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Open VOices - Applying open source principles to government

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                                                        Open Visions Issue Three




       Open Voices
        Applying open source principles to government



       A collection of articles from opensource.com




OSDC_GOV_10052887_1212_ma_REV.indd 1                                       2/28/13 4:57 PM
       IN THIS BOOKLET
       ARTICLES

       3    Open government, what is it really?
            Pia Waugh, Adviser to Senator Kate Lundy

       9    The U.S. Government promotes open innovation — Is it now mainstream?
            Mark Bohannon, Vice President of Corporate Affairs and Global Public Policy at Red Hat

       13   How Consumer Finance made open source both a policy and a mission
            John Scott, Technologist Technologist in the Department of Defense and US Government

       15   History of open source in government
            Gunnar Hellekson, Chief Technology Strategist for Red Hat's US Public Sector group,
            Chief Technology Strategist for Red Hat's US Public Sector group

       21   Building a Civic Commons
            Abhi Nemani, Director of Strategy and Communications at Code for America

       23   Creating legislation the open source way
            Marek Mahut, System Engineer for Red Hat Czech

       25   How federal agencies can implement and benefit from transparency
            Tom Moritz, Project Director at Sonoma Valley Heritage Coalition

       27   Five essential elements of an open government unconference
            Jason Hibbets, Project Manager in Corporate Marketing at Red Hat




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                                                                                        Introduction 1




       Introduction
       Governments are increasingly embracing         We’ve been able to build a community
       openness through policy and practice. In       that highlights the best–and sometimes
       recent years, that means adopting and          worst–of those principles. Inside you’ll find
       releasing new technologies–from open data      a sampling of stories we collected in the first
       bus schedules to websites built using open     two years of opensource.com. They illustrate
       source tools. Some governments are even        the impact of open source on government
       building and cultivating open source com-      and vice versa.
       munities of their own. With unprecedented
                                                      There is still a long journey left before we
       government interest in open source, we
                                                      reach truly open government everywhere
       wonder: “Why would open source be of spe-
                                                      around the world. We hope you continue on
       cial interest to government?”, “What is the
                                                      that journey, and that you’ll share your story
       role of government in open source communi-
                                                      with us.
       ties?”, and, perhaps most important, “How is
       open source transforming governments and
       their interactions with citizens?”
       At opensource.com, we look at the intersec-
       tion of open source and government, with
       a special focus on the ways government
       can cultivate open source communities.
       We document the way that open source
       principles–participation, transparency, col-
       laboration, sharing, meritocracy, community,
       and rapid prototyping–have enormous value
       beyond the technology sector. Citizen move-
       ments around open voting, the Freedom of
       Information Act (FOIA) request tracking, and
       even crowdsourced legislation, represent
       a growing trend of open source principles
       within government.




OSDC_GOV_10052887_1212_ma_REV.indd 1                                                             2/28/13 4:57 PM
       Open Voices
        Applying open source principles to government




      articles




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                                                                  Open government, what is it really? 3




       Open government,
       what is it really?
       Pia Waugh, Adviser to Senator Kate Lundy (originally published November 2011)


       Below are my notes from the talk I gave at       ment, this makes it a tool of the people, an
       OSDC (Open Source Developers Conference)         entity accountable to its citizens.
       2011 on open government, where I tried to
                                                        The proliferation of and now mainstream
       go into some of the practicalities of open
                                                        usage of the Internet, brings citizens closer
       government implementation and projects. I
                                                        to governments than ever. It also makes
       had a great response from the packed room,
                                                        governments more accountable and trans-
       so thanks everyone for attending (and for
                                                        parent (whether intentionally or not). So the
       encouraging me to blog)
                                                        government is now more a tool of the citizen,
       The changing relationship between                and as such we need, as citizens, to engage
       citizens and government                          with governments.
       Most citizens have a very limited relationship   As citizens we are more empowered than
       to government. We tend to see government         ever. We can research, make public comment,
       as an amorphous body that removes our            self-organise into clusters of interest and
       garbage, provides our hospital and local         advocacy, cross check facts, hold people to
       school, and makes us pay taxes. Politi-          their word, develop new ways to do things
       cians tend to get a pretty bad rap, and are      and much more. The line has blurred be-
       assumed to be simultaneously stupid and          tween governments and citizens. Indeed, we
       extremely strategic.                             are starting to even properly accept the idea
                                                        that people who work in government are,
       But “government” in Australia is a large and
                                                        themselves, citizens.
       complex entity run by a democratic Parlia-




