
  documents	
  held	
  by	
  public	
  sector	
  bodies,	
  for	
  commercial	
  or	
  non-­‐commercial	
  purposes	
  other	
  
than	
   the	
   initial	
   purpose	
   within	
   the	
   public	
   task	
   for	
   which	
   the	
   documents	
   were	
   produced.	
  
Exchange	
  of	
  documents	
  between	
  public	
  sector	
  bodies	
  purely	
  in	
  pursuit	
  of	
  their	
  public	
  tasks	
  does	
  
not	
  constitute	
  re-­‐use”	
  (Directive	
  2003/98/EC;	
  Greek	
  Law	
  3448/2006).82	
  A	
  broad	
  array	
  of	
  public	
  
sector	
  bodies	
  is	
  subject	
  to	
  the	
  re-­‐use	
  regime.	
  	
  

The	
   definition	
   of	
   public	
   sector	
   body	
   is	
   borrowed	
   from	
   the	
   Directives	
   on	
   public	
   procurement	
  
(Directive	
   2003/98/EC):83	
  “the	
   State,	
   regional	
   or	
   local	
   authorities,	
   bodies	
   governed	
   by	
   public	
  
law	
  and	
  associations	
  formed	
  by	
  one	
  or	
  several	
  such	
  authorities	
  or	
  one	
  or	
  several	
  such	
  bodies	
  
governed	
   by	
   public	
   law”	
   (Directive	
   2003/98/EC;	
   Greek	
   Law	
   3448/2006).84	
  	
   A	
   ‘body	
   governed	
   by	
  
public	
   law’	
   is	
   anybody	
   that	
   meets	
   three	
   cumulative	
   criteria:	
   “1)	
   to	
   be	
   established	
   for	
   the	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
5§3(b) of L.3448/2006 regarding denial of re-using documents including public sector information due to third
parties’ copyright or industrial property rights.
77
             See Preambles 15, 17, 23, 25, and articles 1, 2(a) of the 2003 PSI Directive.
78
   See article 6(1) of Directive 2013/37/EU according to which Where charges are made for the re-use of documents,
those charges shall be limited to the marginal costs incurred for their reproduction, provision and dissemination.
79
   See article 7 of Directive 2013/37/EU.
80
               See Preamble 21 and article 2(2) of Directive 2013/37/EU.
81
               See Preamble 32 and amended article 11(b)2a, 11(c), and 11(d) of Directive 2013/37/EU.
82
   See article 4§4 of L.3448/2006 according to which Re-use means the use, by persons or legal entities, of documents
held by public sector bodies, for commercial or non-commercial purposes, other than the initial purpose within the
public task for which the documents were produced. Exchange of documents between public sector bodies purely in
pursuit of their public tasks does not constitute re-use.
83
   See Preamble 10 of the 2003 PSI Directive.
84
             See article 2§1 of the 2003 PSI Directive. See, also, article 4§§1, 2 of L.3448/2006.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     18
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




specific	
   purpose	
   of	
   meeting	
   needs	
   in	
   the	
   general	
   interest	
   not	
   having	
   an	
   industrial	
   or	
  
commercial	
   character,	
   2)	
   to	
   possess	
   legal	
   personality	
   and	
   3)	
   to	
   be	
   closely	
   dependent–as	
  
regards	
   financing,	
   management	
   or	
   supervision–on	
   the	
   State,	
   regional	
   or	
   local	
   authorities	
   or	
  
other	
   bodies	
   governed	
   by	
   public	
   law”	
   (Directive	
   2003/98/EC;	
   Dulong	
   de	
   Rosnay,	
   M.,	
   2010).85	
  
From	
  the	
  re-­‐use	
  regime	
  are	
  exempted	
  universities	
  and	
  schools,	
  public	
  broadcasting	
  companies,	
  
libraries	
  and	
  museums	
  (Directive	
  2003/98/EC;	
  Greek	
  Law	
  3448/2006;	
  Greek	
  Law	
  4305/2014).86	
  
The	
   2003	
   PSI	
   Directive	
   does	
   not	
   apply	
   to	
   them,	
   because	
   “their	
   function	
   in	
   society	
   as	
   carriers	
   of	
  
culture	
  and	
  knowledge	
  give	
  them	
  a	
  particular	
  position”	
  (Directive	
  2003/98/EC;	
  Commission	
  of	
  
the	
  European	
  Communities,	
  2002)87	
  (Greek	
  Law	
  3448/2006)88	
  However,	
  the	
  2011	
  proposal	
  for	
  
an	
  amendment	
  of	
  the	
  PSI	
  Directive	
  considers	
  that	
  the	
  scope	
  of	
  application	
  of	
  the	
  PSI	
  Directive	
  
must	
   be	
   extended	
   to	
   libraries	
   (including	
   university	
   libraries),	
   museums	
   and	
   archives.89	
  And	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
85
  See article 2§2 of the PSI Directive; for the European Court of Justice’s interpretation for the definition of ‘public
sector body’, see inter alia Case C-360/96 BFI Holding [1998] ECR I-6821; Case C-44/96 Mannesmann v. Strohal
[1998] ECR I-73; Case C-214/00 Commission v. Spain [2003] ECR I-4667; Case C-373/00 Adolf Truley [2003]
ECR I-1931, Case C-283/00 Commission v. Spain, [2003] ECR I-1697 and Case C-18/01 Korhonen [2003] ECR I-
5321. See, also, Dulong de Rosnay, M., (2010), ibid, p.68.
86
   This exemption is also applicable in the implementation of the 2003 PSI Directive in Greece through article 3§1(e)
of L.3448/2006. The amendment of art.3§1(e) L.3448/2006 through art.4 of L.4305/2014 does not include in the
exemption of the application of said law documents, information or data which are available through the libraries of
universities, cultural foundations, museums and archives. . See Recital 15 of Directive 2013/37/EU according to
which One of the principal aims of the establishment of the internal market is the creation of conditions conducive to
the development of Union-wide services. Libraries, museums and archives hold a significant amount of valuable
public sector information resources, in particular since digitization projects have multiplied the amount of digital
public domain material. These cultural heritage collections and related metadata are a potential base for digital
content products and services and have a huge potential for innovative re-use in sectors such as learning and
tourism. Wider possibilities for re-using public cultural material should, inter alia, allow Union companies to exploit
its potential and contribute to economic growth and job creation.
87
  See article 1§2(d), (e), and (f) of the 2003 PSI Directive; see, also, Commission of the European Communities,
(2002), Proposal for a European Parliament and Council Directive on the re-use and commercial exploitation of
public       sector      documents,        (COM       (2002)        207),    available      at     http://www.ec-
gis.org/docs/F12293/PUBLIC_SECTOR_PROPOSAL_FOR_DIRECTIVE_EN.PDF [last check, April 5, 2015].
88
   See article 3§1(e) of L.3448/2006 according to which Documents under cases (d), i.e. documents held by
broadcasters and their subsidiaries or by other bodies and their subsidiaries, aimed at fulfilling a public mission in the form of
sound and television broadcasting, and (e), i.e. documents held by educational, research and cultural establishments, such
as schools, Higher Education Institutes (AEI), Technological Educational Institutes (TEI), archives, libraries, museums,
orchestras, operas, theatres as well as research establishments or other organizations established for the record-keeping
of research results, may be supplied for re-use, only in the case that this laid down in the general provisions or the
provisions governing the body concerned.
89
   See Preamble 17 of Directive 2013/37/EU according to which Since the differences in national rules and practices
or the absence of clarity hinder the smooth functioning of the internal market and the proper development of the
information society in the Union, minimum harmonisation of national rules and practices on the re-use of public
cultural material in libraries, museums and archives should be undertaken. See, also, Preamble 18 of the aforesaid
Directive, according to which The extension of the scope of Directive 2003/98/EC should be limited to three types of
cultural establishments – libraries, including university libraries, museums and archives, because their collections
are and will increasingly become a valuable material for reuse in many products such as mobile applications. Other
types of cultural establishments (such as orchestras, operas, ballets and theatres), including the archives that are
part of those establishments, should remain outside the scope because of their ‘performing arts’ specificity. Since
almost all of their material is covered by third party intellectual property rights and would therefore remain outside
the scope of that Directive, including them within the scope would have little effect. Additionally, see Preamble 30 of
said Directive according to which Following the extension of the scope of Directive 2003/98/EC to libraries,
including university libraries, museums and archives, it is appropriate to take into account current divergences in the
Member States with regard to digitisation of cultural resources, which could not be effectively accommodated by the
current rules of that Directive on exclusive arrangements. There are numerous cooperation arrangements between


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            19
                                                                                                                                                       OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




indeed,	
   Directive	
   2013/37/EU	
   makes	
   provisions	
   for	
   its	
   application	
   on	
   documents	
   held	
   by	
  
libraries,	
  museums	
  and	
  archives.90	
  The	
  Directive	
  must	
  not	
  apply	
  to	
  other	
  cultural	
  institutions,	
  
such	
   as	
   operas,	
   ballets	
   or	
   theatres,	
   including	
   the	
   archives	
   that	
   are	
   part	
   of	
   these	
   institutions	
  
(European	
   Commission,	
   2011). 91 	
  Therefore,	
   the	
   proposal	
   for	
   an	
   amendment	
   of	
   Directive	
  
2003/98/EC	
   in	
   article	
   1,	
   as	
   it	
   was	
   implemented	
   through	
   the	
   amending	
   2013	
   PSI	
   Directive,	
  
amends	
  the	
  subject	
  matter	
  related	
  to	
  its	
  application	
  upon	
  documents	
  held	
  by	
  universities	
  and	
  
schools,	
   public	
   broadcasting	
   companies,	
   libraries	
   and	
   museums,	
   i.e.	
   article	
   1§2	
   of	
   PSI	
   Directive	
  
titled	
  ‘Subject	
  matter	
  and	
  scope’	
  as	
  follows:	
  [The	
  Directive	
  shall	
  not	
  apply	
  to]	
  documents	
  held	
  
by	
   educational	
   and	
   research	
   establishments,	
   such	
   as	
   research	
   facilities,	
   including,	
   where	
  
relevant,	
  organisations	
  established	
  for	
  the	
  transfer	
  of	
  research	
  results,	
  schools	
  and	
  universities	
  
(except	
   university	
   libraries	
   in	
   respect	
   of	
   documents	
   other	
   than	
   research	
   documents	
   protected	
  
by	
  third	
  party	
  intellectual	
  property	
  rights)	
  (European	
  Commission,	
  2011).92	
  This	
  means	
  that	
  the	
  