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    4 Open Voices: Applying open source principles to government


       Citizens have much to contribute to govern-        accessibility, open data, mobile development,
       ment policy, implementation and vision, and        public engagement and much more.
       governments are just starting to understand
                                                          It is a community driven by the ideals of
       and engage with that opportunity.
                                                          open government, and a really inspiring
       Gov 2.0 is about using the new technologies        and exciting community to be involved in. I
       at our disposal, primarily the Internet, to        highly recommend to any of you interested
       co-design the next era of democracy in             in following or getting involved in Gov 2.0 to
       collaboration with citizens. It is about a more    check out the following:
       transparent, accountable, engaged, partici-
                                                          · T he Gov 2.0 Google Group mailing list1
       patory and responsive government approach
       to serving the needs of citizens.                  · GovCamp’s–a great opportunity for Gov
                                                            2.0 practitioners to get together, share
       Open Government and Gov 2.0 are often
                                                               knowledge, and find ways to collabo-
       used interchangeably, but “open gov-
                                                               rate. They are starting to run all around
       ernment” has been used for many years,
                                                            Australia after I ran the first one in October.
       usually to relate to things like Freedom of
                                                            The next one is this weekend in Sydney
       Information (FoI) laws and transparency in
                                                               (BarCampNSW)2
       legislative processes, whereas Gov 2.0 is
       more specifically looking at how we can use        · Follow the #gov2au hashtag on Twitter,
       modern technologies and communications                  and some notable Twitter users in this
       to make government more open, engaged                space are @CraigThomler, @trib, @chieft-
       with, relevant to and ultimately co-created             ech, @davidjeade, @gov2qld, @sherro58 &
       with citizens.                                       @lisa_cornish from AGIMO, @FCTweedie &
                                                            @OAICgov from OAIC, and many more in-
      “There’s a clear vision from the top, not only
                                                               cluding me @piawaugh. I’ve got a far more
       in the US and the UK, but in many other
                                                               complete Gov 2.0 list on Twitter that I’m
       countries, that now is the time for govern-
                                                               continually adding to that may be useful.3
       ment to reinvent itself, to take the old idea
       of government “for the people, by the people,      · T here is a Gov 2.0 Ning group4 and OzLo-
       and of the people” to a new level.”–Tim                 op5 Ning. Craig Thomler also runs a good
       O’Reilly                                                blog6 worth subscribing to. Craig and Kate
                                                               Carruthers put together a website on Gov
       In Australia we have a strong, highly skilled
                                                            2.07 and the Centre for Policy Development
       and completely awesome Gov 2.0 com-
                                                               did a great collection of essays8 by people
       munity. These are people who work in, for
                                                               in the community on Gov 2.0 in 2009
       or with government to implement Gov 2.0.
                                                               which is available online.
       This community has people who are into
       software/web development, user experience,



       1	https://groups.google.com/forum/?hl=en&-        5 http://apsozloop.ning.com/
          fromgroups#!forum/gov20canberra                 6 http://egovau.blogspot.com/
       2 http://govcampnsw.net/                           7 http://gov2au.com/
       3 https://twitter.com/#%21/list/piawaugh/gov-2-0   8	http://cpd.org.au/2009/08/insight-edition-up-
       4 http://gov20australia.ning.com/                     grading-democracy/




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                                                                     Open government, what is it really? 5