PSI	
   Directive	
   was	
   proposed—and	
   actually	
   managed—to	
   become	
   applicable	
   to	
   university	
  
libraries	
   in	
   respect	
   of	
   documents	
   other	
   than	
   research	
   documents	
   protected	
   by	
   third	
   party	
  
intellectual	
   property	
   rights.	
   For	
   documents	
   for	
   which	
   libraries	
   (including	
   university	
   libraries),	
  
museums	
   and	
   archives	
   have	
   intellectual	
   property	
   rights,	
   Member	
   States	
   shall	
   ensure	
   that,	
  
where	
   the	
   re-­‐use	
   of	
   documents	
   is	
   allowed,	
   these	
   documents	
   shall	
   be	
   re-­‐usable	
   for	
   commercial	
  
or	
  non-­‐commercial	
  purposes	
  in	
  accordance	
  with	
  the	
  conditions	
  set	
  out	
  in	
  Chapters	
  III	
  and	
  IV	
  of	
  
the	
  PSI	
  Directive	
  (European	
  Commission,	
  2011;	
  Directive	
  2003/98/EC).93	
  	
  

The	
   2003	
   PSI	
   Directive	
   contains	
   instructions	
   on	
   the	
   form	
   in	
   which	
   permissions	
   are	
   given	
   and	
  
content	
  is	
  to	
  be	
  provided	
  (Directive	
  2003/98/EC).94	
  It	
  instructs	
  public	
  sector	
  bodies	
  to	
  process	
  
requests	
  for	
  re-­‐use	
  and	
  make	
  the	
  content	
  available,	
  using	
  electronic	
  means	
  where	
  possible	
  and	
  



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
libraries, including university libraries, museums, archives and private partners which involve digitisation of cultural
resources granting exclusive rights to private partners. Practice has shown that such public-private partnerships can
facilitate worthwhile use of cultural collections and at the same time accelerate access to the cultural heritage for
members of the public.
90
               See the amended article 1(2)f of Directive 2013/37/EU.
91
             See European Commission, (2011), ibid, COM(2011)877 Final, Preamble 10.
92
   See European Commission, (2011), ibid, COM(2011)877 Final, article 1§1(2): See, also, Directive 2013/37/EC
art.1§2(iv) & (v) according to which the PSI Directive as amended shall not apply to documents held by educational
and research establishments, including organizations established for the transfer of research results, schools and
universities, except university libraries and’; documents held by cultural establishments other than libraries,
museums and archives.
93
   See European Commission, (2011), ibid, COM(2011)877 Final, article 3§2. See article 3§2 of Directive
2013/37/EC which posits that For documents in which libraries, including university libraries, museums and archives
hold intellectual property rights, Member States shall ensure that, where the re-use of such documents is allowed,
these documents shall be re-usable for commercial or non-commercial purposes in accordance with the conditions
set out in Chapters III and IV.’.
94
             See articles 4 and 5 of the 2003 PSI Directive.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
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                                                    OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




appropriate	
   (Directive	
   2003/98/EC).95	
  As	
   to	
   the	
   format,	
   the	
   content	
   must	
   be	
   supplied	
   in	
   any	
  
pre-­‐existing	
  format	
  or	
  language	
  (Directive	
  2003/98/EC;	
  Greek	
  Law	
  3448/2006).96	
  In	
  the	
  text	
  of	
  
the	
  2003	
  PSI	
  Directive	
  public	
  sector	
  bodies	
  did	
  not	
  have	
  to	
  create	
  or	
  adapt	
  documents	
  in	
  order	
  
to	
  comply	
  with	
  a	
  request;	
  this	
  requirement	
  has	
  been	
  changed	
  through	
  the	
  2013	
  PSI	
  Directive,	
  
though	
  (Directive	
  2003/98/EC;	
  Greek	
  Law	
  3448/2006;	
  Directive	
  2013/37/EU).97	
  98	
  

These	
   obligations	
   mandated	
   by	
   the	
   2003	
   PSI	
   Directive	
   as	
   it	
   was	
   amended	
   by	
   the	
   2013	
   PSI	
  
Directive	
   are	
   compatible	
   with	
   the	
   Creative	
   Commons	
   licensing	
   process	
   and	
   the	
   online	
   tools	
  
developed	
  by	
  the	
  Creative	
  Commons	
  organization.	
  The	
  clause	
  on	
  formats	
  in	
  the	
  amended	
  PSI	
  
Directive	
   is	
   consistent	
   with	
   the	
   ‘as-­‐is’	
   clause	
   in	
   the	
   Creative	
   Commons	
   licenses.	
   The	
   use	
   of	
  
standard	
  licenses	
  is	
  regulated	
  in	
  article	
  8	
  of	
  the	
  2003	
  PSI	
  Directive	
  which	
  provides	
  that	
  member	
  
states	
   must	
   develop	
   “standard	
   electronic	
   licences,	
   which	
   can	
   be	
   adapted	
   to	
   meet	
   particular	
  
licence	
   applications”	
   (Directive	
   2003/98/EC;	
   Greek	
   Law	
   3448/2006). 99 	
  Public	
   sector	
   bodies	
  
must	
   “be	
   encouraged	
   to	
   use	
   the	
   standard	
   licences”	
   (Directive	
   2003/98/EC;	
   Directive	
  
2013/37/EU)100	
  (Greek	
   Law	
   3448/2006101	
  and	
   Presidential	
   Decree	
   28/2015102).	
   The	
   amended	
  
PSI	
  Directive’s	
  preferences	
  for	
  making	
  content	
  available	
  online	
  and	
  licensing	
  it	
  online	
  through	
  
the	
  use	
  of	
  standardized	
  licensing	
  obviously	
  fits	
  well	
  with	
  the	
  way	
  the	
  Creative	
  Commons	
  model	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
95
     See article 4§1 of the 2003 PSI Directive.
96
     See article 6§1 of L.3448/2006.
97
   See article 5§1 of the 2003 PSI Directive. See article 6§1 of L.3448/2006. See article 5 of Directive 2013/37/EU
which has amended article 5 of the PSI Directive as follows: Public sector bodies shall make their documents
available in any pre-existing format or language, and, where possible and appropriate, in open and machine-
readable format together with their metadata. Both the format and the metadata should, in so far as possible, comply
with formal open standards. Paragraph 1 shall not imply an obligation for public sector bodies to create or adapt
documents or provide extracts in order to comply with that paragraph where this would involve disproportionate
effort, going beyond a simple operation. On the basis of this Directive, public sector bodies cannot be required to
continue the production and storage of a certain type of documents with a view to the re-use of such documents by a
private or public sector organization.’.
98
  See, also, article 10 of Presidential Decree 28/2015 describing the provisions of article 6 of L.4305/2006 which
amended article 6 of L.3448/2006.
99
   See, also, article 7§1 of L.3448/2006 according to which Public sector bodies may authorize the unconditional re-
use of documents or may impose conditions through granting a licence or by other means, including the imposition of a
charge. The conditions of the previous paragraph are determined by the competent Minister, as the case may be.
100
    See also article 7 of the 2003 PSI Directive which provides that any applicable conditions and standard charges
for the re-use of documents held by public sector bodies must be pre-established and published, preferably
electronically. See, also, the amended article 7§§1, 2 of the 2003 PSI Directive through Directive 2013/37/EC
according to which In the case of standard charges for the re-use of documents held by public sector bodies, any
applicable conditions and the actual amount of those charges, including the calculation basis for such charges, shall
be pre-established and published, through electronic means where possible and appropriate. In the case of charges
for the re-use other than those referred to in paragraph 1, the public sector body in question shall indicate at the
outset which factors are taken into account in the calculation of those charges. Upon request, the public sector body
in question shall also indicate the way in which such charges have been calculated in relation to the specific re-use
request.
101
   See, also, article 7§2 of L.3448/2006 according to which Where licenses are required for the re-use of
documents, public sector bodies shall ensure, where possible, that standard licenses are available in digital format
and can be processed electronically. These licenses may be adapted to meet particular license applications.
102
  See article 11 of Presidential Decree 28/2015 which describes the provisions of article 7 of L.4305/2014 that
amended article 7 of L.3448/2006.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                         21
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




works	
  (Dulong	
  de	
  Rosnay,	
  M.,	
  2010).103	
  The	
  license	
  conditions	
  should	
  not	
  unnecessarily	
  restrict	
  
possibilities	
   for	
   re-­‐use,	
   or	
   be	
   used	
   to	
   restrict	
   competition	
   (Directive	
   2003/98/EC;	
   Greek	
   Law	
  
3448/2006;	
   Directive	
   2013/37/EU). 104 	
  Alternatively,	
   the	
   re-­‐use	
   may	
   take	
   place	
   without	
   a	
  
licence	
  being	
  agreed	
  in	
  cases	
  where	
  the	
  information	
  is	
  in	
  the	
  public	
  domain;	
  in	
  such	
  cases	
  no	
  
standard	
  licenses	
  need	
  to	
  be	
  used	
  (Dulong	
  de	
  Rosnay,	
  M.,	
  2010).105	
  	
  

Article	
   8(1)	
   of	
   Directive	
   2013/37/EU	
   provides	
   that	
   public	
   sector	
   bodies	
   may	
   allow	
   for	
   re-­‐use	
   of	
  
documents	
  without	
  conditions	
  or	
  may	
  impose	
  conditions,	
  where	
  appropriate	
  through	
  a	
  licence.	
  
These	
  conditions	
  shall	
  not	
  unnecessarily	
  restrict	
  possibilities	
  for	
  re-­‐use	
  and	
  shall	
  not	
  be	
  used	
  to	
  
restrict	
  competition.	
  Recital	
  26	
  of	
  Directive	
  2013/37/EU	
  lists	
  two	
  such	
  acceptable	
  conditions	
  by	
  
way	
   of	
   illustration:	
   acknowledgment	
   of	
   source	
   and	
   acknowledgment	
   of	
   any	
   modifications	
   to	
  
the	
  document.	
  It	
  also	
  stipulates	
  that	
  licences,	
  whenever	
  used,	
  should	
  in	
  any	
  event	
  place	
  as	
  few	
  
restrictions	
  on	
  re-­‐use	
  as	
  possible,	
  e.g.	
  limiting	
  them	
  to	
  an	
  indication	
  of	
  source.	
  The	
  aforesaid	
  
2013	
   Directive	
   also	
   encourages	
   the	
   use	
   of	
   standard	
   licences,	
   which	
   must	
   be	
   available	
   in	
   digital	
  
format	
   and	
   be	
   processed	
   electronically	
   (Article	
   8(2)).	
   Recital	
   26106	
  of	
   the	
   amending	
   Directive	
  
encourages	
  the	
  use	
  of	
  open	
  licences,	
  which	
  should	
  eventually	
  become	
  common	
  practice	
  across	
  
the	
   Union.	
   Thus,	
   by	
   stressing	
   the	
   need	
   to	
   avoid	
   unnecessarily	
   restricting	
   re-­‐use	
   and	
   supporting	
  
the	
   adoption	
   of	
   common	
   practice	
   across	
   the	
   Union,	
   the	
   2013	
   PSI	
   Directive	
   urges	
   Member	
  
States	
   in	
   their	
   licensing	
   policies	
   to	
   deliver	
   openness	
   and	
   interoperability.	
   The	
   Open	
   Knowledge	
  
Foundation	
   has	
   provided	
   the	
   principles	
   and	
   the	
   definition	
   of	
   openness	
   in	
   consideration	
   of	
  
which	
   open	
   licenses	
   could	
   be	
   formed	
   with	
   the	
   aim	
   to	
   be	
   used	
   in	
   the	
   framework	
   of	
   the	
  
provisions	
  of	
  the	
  amended	
  PSI	
  Directive.107	
  Licenses	
  formed	
  in	
  consideration	
  of	
  this	
  definition	
  
and	
  principles	
  supporting	
  it	
  promote	
  unrestricted	
  re-­‐use	
  of	
  online	
  content	
  and	
  are	
  available	
  on	
  
the	
   web.	
   Such	
   licenses	
   have	
   been	
   translated	
   into	
   many	
   languages,	
   centrally	
   updated	
   and	
  
already	
  used	
  extensively	
  worldwide.	
  Open	
  standard	
  licences	
  include	
  the	
  most	
  recent	
  Creative	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
103
                  Dulong de Rosnay, M., (2010), ibid, p.71.
104
   See article 8 of the 2003 PSI Directive. See, also, article 7§1 of L.3448/2006. See article 8§1 of Directive
2013/37/EC according to which Public sector bodies may allow re-use without conditions or may impose conditions,
where appropriate through a license. These conditions shall not unnecessarily restrict possibilities for re-use and
shall not be used to restrict competition’.
105
                  Dulong de Rosnay, M., (2010), ibid, p.70.
106
    According to Recital 26 of Directive 2013/26/EU In relation to any re-use that is made of the document, public
sector bodies may impose conditions, where appropriate through a licence, such as acknowledgment of source and
acknowledgment of whether the document has been modified by the re-user in any way. Any licences for the re-use of
public sector information should in any event place as few restrictions on re-use as possible, for example limiting
them to an indication of source. Open licences available online, which grant wider re-use rights without
technological, financial or geographical limitations and relying on open data formats, should play an important role
in this respect. Therefore, Member States should encourage the use of open licences that should eventually become
common practice across the Union.
107
   See the Open Definition of Open Knowledge Foundation available at http://opendefinition.org [last check, July 1,
2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            22
                                                    OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Commons	
   (CC)	
   licences	
   (version	
   4.0)	
   which	
   could	
   allow	
   the	
   re-­‐use	
   of	
   public	
   sector	
   information	
  
without	
   the	
   need	
   to	
   develop	
   and	
   update	
   custom-­‐made	
   licences	
   at	
   national	
   or	
   sub-­‐national	
  
level.	
  Specific	
  provisioning	
  for	
  leveraging	
  on	
  the	
  existence	
  of	
  such	
  open	
  licensing	
  tools	
  may	
  be	
  
found	
   in	
   national	
   law	
   and	
   are	
   depicting	
   nationally	
   the	
   need	
   to	
   leverage	
   on	
   pre-­‐formatted	
  
licensing	
  texts	
  with	
  the	
  aim	
  to	
  implement	
  smoothly	
  the	
  amended	
  PSI	
  Directive.108	
  

It	
  is	
  recommended	
  (European	
  Commission,	
  2014)109	
  that	
  open	
  licensing	
  used	
  in	
  the	
  framework	
  
of	
  the	
  amended	
  PSI	
  Directive	
  should	
  define	
  the	
  temporal	
  and	
  geographical	
  scope	
  of	
  the	
  rights	
  
covered	
   by	
   the	
   licensing	
   agreement,	
   the	
   types	
   of	
   rights	
   granted	
   and	
   the	
   range	
   of	
   re-­‐use	
  
allowed.	
  In	
  order	
  to	
  proactively	
  promote	
  the	
  re-­‐use	
  of	
  the	
  licensed	
  material,	
  it	
  is	
  advisable	
  that	
  
the	
   licensor	
   grants	
   worldwide	
   (to	
   the	
   extent	
   allowed	
   under	
   national	
   law),	
   perpetual,	
   royalty-­‐
free,	
  irrevocable	
  (to	
  the	
  extent	
  allowed	
  under	
  national	
  law)	
  and	
  non-­‐exclusive	
  rights	
  to	
  use	
  the	
  
information	
   covered	
   by	
   the	
   license.	
   It	
   is	
   advisable	
   that	
   rights	
   not	
   covered	
   by	
   the	
   license	
   be	
   set	
  
out	
  explicitly	
  and	
  the	
  types	
  of	
  right	
  granted	
  (copyright,	
  database	
  right,	
  and	
  related	
  rights)	
  be	
  
defined	
  broadly.	
  Finally,	
  the	
  broadest	
  possible	
  wording	
  could	
  be	
  used	
  to	
  refer	
  to	
  what	
  can	
  be	
  
done	
   with	
   the	
   data	
   covered	
   by	
   the	
   license	
   (terms	
   such	
   as:	
   use,	
   re-­‐use,	
   share	
   can	
   be	
   further	
  
described	
   by	
   an	
   indicative	
   list	
   of	
   examples).	
   Where	
   licenses	
   are	
   required	
   by	
   law	
   and	
   cannot	
   be	
  
replaced	
  by	
  simple	
  notices,	
  it	
  is	
  advisable	
  that	
  they	
  cover	
  attribution	
  requirements	
  only,	
  as	
  any	
  
other	
  obligations	
  may	
  limit	
  licensees’	
  creativity	
  or	
  economic	
  activity,	
  thereby	
  affecting	
  the	
  re-­‐
use	
   potential	
   of	
   the	
   documents	
   in	
   question.	
   The	
   aim	
   of	
   attribution	
   requirements	
   is	
   to	
   oblige	
  
the	
   re-­‐user	
   to	
   acknowledge	
   the	
   source	
   of	
   the	
   documents	
   in	
   a	
   manner	
   specified	
   by	
   the	
   licensor	
  
(public	
  sector	
  body).	
  It	
  is	
  recommended	
  that	
  (depending	
  on	
  the	
  law	
  applicable)	
  the	
  obligations	
  
be	
   kept	
   to	
   a	
   minimum,	
   requiring	
   at	
   most:	
   a)	
   a	
   statement	
   identifying	
   the	
   source	
   of	
   the	
  
documents;	
  and	
  b)	
  a	
  link	
  to	
  relevant	
  licensing	
  information	
  (where	
  practicable).	
  

The	
   primary	
   objective	
   of	
   the	
   amended	
   PSI	
   Directive	
   stimulating	
   re-­‐use	
   to	
   encourage	
   economic	
  
activity	
  means	
  that	
  public	
  sector	
  bodies	
  are	
  encouraged	
  to	
  make	
  content	
  available	
  for	
  free	
  or	
  
at	
   charges	
   that	
   do	
   not	
   exceed	
   the	
   marginal	
   costs	
   for	
   reproducing	
   and	
   disseminating	
   it	
  
(European	
   Commission,	
   2011). 110 	
  Charging	
   for	
   a	
   maximum	
   of	
   dissemination	
   costs	
   seems	
  
compatible	
  with	
  the	
  ‘royalty-­‐free’	
  provision	
  in	
  all	
  Creative	
  Commons	
  licenses,	
  since	
  such	
  fees	
  
do	
   not	
   relate	
   to	
   the	
   use	
   of	
   the	
   content.	
   However,	
   the	
   amended	
   PSI	
   Directive	
   allows	
   public	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
108
       See article 11§2 of Presidential Decree 28/2015.
109
   See European Commission, (2014), Information from European Union Institutions, Bodies, Offices and Agencies,
Commission Notice, Guidelines on recommended standard licenses, datasets, and charging for the reuse of
documents (2014/C 240/01).
110
    See European Commission, (2011), ibid, COM(2011)877 Final, article 6§1 according to which Where charges are
made for the re-use of documents, the total amount charged by public sector bodies shall be limited to the marginal
costs incurred for their reproduction and dissemination.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                         23
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




sector	
  bodies	
  to	
  charge	
  more	
  (Directive	
  2013/37/EU)111	
  –within	
  the	
  limits	
  of	
  laws	
  that	
  govern	
  
their	
   activity,	
   of	
   course–	
   up	
   to	
   the	
   total	
   costs	
   of	
   collecting,	
   producing,	
   reproducing	
   and	
  
disseminating	
   information,	
   topped	
   with	
   a	
   reasonable	
   return	
   on	
   investment	
   (Greek	
   Law	
  
3448/2006;112	
  Presidential	
   Decree	
   28/2015113).	
   The	
   charges	
   must	
   be	
   calculated	
   in	
   line	
   with	
   the	
  
accounting	
   principles	
   applicable	
   to	
   the	
   public	
   sector	
   bodies	
   involved,	
   and	
   should	
   be	
   cost-­‐
oriented	
  over	
  the	
  appropriate	
  accounting	
  period	
  (Directive	
  2003/98/EC;	
  European	
  Commission,	
  
2011;	
  Directive	
  2013/37/EU).114	
  In	
  the	
  case	
  of	
  university	
  libraries,	
  museums	
  and	
  archives,	
  the	
  
amended	
  PSI	
  Directive	
  leaves	
  room	
  for	
  charges	
  that	
  exceed	
  the	
  marginal	
  costs	
  for	
  the	
  re-­‐use	
  of	
  
documents	
   that	
   they	
   hold	
   (Directive	
   2003/98/EC;	
   European	
   Commission,	
   2011;	
   Directive	
  