       What is Gov 2.0                                       the data set is making followup hard. This
                                                             stage is however, extremely important to
       Most elements of what we call Gov 2.0 can
                                                             encourage as it is where every organi-
       be boiled down to three concepts:
                                                             sation must begin and build upon. It is
       1. Open data                                         also important because to achieve quality
       2. Citizen
                centric services                           open data, major changes often need to
                                                             be made to systems, workflows, technol-
       3. P ublic engagement                                ogies and organisational culture. Access
       Open data                                             to imperfect data in the short term is far
                                                             better than waiting for perfection.
       Open data is about taking the vast majority
       of government datasets and information              2. H
                                                               igh quality data. This is the stage where
       which doesn’t have privacy or security issues,         issues around quality publishing of data
       and putting it all online in the most useful           have been teased out, and an organisa-
       way possible. In a practical sense, for data to        tion can start to publish quality data. It is
       be most useful (both to the public but equal-          hopefully the point at which the systems,
       ly important for other parts of governments            culture, workflows and technologies used
       to be able to leverage the data), it needs to          within the organisation all facilitates open
       have permissive copyright (such as Creative            data publishing, whilst also facilitating
       Commons BY), be machine readable, time                 appropriate settings for secure data (such
       stamped, subscribable, available in an openly          as sensitive privacy or security informa-
       documented format (open standard), have                tion). This stage takes a lot of work to
       useful metadata and wherever possible have             achieve, but also means a far lower cost
       good geospatial information available.                 of publishing data, which helps amongst
                                                              other things, keep the cost of FoI compli-
       This last point about geospatial informa-
                                                              ance down.
       tion is vital for making data interactive and
       personalised to a citizen’s needs, as it helps      3. Collaborative data. This final stage of
       aggregate and map information relevant to               open data is where an organisation can
       where a citizen is.                                     figure out ways to integrate and verify
                                                               input from the public to data sets to
       Achieving open data is a difficult process.
                                                               improve them, to capture historical and
       There are three key steps to take, each with
                                                               cultural context and to keep information
       its own challenges:
                                                               up to date. This is also a challenging step
       1. Just get it online. This stage is where an          but where government departments and
           organisation just tries to get online what-         agencies can engage the public collabo-
           ever they can. It often means the licensing         ratively, we will see better data sets and
           is not entirely clear or permissive, the data       greater innovation.
           format is whatever the organisation uses
           (which may or may not be useful to oth-
           ers), the data may be slightly out of date
           and it often isn’t clear who the contact for




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    6 Open Voices: Applying open source principles to government


       There are examples of each of these stages,           personal lives, their hobbies. So expecting
       but it is important to remember that they are         them to take time to really understand
       stages, not static. Some good examples of             complex issues is not only unrealistic, it
       open data initiatives in Australia include:           is unreasonable. Presenting information
                                                             visually is a great way to lower the barrier
       · data.gov.au9, the Office of Spatial Data
                                                             to understanding and then engaging in
           Management10, the BoM climate data11, the
                                                             an informed public debate. People will
           Living Atlas of Australia12, Mapping our
                                                             understand in seconds the information
         ANZACs13, the Powerhouse museum online
                                                             from a well constructed visualisation, but
           collection database14 and the GovHack
                                                             to glean the same information from papers
           initiative15.
                                                             and spreadsheets takes a lot longer.
       It is also important to consider the broad
                                                           · Policy development & load testing–inter-
       ramifications of open data. One can think
                                                                active data visualisation tools such as Spa-
       of many positive case studies for open data.
                                                                tialKey16, Tableau17 or one of the many great
       Examples of transparency or innovation
                                                                FOSS (free and open source software) tools
       or a strong public record. But there can be
                                                                available create a new way to engage with
       unforeseen negative consequences. For ex-
                                                                and glean new knowledge from data. By
       ample, I heard of a case where the mapping
                                                                being able to pull together many different
       of the ocean above Australia was made
                                                                data sets into a single space, one can then
       public, and within a very short period of time
                                                                explore, test and experiment with policy
       a particular species of fish was driven almost
                                                                ideas to determine the effectiveness of a
       to extinction by fishers who used the data to
                                                                policy to meet its goals.
       plan their fishing season.
                                                           Citizen centric services
       This is not a reason to not pursue open data,
       but rather a reminder to always consider            Citizen centric services is about putting the
       things critically and thoughtfully.                 user experience first to create a personalised
                                                           and unique experience for citizens. It is bet-
       Data visualisation
                                                           ter for citizens as it makes their experience
       Nowadays I can’t overemphasise the impor-           better and more seamless, and it is better for
       tance of data visualisation. As a technical         government who can more effectively serve
       person I was quite cynical in the value of          the needs of citizens. Citizen centric services
       data visualisation. It seemed a waste of time       requires good data and metadata, especially
       when you can just read the data. But using          good geospatial data as location information
       data visualisation tools effectively can create     is an extremely effective way to personalise
       two core benefits:                                  government services, information and proj-
       · Informed public narrative–most people          ects for citizens.
            are really busy. Busy with their jobs, their