2013/37/EU).115	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
111
    See article 6 of Directive 2013/37/EC according to which 1. Where charges are made for the re-use of documents,
those charges shall be limited to the marginal costs incurred for their reproduction, provision and dissemination.
2. Paragraph 1 shall not apply to the following: (a) public sector bodies that are required to generate revenue to
cover a substantial part of their costs relating to the performance of their public tasks; (b) by way of exception,
documents for which the public sector body concerned is required to generate sufficient revenue to cover a
substantial part of the costs relating to their collection, production, reproduction and dissemination. Those
requirements shall be defined by law or by other binding rules in the Member State. In the absence of such rules, the
requirements shall be defined in accordance with common administrative practice in the Member State; (c) libraries,
including university libraries, museums and archives. 3. In the cases referred to in points (a) and (b) of paragraph 2,
the public sector bodies concerned shall calculate the total charges according to objective, transparent and verifiable
criteria to be laid down by the Member States. The total income of those bodies from supplying and allowing re-use
of documents over the appropriate accounting period shall not exceed the cost of collection, production, reproduction
and dissemination, together with a reasonable return on investment. Charges shall be calculated in line with the
accounting principles applicable to the public sector bodies involved. 4. Where charges are made by the public sector
bodies referred to in point (c) of paragraph 2, the total income from supplying and allowing re-use of documents over
the appropriate accounting period shall not exceed the cost of collection, production, reproduction, dissemination,
preservation and rights clearance, together with a reasonable return on investment. Charges shall be calculated in
line with the accounting principles applicable to the public sector bodies involved.’
112
    See, also, article 8 of L.3448/2006, according to which Where charges are made, either in accordance with the
provisions of this law or the provisions currently in force, the total income from the licence for the re-use of
documents may not exceed the cost of collection, production, reproduction and dissemination, together with a
reasonable return on investment in which the public body concerned has entered, taking into consideration a
potential cost for further processing, in accordance with Article 3(2) of this law. Charges should be cost-oriented
over the appropriate accounting period and calculated in line with the accounting principles applicable to the public
sector bodies involved. And in §2 it says that Where the public sector body issues or holds documents which include
information and uses this information within the scope of its economic activities, it shall not impose higher charges
that the ones provided for in the previous paragraph.
113
    See article 12 of Presidential Decree 28/2015 which describes the provisions of article 8 of Law 4305/2014 that
amended article 8 of Law 3448/2006.
114
   See article 6 of the 2003 PSI Directive as well as article 6 of the 2013 PSI Directive. See, also, European
Commission, (2011), ibid, COM(2011)877 Final, article 6§2 according to which In exceptional cases, in particular
where public sector bodies generate a substantial part of their operating costs relating to the performance of their
public service tasks from the exploitation of their intellectual property rights, public sector bodies may be allowed to
charge for the re-use of documents over and above the marginal costs, according to objective, transparent and
verifiable criteria, provided this is in the public interest and subject to the approval of the independent authority
referred to in Article 4(4), and without prejudice to paragraphs 3 and 4 of this Article.’
115
    See European Commission, (2011), ibid, COM(2011)877 Final, article 6§3. See article 6§2(c) of Directive
2013/37/EU according to which Paragraph 1 of article 6 which posits that where charges are made for the re-use of
documents, those charges shall be limited to the marginal costs incurred for their reproduction, provision and
dissemination shall not apply to the following: … libraries, including university libraries, museums and archives ; see
also article 6§4 of the same according to which Where charges are made by the public sector bodies referred to in
point (c) of paragraph 2, the total income from supplying and allowing re-use of documents over the appropriate
accounting period shall not exceed the cost of collection, production, reproduction, dissemination, preservation and


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            24
                                                                                                                                                       OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Practice	
   has	
   shown	
   that	
   in	
   the	
   context	
   of	
   the	
   re-­‐use	
   of	
   public	
   sector	
   information,	
   the	
   three	
  
main	
  cost	
  categories	
  relate	
  to:	
  (a)	
  data	
  production	
  (including	
  collection	
  and	
  maintenance);	
  (b)	
  
data	
  distribution;	
  and	
  (c)	
  sales	
  and	
  marketing	
  or	
  the	
  provision	
  of	
  value-­‐added	
  services.	
  When	
  
these	
  categories	
  are	
  compared	
  with	
  what	
  could	
  be	
  considered	
  as	
  marginal	
  costs	
  according	
  to	
  
the	
   amended	
   PSI	
   Directive,	
   it	
   is	
   clear	
   that	
   (a)	
   and	
   (c)	
   go	
   beyond	
   reproduction,	
   provision	
   and	
  
dissemination.	
   Instead,	
   the	
   principle	
   of	
   marginal	
   cost	
   charging	
   fits	
   best	
   within	
   the	
   broad	
  
category	
   of	
   ‘data	
   distribution’,	
   which	
   in	
   the	
   context	
   of	
   data	
   re-­‐use	
   could	
   be	
   defined	
   as	
   costs	
  
directly	
  relating	
  to,	
  and	
  necessitated	
  by,	
  the	
  reproduction	
  of	
  an	
  additional	
  copy	
  of	
  a	
  document	
  
and	
  making	
  it	
  available	
  to	
  the	
  re-­‐users.	
  In	
  calculating	
  charges,	
  costs	
  which	
  could	
  be	
  regarded	
  as	
  
eligible	
  may	
  include:	
  1)	
  infrastructure:	
  cost	
  of	
  development,	
  software	
  maintenance,	
  hardware	
  
maintenance,	
  connectivity,	
  within	
  the	
  limits	
  of	
  what	
  is	
  necessary	
  to	
  make	
  documents	
  available	
  
for	
  access	
  and	
  re-­‐use;	
  2)	
  duplication:	
  cost	
  of	
  additional	
  copy	
  of	
  a	
  DVD,	
  USB	
  key,	
  SD	
  card,	
  etc.;	
  3)	
  
handling:	
   packaging	
   material,	
   preparation	
   of	
   the	
   order;	
   4)	
   consultation:	
   phone	
   and	
   e-­‐mail	
  
exchanges	
  with	
  re-­‐users,	
  costs	
  of	
  client	
  service;	
  5)	
  delivery:	
  postage	
  costs,	
  including	
  standard	
  
postage	
   or	
   express	
   carriers;	
   and	
   6)	
   special	
   requests:	
   costs	
   of	
   preparing	
   and	
   formatting	
   data	
   on	
  
request.116	
  

The	
   Directive	
   stipulates	
   that	
   total	
   income	
   from	
   supplying	
   and	
   allowing	
   re-­‐use	
   cannot	
   exceed	
  
the	
  cost	
  of	
  collection,	
  production,	
  reproduction	
  and	
  dissemination,	
  together	
  with	
  a	
  reasonable	
  
return	
  on	
  investment.	
  Practice	
  has	
  shown	
  that	
  the	
  following	
  direct	
  costs	
  may	
  be	
  regarded	
  as	
  
eligible:117	
  A)	
  Costs	
  relating	
  to	
  the	
  creation	
  of	
  data,	
  which	
  may	
  include	
  costs	
  on	
  1)	
  production:	
  
generation	
  of	
  data	
  and	
  metadata,	
  quality-­‐checking,	
  encoding;	
  2)	
  costs	
  on	
  collection:	
  gathering	
  
and	
   sorting	
   of	
   data;	
   3)	
   costs	
   on	
   anonymisation:	
   deletion,	
   obfuscation,	
   impoverishment	
   of	
  
databases;	
   B)	
   Costs	
   relating	
   broadly	
   to	
   ‘distribution’	
   which	
   may	
   include	
   1)	
   costs	
   on	
  
infrastructure:	
   development,	
   software	
   maintenance,	
   hardware	
   maintenance,	
   media;	
   2)	
   costs	
  
on	
  duplication:	
  cost	
  of	
  additional	
  copy	
  of	
  a	
  DVD,	
  USB	
  key,	
  SD	
  card,	
  etc.;	
  3)	
  costs	
  on	
  handling:	
  
packaging	
   material,	
   preparation	
   of	
   the	
   order;	
   4)	
   costs	
   on	
   consultation:	
   phone	
   and	
   e-­‐mail	
  
exchanges	
  with	
  re-­‐users,	
  costs	
  of	
  client	
  service;	
  5)	
  costs	
  on	
  delivery:	
  postage	
  costs,	
  including	
  
standard	
  postage	
  or	
  express	
  carriers;	
  C)	
  Costs	
  specific	
  to	
  libraries	
  (including	
  university	
  libraries),	
  
museums	
  and	
  archives	
  which	
  may	
  include	
  1)	
  costs	
  on	
  preservation:	
  data	
  curation	
  and	
  storage	
  
costs;	
  2)	
  costs	
  on	
  rights	
  clearance:	
  time/effort	
  spent	
  identifying	
  and	
  obtaining	
  permission	
  from	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
rights clearance, together with a reasonable return on investment. Charges shall be calculated in line with the
accounting principles applicable to the public sector bodies involved.’
116
    See European Commission, (2014), ibid, (2014/C 240/01).
117
                    See European Commission, (2014), ibid, (2014/C 240/01).


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     25
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




rights-­‐holders.	
   Regarding	
   the	
   overhead	
   costs,	
   only	
   those	
   strictly	
   related	
   to	
   the	
   above	
  
categories	
  may	
  be	
  eligible.	
  

The	
   Creative	
   Commons	
   licensing	
   model	
   makes	
   possible	
   licensing	
   of	
   content	
   either	
   for	
  
commercial	
  or	
  for	
  non-­‐commercial	
  use.	
  Through	
   the	
   CC	
   licenses	
   one	
   cannot	
   simultaneously	
  
license	
   the	
   same	
   work	
   under	
   different	
   Creative	
   Commons	
   licenses	
   to	
   different	
   groups.	
  
However,	
   the	
   amended	
   PSI	
   Directive	
   allows	
   simultaneous	
   of	
   differential	
   licensing	
   (Directive	
  
2003/98/EC).118	
  This	
   means	
   that	
   in	
   cases	
   of	
   works	
   where	
   differential	
   licensing	
   is	
   preferred,	
   the	
  
use	
   of	
   the	
   Creative	
   Commons	
   licenses	
   may	
   have	
   limited	
   advantages	
   for	
   the	
   public	
   sector	
  
bodies.	
  If	
  a	
  public	
  sector	
  body	
  licenses	
  under	
  the	
  Creative	
  Commons	
  license	
  Attribution+Non-­‐
Commercial	
   (BY-­‐NC)	
   for	
   example,	
   because	
   it	
   does	
   not	
   want	
   to	
   charge	
   for	
   non-­‐commercial	
   use,	
  
it	
  will	
  still	
  need	
  its	
  own	
  standard	
  licenses	
  that	
  allow	
  for	
  commercial	
  use	
  (Dulong	
  de	
  Rosnay,	
  M.,	
  
2010;	
   Queensland	
   Spatial	
   Information	
   Office,	
   Office	
   of	
   Economic	
   and	
   Statistical	
   Research,	
  
Queensland	
   Treasury,	
   2006).119	
  The	
   non-­‐discriminatory	
   character	
   of	
   the	
   Creative	
   Commons	
  
licenses	
   is	
   compatible	
   with	
   the	
   re-­‐use	
   framework	
   of	
   the	
   PSI	
   Directive	
   as	
   it	
   was	
   amended,	
  
even	
   though	
   differential	
   treatment	
   is	
   not	
   possible	
   within	
   the	
   Creative	
   Commons	
   licensing	
  
model.	
  The	
  public	
  sector	
  body	
  has	
  to	
  choose	
  one	
  and	
  only	
  one	
  Creative	
  Commons	
  license	
  from	
  
the	
  suite	
  and	
  anyone	
  can	
  use	
  the	
  information	
  under	
  those	
  licensing	
  terms.	
  Where	
  differential	
  
treatment	
   is	
   needed,	
   the	
   less	
   liberal	
   of	
   the	
   Creative	
   Commons	
   licenses	
   such	
   as	
   the	
  
Attribution+Non-­‐Commercial+No-­‐Derivatives	
  (BY-­‐NC-­‐ND)	
  could	
  be	
  combined	
  with	
  the	
  licensing	
  
of	
   commercial	
   uses	
   under	
   terms	
   specified	
   by	
   a	
   public	
   sector	
   body	
   individually.	
   Said	
  
combination	
   requires	
   meticulous	
   consideration	
   upon	
   the	
   true	
   sense	
   of	
   the	
   provisions	
   of	
   PSI	
  
legislation.	
  	