       9 http://data.gov.au/                               14	http://www.powerhousemuseum.com/collection/
       10 http://spatial.gov.au/                               database/menu.php	

       11 http://www.bom.gov.au/climate/data/              15 http://www.govhack.org/

       12 http://www.ala.org.au/                           16 http://www.spatialkey.com/

       13 http://mappingouranzacs.naa.gov.au/              17 http://www.tableausoftware.com/




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                                                                    Open government, what is it really? 7


       Constant feedback loops that engage the           deploy resources in disaster management),
       input and ideas from citizens are extreme-        the Census 2011 social media strategy, the
       ly important to establish effective citizen       growing number of public consultations on
       centric services, and to ensure the iterative     government policy and strategy such as from
       improvements over time to keep services rel-      the Gov 2.0 Taskforce and much more. The
       evant and responsive to the changing needs        need for public engagement has also been
       of the population.                                pushed in several recent policy agendas. The
                                                         GovHack events last year were also great
       Some examples of citizen centric services
                                                         as they showed how effective engagement
       include:
                                                         with the general public can result in highly
       · A
           ustralia.gov.au18, MyRegion19, MyChild20,   innovative and rapidly developed new appli-
            MySchool21 and there are some good com-      cations and knowledge when open data is
            munity examples including OpenAustralia22,   made available and when usage of that data
            GotGasto23, and Know Where You Live24.       is encouraged.
       Public engagement                                 FOSS and government
       Effective, constructive, and collaborative        FOSS has provided a natural fit for a lot of
       public engagement greatly improves the ca-        open government initiatives, due to the
       pacity of government to build the knowledge       widespread use of open standards, the
       and experience of citizens into policy and        ability to rapidly deploy, the large developer
       projects. Public engagement strategies work       and support communities around mature
       best when they are underpinned by strong          FOSS projects such as Drupal and WordPress,
       community development, a clear and collab-        the competitive and thus reliably sustainable
       oratively developed goal, a genuine interest      nature of commercial support around mature
       in the inputs of others, and a process that       FOSS projects, and, most relevantly, the cross
       is as low a barrier to entry to engage in as      over of values and practices between open
       possible.                                         government and FOSS.
       Basically we are moving towards an era of         In January 2011 AGIMO released the Aus-
       democratic and governmental co-design.            tralian Government Open Source Software
       There are some great examples of public           Policy which has three principles:
       engagement out there, including our Public        1. Principle 1: Australian Government ICT
       Sphere consultations25, the Queensland                procurement processes must actively
       Police use of Facebook 26 throughout the              and fairly consider all types of available
       natural disasters a year ago (which showed           software.
       how social media is great for timely updates,
       but also for managing misinformation quickly
       and crowdsourcing to help most effectively


       18 http://australia.gov.au/                       23 http://gotgastro.com/
       19 http://myregion.gov.au/                        24 http://www.hackdays.com/knowwhereyoulive/
       20 http://mychild.gov.au/                         25	http://www.katelundy.com.au/2010/11/03/
       21 http://myschool.edu.au/                            speech-at-cebit-gov-2-0-conference/#public-
                                                             sphere
       22 http://www.openaustralia.org/
                                                         26 http://www.facebook.com/QueenslandPolice




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    8 Open Voices: Applying open source principles to government


       2. Principle 2: Suppliers must consider all        of Open Public Sector Information and other
           types of available software when dealing        resources30, the Attorney General’s Principles
           with Australian Government agencies.            of IP31 (which explicitly encourages Creative
                                                           Commons), and the various useful web
       3. Principle 3: Australian Government
                                                           policies provided by AGIMO32 including the
           agencies will actively participate in open
                                                           Gov 2.0 Primer.
          source software communities and con-
           tribute back where appropriate.                 Conclusion
       The third principle in particular represents a      Open government and Gov 2.0 both repre-
       fundamental shift in how government sees            sent an ideal.
       and engages with FOSS, technology and
                                                           They represent a goal for us to be continually
       the community. It is very exciting! It clearly
                                                           aiming for but they are not achieved with a
       demonstrates the value of collaboration so
                                                           single switch of policy. Achieving true open
       prevalent in the open government agenda.
                                                           government is necessarily a constant and
       In July 2011, after six months consultation,        evolving challenge, and given I am here
       AGIMO also released the Australian Gov-             speaking at an Open Source Developer’s
       ernment Open Source Software Guide V2, a            conference, we all understand the difference
       really useful document for departments and          between an ideal, and striving for the ideal
       agencies to help them comply to the policy          whilst operating within reality.
       directive where they must consider open
                                                           Government won’t get it exactly right all the
       source in their procurement processes.
                                                           time every time, but we are in an extremely
       Both the Open Source Policy and the Guide           exciting time for open culture, and with a
       are available along with other information.27       government position in Australia that firmly
                                                           supports openness through policy, in legis-
       Open government policies
                                                           lation and in implementation of projects, we
       The open government or Gov 2.0 agenda               need to continue to encourage and support
       is nicely encapsulated in the two major             progress.
       policy documents, Ahead of the Game28 and
                                                           Originally posted at what are we doing today,
       the Gov 2.0 Taskforce Report 29. These two
                                                           brain?33 
       reports form the blueprint of Gov 2.0 for the
       Australian public service.
       It is also worth looking at the Office of the
       Information Commissioner paper Principles




       27	http://www.finance.gov.au/e-government/infra-   31	http://agimo.govspace.gov.au/2010/10/07/gov-
           structure/open-source-software.html                 ernment-2-0-update-%E2%80%93-amended-ip-
       28	http://www.dpmc.gov.au/publications/aga_re-         principles-released/
           form/aga_reform_blueprint/index.cfm             32	http://webguide.gov.au/web-2-0/gov-2-0-
       29 http://gov2.net.au/report/                           primer/

       30 http://www.oaic.gov.au/                          33	http://webguide.gov.au/web-2-0/
                                                               gov-2-0-primer/




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                                The U.S. Government promotes open innovation –Is it now mainstream? 9




       The U.S. Government
       promotes open
       innovation—Is it
       now mainstream?
       Mark Bohannon, Vice President of Corporate Affairs and Global Public Policy at Red Hat
       (originally published March 2012)