  

Actually,	
   the	
   less	
   liberal	
   of	
   the	
   Creative	
   Commons	
   licenses	
   seem	
   to	
   distant	
   themselves	
   from	
  
the	
   Mertonian	
   reasoning	
   that	
   rests	
   with	
   the	
   amended	
   PSI	
   Directive	
   and	
   the	
   availability	
   of	
  
public	
   sector	
   information	
   to	
   its	
   users.	
   As	
   in	
   the	
   Mertonian	
   ethics, 120 	
  the	
   amended	
   PSI	
  

	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
118
    See Preamble 19 of the 2003 PSI Directive according to which Conditions for re-use should be non-discriminatory
for comparable categories of re-use. This should, for example, not prevent the exchange of information between
public sector bodies free of charge for the exercise of public tasks, whilst other parties are charged for the re-use of
the same documents. Neither should it prevent the adoption of a differentiated charging policy for commercial and
non-commercial re-use.
119
    Dulong de Rosnay, M., (2010), ibid, pp.72-73; see, also, Queensland Spatial Information Office, Office of
Economic and Statistical Research, Queensland Treasury, (2006), Government Information and Open Content
Licensing: An Access and Use Strategy, Stage 2 Report, October 2006, available at
http://www.gilf.gov.au/files/file/Resources/Stage%202%20Final%20Report%20-%20PDF%20Format.pdf            [last
check, April 5, 2015].
120
   	
  Robert Merton, a sociologist of science, in his work The Normative Structure of Science, (1942), introduced the
Merton Thesis explaining some of the causes of the scientific revolution and providing the Mertonian norms of
science often referred to by the acronym of CUDOS. These Mertonian norms include: 1) Communalism, i.e. the
common ownership of scientific discoveries, according to which scientists give up intellectual property in exchange


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            26
                                                                                                                                                       OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Directive’s	
   core	
   provisions—probably	
   with	
   the	
   exception	
   of	
   the	
   principle	
   that	
   charges	
   for	
   re-­‐
use	
   should	
   be	
   set	
   at	
   marginal	
   costs—cater	
   only	
   for	
   a	
   minimum	
   attribution	
   to	
   authors	
   of	
   public	
  
sector	
   information	
   that	
   has	
   been	
   produced	
   by	
   funding	
   coming	
   directly	
   or	
   indirectly	
   through	
  
the	
   tax-­‐payers’	
   contribution.	
   In	
   the	
   Mertonian	
   sense,	
   the	
   substantive	
   findings	
   of	
   any	
   public	
  
sector	
   information	
   are	
   a	
   product	
   of	
   social	
   collaboration	
   and	
   should	
   thus	
   be	
   assigned	
   to	
   the	
  
community. 121 	
  They	
   constitute	
   a	
   common	
   heritage	
   in	
   which	
   the	
   equity	
   of	
   the	
   individual	
  
producer	
  is	
  severely	
  limited.	
  The	
  creation	
  of	
  new	
  works	
  necessarily	
  builds	
  on	
  prior	
  works	
  such	
  
as	
   public	
   sector	
   information	
   and	
   works	
   produced	
   based	
   or	
   leveraging	
   on	
   them.	
   Every	
   author	
   is	
  
therefore	
   both	
   interested	
   in	
   protection	
   for	
   her	
   own	
   works	
   and	
   in	
   access	
   to	
   and	
   re-­‐use	
   of	
  
existing	
  works.	
  Thus,	
  property	
  rights	
  in	
  public	
  sector	
  information	
  should	
  be	
  whittled	
  down	
  to	
  a	
  
bare	
   minimum	
   by	
   the	
   rationale	
   of	
   the	
   scientific	
   ethic.122	
  For	
   Merton,	
   the	
   scientist’s	
   claim	
   to	
  
‘his’	
  or	
  ‘her’	
  intellectual	
  ‘property’	
  should	
  be	
  limited	
  to	
  that	
  of	
  recognition	
  and	
  esteem.	
  	
  

In	
   consideration	
   of	
   the	
   provisions	
   of	
   the	
   amended	
   PSI	
   Directive,	
   a	
   major	
   drawback	
   of	
   the	
   non-­‐
commercial	
   clause	
   of	
   the	
   Creative	
   Commons	
   licenses	
   has	
   to	
   do	
   with	
   the	
   fact	
   that	
   it	
   severely	
  
restricts	
  not	
  only	
  the	
  type	
  of	
  uses	
  that	
  may	
  be	
  made,	
  but	
  also	
  excludes	
  all	
  users	
  that	
  are	
  not	
  an	
  
individual	
  or	
  a	
  non-­‐profit	
  organisation	
  from	
  becoming	
  licensees.	
  This	
  makes	
  the	
  use	
  of	
  a	
  non-­‐
commercial	
  license	
  inconsistent	
  with	
  the	
  re-­‐use	
  framework	
  of	
  the	
  PSI	
  Directive,	
  at	
  least	
  if	
  the	
  
Creative	
  Commons	
  license	
  is	
  the	
  only	
  license	
  applied	
  (Dulong	
  de	
  Rosnay,	
  M.,	
  2010).123	
  	
  

Also,	
  for	
  those	
  public	
  sector	
  bodies	
  that	
  have	
  to	
  supply	
  information	
  under	
  some	
  form	
  of	
  cost	
  
recovery	
   regime,	
   the	
   Creative	
   Commons	
   licensing	
   model	
   may	
   only	
   have	
   a	
   complementary	
   role	
  
to	
   play.	
   This	
   is	
   for	
   two	
   reasons:	
   first,	
   because	
   where	
   anything	
   more	
   than	
   the	
   cost	
   of	
  
dissemination	
  must	
  be	
  recovered,	
  fees	
  tend	
  to	
  be	
  charged	
  that	
  include	
  a	
  royalty;	
  and	
  second,	
  
because	
   public	
   sector	
   bodies	
   will	
   normally	
   attain	
   their	
   recovery	
   targets	
   by	
   differentiating	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
for recognition and esteem; 2) Universalism, according to which claims to truth are evaluated in terms of universal or
impersonal criteria, and not on the basis of race, class, gender, religion, or nationality; 3) Disinterestedness, according
to which scientists are rewarded for acting in ways that outwardly appear to be selfless; 4) Organized scepticism, i.e.
all ideas must be tested and are subject to rigorous, structured community scrutiny. Actually, Merton based the ethos
of science on communism and supported that the substantive findings of science are a product of social collaboration
and are assigned to the community leaving room for intellectual property only to the point of attribution, recognition
and self-esteem for the author. What’s very interesting in the case of Robert Merton is the fact that he expressed the
Mertonian norms founding the ethos of science on communism only a few years before the McCarthyism in the U.S.
And yet, Merton survived McCarthyism and received multiple awards and distinctions for his contribution to science
and sociology.
121
    For the demise of Copyright in the academic environment, see Shavell, S., (2010), Should Copyright of Academic
Works       be     Abolished?,     2     Journal     of     Legal      Analysis,     1,     pp.301-358,     available     at
http://jla.oxfordjournals.org/content/2/1/301 [last check, Jul.1, 2015].
122
    See, also, Hugenholtz, P.B., (2001), Owning Science: Intellectual Property Rights as Impediments to
Knowledge Sharing, speech delivered in second Communia Conference in Turin, available in audio at
http://www.communia-project.eu/communiafiles/Conf%202009_%20Au_KS_Hugenholt.ogg [last check, Jul.1,
2015].
123
                  Dulong de Rosnay, M., (2010), ibid, p.74.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     27
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




licenses	
   (re-­‐selling	
   versus	
   value	
   adding,	
   commercial	
   versus	
   non-­‐commercial	
   uses,	
   single	
   use	
  
versus	
  repeated	
  use,	
  etc.)	
  which	
  is	
  not	
  compatible	
  with	
  the	
  Creative	
  Commons	
  licensing	
  model	
  
(Dulong	
  de	
  Rosnay,	
  M.,	
  2010).124	
  

The	
  amended	
  PSI	
  Directive	
  asks	
  Member	
  States	
  to	
  encourage	
  the	
  creation	
  of	
  online	
  indices	
  of	
  
available	
   content	
   (Directive	
   2003/98/EC;	
   Greek	
   Law	
   3448/2006).125	
  The	
   Creative	
   Commons	
  
licensing	
   system	
   enables	
   licensors	
   to	
   tag	
   licensed	
   content,	
   and	
   provides	
   the	
   means	
   for	
  general	
  
purpose	
   search	
   engines	
   to	
   identify	
   such	
   content.	
   In	
   effect	
   it	
   combines	
   the	
   identification	
   of	
  
available	
   content,	
   determination	
   of	
   licensing	
   terms,	
   and	
   supply	
   of	
   the	
   information	
   itself	
  
(Dulong	
   de	
   Rosnay,	
   M.,	
   2010). 126 	
  The	
   Creative	
   Commons	
   licensing	
   model	
   can	
   be	
   used	
   in	
  
combination	
   with	
   online	
   indices	
   in	
   a	
   number	
   of	
   ways:	
   a	
   prospective	
   re-­‐user	
   identifies	
   which	
  
information	
  he	
  or	
  she	
  wants	
  to	
  re-­‐use	
  on	
  the	
  basis	
  of	
  online	
  indices,	
  files	
  a	
  request	
  for	
  re-­‐use,	
  
and	
  the	
  content	
  is	
  made	
  available	
  with	
  an	
  appropriate	
  Creative	
  Commons	
  license.	
  Alternatively,	
  
the	
  indices	
  could	
  not	
  only	
  specify	
  which	
  content	
  is	
  available	
  under	
  Creative	
  Commons,	
  but	
  also	
  
link	
  to	
  the	
  place	
  where	
  the	
  content	
  is	
  actually	
  made	
  available.	
  