      “We live in an open source world.”               in Washington (the Center for American
                                                       Progress), gives them a different context.
       For many readers of opensource.com, those
       words are probably a part of your daily life;   The event was a look at “Open Innovation:
       in all likelihood, you take them for granted.   Tools to Solve Problems and Grow the Econ-
       They reflect the commonality of how many of     omy.”34 U.S. Chief Technology Officer Aneesh
       you work, and engage publicly.                  Chopra shared (on his last day in government
                                                       service) the ‘half’-time’ assessment of the
       But I heard those words last month from a
                                                       Administration’s work on this important area
       former member of Congress. Tom Perriello,
                                                       of policy work. Joined by innovative govern-
       the moderator of a panel on ‘open innova-
                                                       ment leaders–Todd Park, Chief Technology
       tion’ held at a mainstream think tank here
                                                       Officer, U.S. Department of Health and
                                                       Human Services; Peter Levin, Senior Advisor

       34	http://www.americanprogress.org/
           events/2012/02/08/17201/open-innovation/




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   10 Open Voices: Applying open source principles to government


       to the Secretary and Chief Technology Officer,       is ‘open innovation’ tangibly different than
       U.S. Department of Veterans Affairs; and             the older models of innovation?
       Chris Vein, Deputy U.S. Chief Technology
                                                            It’s not a simple question to answer, and
       Officer for Government Innovation, White
                                                            I think our collective understanding is
       House Office of Science and Technology
                                                            evolving–evolving as quickly as innovation
       Policy–Aneesh released an open innovator’s
                                                            is manifesting itself in so many sectors and
       toolkit 35.
                                                            areas (geographic, as well as technology).
       As Aneesh explains, rather than pursue
                                                            When I was in the US Government working
       traditional ’top-down’ models to spur
                                                            on technology issues, I recall a conversation
       breakthroughs in these areas of national
                                                            with a mentor, then Under Secretary Mary L.
       importance, the Administration’s ‘open
                                                            Good–a former tenured professor of chem-
       innovation’ policy has sought to “emphasize
                                                            istry, Chair of the National Science Board,
       a ’bottom-up’ philosophy that taps into the
                                                            holder of patents, and senior executive in
       expertise of the American people.” In his
                                                            industry who was responsible for product
       view, it has already delivered tangible results
                                                            development in a global marketplace–about
       in areas like health IT, learning technologies,
                                                            her experience in innovation. This was more
       and smart grid–and “has surfaced new
                                                            than 15 years ago, and the specific words
       or improved policy tools deployed by our
                                                            she used have faded. But the gist of what
       government to achieve them.” The memo
                                                            she learned is that innovation is, at its core,
       catalogs “20 leading practices that an ‘open
                                                            a contact sport: it emerges from putting
       innovator’ should consider when confronting
                                                            dedicated minds together, mashing it up, and
       any policy challenge–at any level of govern-
                                                            seeing what emerges.
       ment.” These are focused on innovators in
       government, and can be summarized as:                This was the old model of innovation, before
                                                            the commercialization of the Internet. Open
       · Moving beyond data ’by request’ to ’com-
                                                            innovation appears to embody these known
            puter-friendly by default’
                                                            processes and expands them beyond any-
       · Engaging not just as ’regulator’ but as         thing that earlier innovators could imagine.
         ’impatient convener’                               It seems that open innovation differs in the
                                                            following respects:
       · Adding the ability to pay for outcomes
            through ’prizes’ not just ’procurements’        · It is inherently tied to our networked,
                                                                 Internet-powered world. What used to take
       · Attracting ’top talent’ including ’entrepre-
                                                                 place in a physical lab now takes place
            neurs-in-residence’
                                                                 online, in collaborative settings, in what
       I won’t delve into the particulars here; you              might be called a virtual contact sport. This
       can check them out at on the White House                  has a number of implications, which were
       OSTP blog36.                                              important themes at the Chopra event last
       Rather, the question that kept coming up for              week.
       me after listening to these leaders is: How


       35	http://www.whitehouse.gov/sites/default/files/   36	http://www.whitehouse.gov/blog/2012/02/14/
           microsites/ostp/openinnovatortoolkit_nstcmemo.       open-innovation-toolbox
           pdf