	
  
	
  
	
  




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
124
                  Dulong de Rosnay, M., (2010), ibid, pp.75-76.
125
   See Preamble 15 of the 2003 PSI Directive, according to which Member States should encourage the creation of
indices accessible online, where appropriate, of available documents so as to promote and facilitate requests for re-
use. See, also, article 10 of L.3448/2006, according to which Public sector bodies ensure that the necessary measures
are taken in helping re-users search for documents for re-use, such as the creation and availability of lists of main
documents, accessible online, as well as the creation of websites linked to decentralized lists.
126
                  Dulong de Rosnay, M., (2010), ibid, pp.71, 73.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            28
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




3 Conclusions	
  	
  
Openness	
   in	
   the	
   Public	
   Sector	
   implemented	
   through	
   Open	
   Access	
   licensing	
   has	
   emerged	
   as	
  
another	
   essential	
   copyright	
   tool	
   for	
   works	
   produced	
   by	
   public	
   sector	
   organizations	
   i.e.	
   State,	
  
regional	
  or	
  local	
  authorities,	
  bodies	
  governed	
  by	
  public	
  law	
  and	
  associations	
  formed	
  by	
  one	
  or	
  
several	
   such	
   authorities	
   or	
   one	
   or	
   several	
   such	
   bodies	
   governed	
   by	
   public	
   law	
   for	
   expanding	
  
cultural	
  and	
  scientific	
  participation	
  either	
  of	
  the	
  tax-­‐payers	
  or	
  others	
  in	
  the	
  copyrighted	
  output	
  
of	
  public	
  sector	
  organizations.	
  Open	
  Access	
  licenses,	
  Copyleft	
  licensing	
  as	
  is	
  widely	
  known	
  (Free	
  
Software	
  Foundation,	
  1996)127	
  is	
  a	
  means	
  for	
  licensing	
  copyrighted	
  works	
  that	
  does	
  not	
  replace	
  
Copyright,	
   but	
   rather	
   is	
   based	
   upon	
   it.	
   In	
   that	
   contractual	
   practice,	
   authors	
   or	
   other	
   rights	
  
holders	
   agree	
   to	
   waive	
   many	
   of	
   the	
   exclusive	
   rights	
   they	
   hold	
   under	
   Copyright	
   law,	
   enabling	
  
others	
   to	
   use	
   the	
   work	
   more	
   freely.	
   Contracts	
   replace	
   the	
   traditional	
   in	
   Copyright	
   Law	
   “all	
  
rights	
   reserved”	
   by	
   the	
   legally	
   founded	
   notion	
   of	
   the	
   “some	
   rights	
   reserved”	
   approach,	
  
employing	
   standardized	
   licenses	
   where	
   no	
   or	
   minimum	
   compensation	
   is	
   sought	
   by	
   the	
  
Copyright	
   holder.	
   The	
   result	
   is	
   an	
   agile,	
   low-­‐overhead	
   copyright-­‐management,	
   and	
  
technologically	
  savvy	
  regime	
  benefiting	
  both	
  Copyright	
  holders	
  and	
  users	
  of	
  copyrighted	
  works	
  
licensed	
  with	
  Copyleft	
  licensing,	
  i.e.	
  both	
  licensors	
  and	
  licensees.	
  	
  

The	
  Creative	
  Commons	
  licensing	
  much	
  like	
  other	
  similar	
  licensing	
  options	
  such	
  as	
  the	
  ODbL	
  of	
  
Open	
   Knowledge	
   is	
   suitable	
   for	
   the	
   Copyleft	
   licensing	
   approach	
   in	
   the	
   Public	
   Sector	
  
organizations’	
   copyrighted	
   output.	
   There	
   is	
   a	
   variety	
   of	
   ways	
   in	
   which	
   Public	
   Sector	
   bodies	
  
regulate	
  the	
  use	
  of	
  their	
  information	
  and	
  copyrighted	
  works.	
  Other	
  Public	
  Sector	
  bodies	
  may	
  
supply	
   information	
   with	
   ‘standard	
   terms’	
   that	
   are	
   not	
   tailored	
   for	
   public	
   access	
   and	
   re-­‐use	
  
purposes.	
   Others	
   may	
   refrain	
   from	
   making	
   a	
   Copyright	
   reservation	
   completely.	
   Many	
   Public	
  
Sector	
  bodies	
  may	
  state	
  their	
  Copyright	
  reservations	
  in	
  consideration	
  of	
  traditional	
  Copyright	
  
law.	
  More	
  common,	
  though,	
  are	
  specific	
  reservations	
  made	
  in	
  publications,	
  on	
  websites,	
  etc.	
  
The	
  use	
  of	
  the	
  Creative	
  Commons	
  licensing	
  model	
  has	
  various	
  advantages	
  over	
  such	
  modes	
  of	
  
regulating	
   use	
   and	
   over	
   the	
   use	
   of	
   separate	
   licensing	
   schemes	
   by	
   each	
   public	
   sector	
   body,	
  



	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
127
    Copyleft is a way of using of the Copyright e.g. on a software program. It is a general method for making a
program (or other work) free, and requiring all modified and extended versions of the program to be free as well. It
doesn’t mean abandoning the Copyright; in fact, doing so would make Copyleft impossible. To copyleft a program,
the creators first state that it is copyrighted; then they add distribution terms, which are a legal instrument that gives
everyone the rights to use, modify, and redistribute the program’s code or any program derived from it but only if the
distribution terms are unchanged. Thus, the code and the freedoms become legally inseparable. See more at Free
Software Foundation, (1996), What is Copyleft?, available at http://www.gnu.org/copyleft/copyleft.en.html [last
check, April 5, 2015].


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            29
                                                                                                                                                        OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




because	
  (Dulong	
  de	
  Rosnay,	
  M.,	
  2010):128	
  	
  

                                              1. Creative	
  Commons	
  licenses	
  are	
  ‘ready	
  to	
  use’,	
  automated	
  and	
  standardized;	
  public	
  
                                                                            sector	
   bodies	
   do	
   not	
   need	
   to	
   draw	
   up	
   their	
   own	
   licenses	
   but	
   can	
   benefit	
   from	
   the	
  
                                                                            expertise	
  brought	
  together	
  in	
  the	
  Creative	
  Commons	
  licensing	
  mode.	
  
                                              2. Use	
   of	
   the	
   Creative	
   Commons	
   licenses,	
   nationally	
   and	
   internationally,	
   is	
   expanding	
  
                                                                            quickly,	
  aiding	
  recognition	
  and	
  acceptance.	
  	
  
                                              3. The	
  Creative	
  Commons	
  licenses	
  are	
  standardized	
  which	
  adds	
  to	
  transparency	
  for	
  the	
  
                                                                            user;	
   at	
   the	
   same	
   time	
   however	
   the	
   licensor	
   still	
   has	
   a	
   fair	
   amount	
   of	
   flexibility	
  
                                                                            because	
  the	
  optional	
  conditions	
  of	
  use,	
  enables	
  a	
  public	
  sector	
  body	
  to	
  choose	
  the	
  
                                                                            license	
  most	
  suited	
  to	
  its	
  information	
  policy	
  for	
  particular	
  data/content.	
  	
  
                                              4. The	
   icons	
   and	
   the	
   human	
   readable	
   Commons	
   Deed	
   are	
   user	
   friendly	
   and	
   give	
  
                                                                            citizens	
   (including	
   businesses,	
   interest	
   groups)	
   a	
   much	
   clearer	
   indication	
   of	
   which	
  
                                                                            rights	
  are	
  reserved	
  and	
  to	
  what	
  extent,	
  and	
  what	
  kind	
  of	
  use	
  is	
  allowed.	
  	
  
                                              5. The	
  licensing	
  information	
  is	
  linked	
  to	
  the	
  content,	
  in	
  the	
  metadata	
  of	
  the	
  website,	
  its	
  
                                                                            pages	
   or	
   individual	
   files	
   providing	
   stable	
   clarification	
   of	
   which	
   documents	
   (or	
   works)	
  
                                                                            fall	
  under	
  the	
  license	
  and	
  which	
  do	
  not.	
  	
  
                                              6. The	
   Creative	
   Commons	
   and	
   the	
   iCommons	
   organizations	
   offer	
   community	
   based	
  
                                                                            development	
  of	
  free	
  tools	
  to	
  improve	
  the	
  infrastructure	
  for	
  licenses	
  and	
  standards,	
  
                                                                            allowing	
   public	
   sector	
   bodies	
   to	
   share	
   knowledge	
   and	
   benefit	
   from	
   the	
   work	
   of	
  
                                                                            others.	
  	
  
                                              7. The	
  technical	
  implementation	
  of	
  the	
  Creative	
  Commons	
  licenses	
  makes	
  it	
  easier	
  to	
  
                                                                            search	
  for	
  re-­‐usable	
  works.	
  	
  
                                              8. The	
   Creative	
   Commons	
   licensing	
   model	
   stimulates	
   interoperability	
   of	
   its	
   licenses	
  
                                                                            with	
  other	
  open	
  information	
  licenses.	
  
	
  




	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
   	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
128
                  Dulong de Rosnay, M., (2010), ibid, pp.80-81.


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                                                                                                                            30
                               OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




References	
  
    Barlow,	
  J.	
  P.,	
  A	
  Declaration	
  of	
  the	
  Independence	
  of	
  Cyberspace,	
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    https://homes.eff.org/~barlow/Declaration-­‐Final.html	
  	
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  D.,	
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  How	
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    The	
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    J-­‐C.,	
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    Watson,	
  L.,	
  (2003),	
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  Bethesda	
  Statement	
  on	
  Open	
  Access,	
  available	
  at	
  
    http://www.earlham.edu/~peters/fos/bethesda.htm	
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    Centivany,	
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  and	
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  B.,	
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  Open	
  Educational	
  Resources	
  and	
  the	
  University:	
  
    Law,	
  Technology,	
  and	
  Magical	
  Thinking,	
  available	
  at	
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    [last	
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  2015].	
  
    Chan,	
  L.,	
  Cuplinskas,	
  D.,	
  Eisen,	
  M.,	
  Friend,	
  F.,	
  Genova,	
  Y.,	
  Guedon,	
  J-­‐C.,	
  Hagemann,	
  M.,	
  
    Harnad,	
  S.,	
  Johnson,	
  R.,	
  Kupryte,	
  R.,	
  Manna,	
  M.,	
  Rev,	
  I.,	
  Segbert,	
  M.,	
  Souza,	
  S.,	
  Suber,	
  P.,	
  
    Velterop,	
  J.,	
  (2002),	
  The	
  Budapest	
  Open	
  Access	
  Initiative,	
  available	
  at	
  
    http://www.soros.org/openaccess/read.shtml	
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  2015].	
  
    Commission	
  of	
  the	
  European	
  Communities,	
  (1989),	
  Guidelines	
  for	
  improving	
  the	
  synergy	
  
    between	
  the	
  public	
  and	
  private	
  sectors	
  in	
  the	
  information	
  market,	
  Directorate-­‐General	
  
    for	
  Telecommunications,	
  Information	
  Industries	
  and	
  Innovation,	
  available	
  at	
  
    http://ec.europa.eu/information_society/policy/psi/docs/pdfs/brochure/1989_public_sect
    or_guidelines_en.pdf	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Commission	
  Decision	
  of	
  December	
  12,	
  2011,	
  2011/833/EU,	
  on	
  the	
  reuse	
  of	
  Commission	
  
    documents,	
  L.330/39,	
  Preamble	
  6,	
  available	
  at	
  http://eur-­‐
    lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2011:330:0039:0042:EN:PDF	
  [last	
  check,	
  
    April	
  5,	
  2015].	
  
    Commission	
  of	
  the	
  European	
  Communities,	
  (2002),	
  Proposal	
  for	
  a	
  European	
  Parliament	
  
    and	
  Council	
  Directive	
  on	
  the	
  re-­‐use	
  and	
  commercial	
  exploitation	
  of	
  public	
  sector	
  
    documents,	
  (COM	
  (2002)	
  207),	
  available	
  at	
  http://www.ec-­‐
    gis.org/docs/F12293/PUBLIC_SECTOR_PROPOSAL_FOR_DIRECTIVE_EN.PDF	
  [last	
  check,	
  
    April	
  5,	
  2015].	
  
    Directive	
  2003/98/EC	
  of	
  the	
  European	
  Parliament	
  and	
  of	
  the	
  Council	
  of	
  17	
  November	
  
    2003	
  on	
  the	
  re-­‐use	
  of	
  public	
  sector	
  information,	
  OJ	
  2003	
  L345,	
  available	
  at	
  http://eur-­‐
    lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2003:345:0090:0096:EN:PDF	
  [last	
  check,	
  
    April	
  5,	
  2015].	
  
    Directive	
  2013/37/EU	
  of	
  the	
  European	
  Parliament	
  and	
  of	
  the	
  Council	
  of	
  June	
  26,	
  2013,	
  
    amending	
  Directive	
  2003/98/EC	
  on	
  the	
  re-­‐use	
  of	
  public	
  sector	
  information	
  available	
  at	
  
    http://eur-­‐lex.europa.eu/LexUriServ/LexUriServ.do?uri=OJ:L:2013:175:0001:0008:EN:PDF	
  
    [last	
  check,	
  April	
  5,	
  2015].	
  
    Duke	
  Law	
  School	
  supported	
  by	
  the	
  Center	
  for	
  the	
  Public	
  Domain,	
  Conference	
  on	
  the	
  Public	
  
    Domain,	
  November	
  9—11,	
  2001,	
  available	
  at	
  http://law.duke.edu/pd/	
  [last	
  check,	
  April	
  5,	
  
    2015].	
  


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                    31
                             OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




    Dulong	
  de	
  Rosnay,	
  M.,	
  (2010),	
  Creative	
  Commons	
  Licenses	
  Legal	
  Pitfalls:	
  Incompatibilities	
  
    and	
  Solutions,	
  IViR,	
  available	
  at	
  
    http://www.creativecommons.nl/downloads/101220cc_incompatibilityfinal.pdf,	
  [last	
  
    check,	
  April	
  5,	
  2015].	
  
    Eechoud,	
  van	
  M.,	
  and	
  Wal,	
  van	
  der	
  B.,	
  (2008),	
  Creative	
  commons	
  licensing	
  for	
  public	
  
    sector	
  information—Opportunities	
  and	
  pitfalls,	
  IVir,	
  available	
  at	
  
    http://learn.creativecommons.org/wp-­‐
    content/uploads/2008/03/cc_publicsectorinformation_report_v3.pdf	
  ,	
  p.III	
  [last	
  check,	
  
    April	
  5,	
  2015].	
  
    European	
  Commission,	
  (1998),	
  Public	
  Sector	
  Information:	
  A	
  key	
  resource	
  for	
  Europe,	
  
    Green	
  Paper	
  on	
  Public	
  Sector	
  Information	
  in	
  the	
  Information	
  Society,	
  COM	
  (1998)585,	
  
    available	
  at	
  ftp://ftp.cordis.europa.eu/pub/econtent/docs/gp_en.pdf	
  [last	
  check,	
  April	
  5,	
  
    2015].	
  
    European	
  Commission,	
  (2011),	
  Proposal	
  for	
  a	
  Directive	
  of	
  the	
  European	
  Parliament	
  and	
  
    the	
  Council,	
  Amending	
  Directive	
  2003/98/EC	
  on	
  re-­‐use	
  of	
  public	
  sector	
  information,	
  
    COM(2011)877	
  Final,	
  	
  available	
  at	
  	
  
    http://ec.europa.eu/information_society/policy/psi/docs/pdfs/directive_proposal/2012/e
    n.pdf	
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  check,	
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  5,	
  2015].	
  
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  (1996),	
  What	
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  2015].	
  
    Gruss,	
  P.,	
  (2003),	
  The	
  Berlin	
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  Knowledge	
  in	
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  and	
  
    Humanities,	
  The	
  Max	
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  available	
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    prozess/berliner-­‐erklarung/	
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  check,	
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  2015].	
  
    Guadamuz,	
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  Cabell,	
  D.,	
  (non-­‐dated),	
  Data	
  mining	
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  Paper:	
  Analysis	
  of	
  UK/EU	
  law	
  
    on	
  data	
  mining	
  in	
  higher	
  education	
  institutions,	
  available	
  at	
  
    http://www.technollama.co.uk/wp-­‐content/uploads/2013/04/Data-­‐Mining-­‐Paper.pdf	
  [last	
  
    check,	
  April	
  5,	
  2015].	
  
    Haughey,	
  M.,	
  (2003),	
  Creative	
  Commons	
  Welcomes	
  David	
  Wiley	
  as	
  Educational	
  Use	
  
    License	
  Project	
  Lead,	
  Press	
  Release	
  June	
  23,	
  2003,	
  available	
  at	
  
    http://creativecommons.org/press-­‐releases/entry/3733	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Jaeger	
  T.,	
  Metzger,	
  A.,	
  (2006),	
  Open	
  Source	
  Software,	
  Beck	
  Juristischer	
  Verlag.	
  
    Kalfin,	
  I.,	
  (2012),	
  Amendment	
  of	
  Directive	
  2003/98/EC	
  on	
  re-­‐use	
  of	
  public	
  sector	
  
    information,	
  Proposal	
  for	
  a	
  directive	
  COM(2011)0877-­‐C7-­‐0502/2011-­‐2011/0430(COD),	
  
    available	
  at	
  http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-­‐
    %2f%2fEP%2f%2fNONSGML%2bCOMPARL%2bPE-­‐
    496.525%2b01%2bDOC%2bPDF%2bV0%2f%2fEN	
  [last	
  check,	
  April	
  5,	
  2015];	
  	
  
    Kalfin,	
  I.,	
  (2012),	
  Draft	
  Report	
  on	
  the	
  proposal	
  for	
  a	
  directive	
  of	
  the	
  European	
  Parliament	
  
    and	
  of	
  the	
  Council	
  on	
  amending	
  directive	
  2003/98/EC	
  on	
  re-­‐use	
  of	
  publc	
  sector	
  
    information	
  (COM(2011)0877-­‐C7-­‐0502/2011-­‐2011/0430(COD)),	
  available	
  at	
  
    http://www.europarl.europa.eu/sides/getDoc.do?pubRef=-­‐
    %2f%2fEP%2f%2fNONSGML%2bCOMPARL%2bPE-­‐
    492.922%2b01%2bDOC%2bPDF%2bV0%2f%2fEN	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Kyrillidou,	
  M.,	
  and	
  Young,	
  M.,	
  (2002),	
  ARL	
  Statistics	
  2001-­‐2002,	
  Association	
  of	
  Research	
  
    Libraries.	
  
    Kyrillidou,	
  M.,	
  and	
  Young,	
  M.,	
  (2003),	
  ARL	
  Statistics	
  2002-­‐03,	
  Association	
  of	
  Research	
  


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                          32
                             OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




    Libraries.	
  
    Kyrillidou,	
  M.,	
  and	
  Young,	
  M.,	
  (2005),	
  ARL	
  Statistics	
  2004-­‐05,	
  Association	
  of	
  Research	
  
    Libraries.	
  	
  
    Lessig,	
  L.,	
  (2012),	
  Answers	
  to	
  Written	
  Questions.	
  The	
  Senate	
  Judiciary	
  Committee,	
  “The	
  
    Microsoft	
  Settlement:	
  A	
  Look	
  to	
  the	
  Future”,	
  available	
  at	
  
    http://www.judiciary.senate.gov/imo/media/doc/lessig_testimony_12_12_01.pdf	
  	
  [last	
  
    check,	
  April	
  5,	
  2015].	
  
    Organisation	
  for	
  Economic	
  Cooperation	
  &	
  Development,	
  (2007),	
  Giving	
  Knowledge	
  for	
  
    Free:	
  The	
  Emergence	
  of	
  Open	
  Educational	
  Resources,	
  available	
  at	
  
    http://www.oecd.org/edu/ceri/givingknowledgeforfreetheemergenceofopeneducationalre
    sources.htm	
  [last	
  check,	
  April	
  5,	
  2015].	
  	
  
    Queensland	
  Spatial	
  Information	
  Office,	
  Office	
  of	
  Economic	
  and	
  Statistical	
  Research,	
  
    Queensland	
  Treasury,	
  (2006),	
  Government	
  Information	
  and	
  Open	
  Content	
  Licensing:	
  An	
  
    Access	
  and	
  Use	
  Strategy,	
  Stage	
  2	
  Report,	
  October	
  2006,	
  available	
  at	
  
    http://www.gilf.gov.au/files/file/Resources/Stage%202%20Final%20Report%20-­‐
    %20PDF%20Format.pdf	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Rens,	
  A.	
  J.,	
  and	
  Kahn,	
  R.,	
  (2009),	
  Access	
  to	
  Knowledge	
  in	
  South	
  Africa:	
  Country	
  Study	
  
    Version	
  2.0,	
  available	
  at	
  http://ssrn.com/abstract=1455623	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Rossini,	
  C.A.A.,	
  (2010),	
  Green-­‐Paper:	
  The	
  State	
  and	
  Challenges	
  of	
  OER	
  in	
  Brazil:	
  From	
  
    Readers	
  to	
  Writers?	
  ,	
  Berkman	
  Center	
  Research	
  Publication	
  No.2010-­‐01,	
  available	
  at	
  
    http://ssrn.com/abstract=1549922	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Rufus,	
  P.,	
  and	
  Jo,	
  W.,	
  (2008),	
  Open	
  Knowledge:	
  Promises	
  and	
  Challenges,	
  Communia	
  
    Workshop	
  2008,	
  available	
  at	
  http://www.communia-­‐
    project.eu/communiafiles/ws01p_Open%20Knowledge%20Promises%20and%20Challenge
    s.pdf	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Stallman,	
  R.,	
  (non-­‐dated),	
  Why	
  Open	
  Source	
  Misses	
  the	
  Point	
  of	
  Free	
  Software,	
  available	
  
    at	
  http://www.gnu.org/philosophy/open-­‐source-­‐misses-­‐the-­‐point.html	
  [last	
  check,	
  April	
  5,	
  
    2015].	
  	
  
    Stallman,	
  R.,	
  (non-­‐dated),	
  Why	
  Free	
  Software	
  is	
  better	
  than	
  Open	
  Source,	
  available	
  at	
  
    http://www.gnu.org/philosophy/free-­‐software-­‐for-­‐freedom.html	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Suber,	
  P.,	
  (2012),	
  Open	
  Access,	
  MIT	
  Press,	
  available	
  at	
  
    http://mitpress.mit.edu/sites/default/files/titles/content/9780262517638_Open_Access_
    PDF_Version.pdf[last	
  check,	
  April	
  5,	
  2015].	
  
    Suber,	
  P.,	
  (2009),	
  Timeline	
  of	
  the	
  Open	
  Access	
  Movement,	
  revised	
  February	
  9,	
  2009,	
  
    available	
  at	
  http://legacy.earlham.edu/~peters/fos/timeline.htm	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Tapscott,	
  D.,	
  and	
  Williams	
  A.,	
  D.,	
  (2006),	
  Wikinomics:	
  How	
  Mass	
  Collaboration	
  Changes	
  
    Everything,	
  Porfolio.	
  	
  
    The	
  Debian	
  Free	
  Software	
  Guidelines,	
  http://www.debian.org/social_contract#guidelines	
  
    [last	
  check,	
  April	
  5,	
  2015],	
  part	
  of	
  the	
  Debian	
  Social	
  Contract	
  available	
  at	
  
    http://www.debian.org/social_contract	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Toffler,	
  A.,	
  (1980),	
  The	
  Third	
  Wave,	
  New	
  York,	
  bantam	
  Books.	
  
    Uhlir,	
  P.,	
  (2010),	
  Measuring	
  the	
  Economic	
  and	
  Social	
  Benefits	
  and	
  Costs	
  of	
  Public	
  Sector	
  
    Information	
  Online:	
  A	
  Review	
  of	
  the	
  Literature	
  and	
  Future,	
  First	
  Communia	
  Conference,	
  
    available	
  in	
  audio	
  at	
  http://www.communia-­‐


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                          33
                            OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




    project.eu/communiafiles/conf2008_Paul%20Uhlir.mp3	
  [last	
  check,	
  April	
  5,	
  2015].	
  
    Yale	
  Bulletin	
  &	
  Calendar,	
  Private	
  Censorship	
  and	
  Perfect	
  Choice	
  Conference	
  to	
  explore	
  
    Speech	
  and	
  Regulation	
  on	
  the	
  Net,	
  April	
  5-­‐12,	
  1999 Volume	
  27,	
  Number	
  27	
  available	
  at	
  
    http://www.yale.edu/opa/arc-­‐ybc/v27.n27/story3.html	
  	
  [last	
  check,	
  April	
  5,	
  2015].	
  




ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                        34
                                 OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




About	
  the	
  Authors	
  
Dr.	
   Marinos	
   Papadopoulos	
   is	
   an	
   Attorney-­‐at-­‐Law	
   registered	
   at	
   the	
   Athens	
   Bar	
   Association	
  
since	
   1996.	
   He	
   is	
   a	
   PhD/JSD	
   holder	
   acquired	
   from	
   Athens	
   Law	
   School	
   of	
   the	
   National	
   &	
  
Kapodistrian	
  University	
  of	
  Athens	
  in	
  the	
  subject	
  of	
  Copyright	
  on	
  the	
  Internet	
  with	
  a	
  focus	
  on	
  
Openness	
   (PhD/JSD	
   title:	
   Copyright	
   in	
   Digital	
   Era:	
   Openness	
   in	
   Greek	
   and	
   American	
   Law).	
   He	
  
holds	
   a	
   degree	
   from	
   Athens	
   Law	
   School	
   (JD)	
   and	
   a	
   Master	
   of	
   Science	
   (MSc)	
   from	
   Boston	
  
University	
  in	
  the	
  discipline	
  of	
  Corporate	
  Communication	
  &	
  Corporate	
  Public	
  Relations.	
  He	
  also	
  
has	
   graduate	
   studies	
   at	
   Harvard	
   University	
   in	
   the	
   discipline	
   of	
   Internet	
   Law	
   as	
   well	
   as	
   the	
  
George	
  Washington	
  University	
  in	
  the	
  discipline	
  of	
  Management.	
  Marinos	
  Papadopoulos	
  is	
  an	
  
active	
   participant	
   in	
   international	
   fora	
   related	
   to	
   Internet	
   Law	
   (Information	
   Technology	
   and	
  
Law),	
   Information	
   Society,	
   and	
   Digital	
   Strategy,	
   and	
   has	
   rich	
   professional	
   experience	
   in	
  
Information	
   Law	
   cases	
   (Criminal,	
   Civil,	
   and	
   Business	
   Law)	
   of	
   clients	
   from	
   Greece	
   and	
   abroad.	
  
He	
  has	
  been	
  the	
  Legal	
  Lead	
  and	
  the	
  creator	
  of	
  the	
  Creative	
  Commons	
  licenses	
  v.	
  2.5	
  &	
  v.	
  3.0	
  in	
  
Greece;	
  he	
  is	
  a	
  founding	
  member	
  and	
  member	
  of	
  the	
  Board	
  of	
  Directors	
  of	
  Open	
  Knowledge	
  
Foundation	
  Greece	
  and	
  the	
  creator	
  of	
  the	
  Greek	
  Open	
  Data	
  Commons	
  (ODC)	
  Open	
  Database	
  
License	
   (ODbL)	
   of	
   Open	
   Knowledge	
   Foundation.	
   He	
   also	
   has	
   extensive	
   experience	
   as	
  
specialized	
   scientist	
   and	
   legal	
   advisor	
   in	
   innovation	
   projects	
   funded	
   by	
   the	
   European	
  
Commission	
   and	
   implemented	
   in	
   Greece	
   and	
   abroad	
   (Turkey,	
   Lithuania,	
   Azerbaijan,	
   French,	
  
United	
   Kingdom,	
   Italy,	
   et.al.).	
   His	
   authorship	
   includes	
   many	
   scientific	
   papers	
   and	
   articles	
   as	
  
well	
  as	
  academic	
  and	
  science	
  publications	
  in	
  Greece,	
  USA,	
  UK	
  and	
  India.	
  
	
  
Dr.	
   Charalampos	
   Bratsas	
   is	
   the	
   founder	
   of	
   the	
   Greek	
   Chapter	
   of	
   the	
   Open	
   Knowledge	
  
Foundation	
  and	
  the	
  President	
  of	
  its	
  Administration	
  Board,	
  and	
  he	
  is	
  a	
  special	
  member	
  of	
  the	
  
teaching	
   staff	
   in	
   the	
   School	
   of	
   Mathematics	
   of	
   the	
   Aristotle	
   University	
   of	
   Thessaloniki.	
   He	
  
teaches	
  in	
  the	
  Departments	
  of	
  Mathematics,	
  Journalism,	
  Biology	
  and	
  Geology	
  and	
  on	
  the	
  MSc	
  
of	
   Complex	
   Systems	
   in	
   AUTH.	
   He	
   has	
   extensive	
   experience	
   in	
   Semantic	
   Web	
   with	
   a	
   focus	
   on	
  
Linked	
   Open	
   Data	
   Internationalization	
   and	
   Ontology	
   engineering.	
   Additionally	
   he	
   has	
   been	
  
involved	
   in	
   ten	
   EU	
   research	
   projects;	
   his	
   research	
   interests	
   include	
   Data	
   Mining	
   algorithms,	
  
Semantic	
  Web,	
  Social	
  Semantic	
  Web,	
  Internationalization	
  of	
  Linked	
  Data,	
  he	
  is	
  coordinator	
  of	
  
Greek	
   DBPedia,	
   Applications	
   of	
   Statistical	
   Knowledge,	
   Data	
   Journalism,	
   as	
   well	
   as	
  
Neuroinformatics.	
   He	
   is	
   the	
   author	
   of	
   two	
   theses,	
   six	
   chapters	
   in	
   books,	
   eleven	
   articles	
   in	
  
journals,	
  and	
  more	
  than	
  thirty	
  of	
  his	
  articles	
  have	
  been	
  published	
  in	
  International	
  conference	
  
proceedings.	
   He	
   has	
   served	
   as	
   a	
   programme	
   committee	
   member	
   for	
   more	
   than	
   fifteen	
  


ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                                      35
                             OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




conferences	
  and	
  acted	
  as	
  a	
  reviewer	
  for	
  international	
  journals.	
  
	
  


	
  

	
  

	
  




ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                 36
                               OPENNESS/OPEN	
  ACCESS	
  FOR	
  PSI	
  AND	
  WORKS	
  –	
  THE	
  CC	
  LICENSING	
  MODEL	
  




Copyright	
  information	
  
©	
   2015	
   European	
   PSI	
   Platform	
   –	
   This	
   document	
   and	
   all	
   material	
   therein	
   has	
   been	
   compiled	
  
with	
   great	
   care.	
   However,	
   the	
   author,	
   editor	
   and/or	
   publisher	
   and/or	
   any	
   party	
   within	
   the	
  
European	
   PSI	
   Platform	
   or	
   its	
   predecessor	
   projects	
   the	
   ePSIplus	
   Network	
   project	
   or	
   ePSINet	
  
consortium	
  cannot	
  be	
  held	
  liable	
  in	
  any	
  way	
  for	
  the	
  consequences	
  of	
  using	
  the	
  content	
  of	
  this	
  
document	
  and/or	
  any	
  material	
  referenced	
  therein.	
  This	
  report	
  has	
  been	
  published	
  under	
  the	
  
auspices	
  of	
  the	
  European	
  Public	
  Sector	
  information	
  Platform.	
  	
  

The	
   report	
   may	
   be	
   reproduced	
   providing	
   acknowledgement	
   is	
   made	
   to	
   the	
   European	
   Public	
  
Sector	
  Information	
  (PSI)	
  Platform.	
  
	
  




                                        	
  




ePSIplatform Topic Report No. 2015 / 06 , June 2015
                                                                                                                                              37