OSDC_GOV_10052887_1212_ma_REV.indd 10                                                                    2/28/13 4:57 PM
                                 The U.S. Government promotes open innovation –Is it now mainstream? 11


       · New ideas and solutions can come from             ment. In the newer model, this may be less
            any place in the world and from any level         so, and in some environments, there is a
            of expertise or discipline. This was often a      conscious attempt to avoid locking up the
            challenge in the old model where finding          results. In my view, open innovation seems
            expertise that might be relevant to a par-        to be characterized, where intellectual
            ticular inquiry was a laborious, time-con-        property is concerned, by efforts to more
         suming and often expensive proposition.              widely distribute the results that allows
                                                              further use and innovation, whether incre-
       · For some, this dynamic has been encap-
                                                              mental or otherwise.
         sulated as ‘crowd-sourcing’, but I think this
            only begins to describe the changed model.      · T he demands of users drive a more rapid
            I think a supercharged skunk works37                 time frame in which open innovation op-
            probably captures it better.                         erates. VA’s CTO Peter Levin described how
                                                                 he is often implementing solutions within
       · Prospective solutions have many more
                                                              30 minutes that previously took days or
            eyes that review and critique the on-going
                                                                 hours to find and develop. Open innovation
            work and improve the overall result, a
                                                                 is a reflection of the fast-paced dynamics
            factor that is too often understated in
                                                                 we face.
            describing the bottom-up aspect of open
            innovation. Peer review that used to            · Management of the research and develop-
            take weeks, even months, now happens                 ment process has been turned on its head.
            instantaneously.                                  This is a point that Red Hat CEO Jim White-
                                                                 hurst has made on several occasions.38 As
       There are several other aspects that I believe
                                                              Tim O’Reilly has said, “Sustained innovation
       are different:
                                                                 is no longer just about who has the most
       · T he older models of innovation were heav-           gifted scientists or the best equipped labs.
            ily focused on the production of intellectu-         It’s about who has the most compelling
            al property as a primary output. This was            architecture of participation.”
            certainly the case when I was in govern-




       37 http://en.wikipedia.org/wiki/Skunkworks_project   38 http://www.youtube.com/watch?v=OU3lrwLr3VA




OSDC_GOV_10052887_1212_ma_REV.indd 11                                                                   2/28/13 4:57 PM
   12 Open Voices: Applying open source principles to government



       For some, open innovation may sound vaguely familiar to the concepts laid out by Henry
       Chesborough39, author of the book Open Innovation. Chesborough focused on the contrasts
       between the open and closed innovation models, described in the chart below:




       Source: Table I-1, page xxvi of the Introduction–“Open Innovation: The New Imperative for
       creating and Profiting from Technology”40 (Harvard Business School Press, 2003)



       I find that collaborative innovation resonates     described the work they are engaged in.
       as a term for this new model described by          It also showed up as a fundamental input
       Chopra. But I understand the open theme of         in the variety of areas where the forum
       the Administration's initiative–open govern-       indicated open innovation is taking off. CTO
       ment, open innovation, open participation.         Levin indicated the goal of open innovation
       As was clear from the CAP event, open              in his agency was the ability to reuse, to
       innovation and collaborative innovation have       have modularity and interoperability in his
       unique characteristics for different sectors       agency's IT infrastructure. Others referred to
       and technologies.                                  it as a tool that is regularly used.
       What was also clear was the importance of          We do, indeed, live in an open source world.
       open source software in the open innovation        I'd like to hear other readers thoughts on this
       model. At one level, it was almost taken           topic. Let me know what you think is unique
       for granted as the quintessential example          about the open collaborative innovation
       of open innovation success. Each of the            model.
       panelists referred to it in some way as they
                                                          More on open innovation41 




       39 http://en.wikipedia.org/wiki/Henry_Chesbrough   41	http://www.youtube.com/watch?feature=play-
       40	http://www.amazon.com/Open-Innovation-Imper-       er_embedded&v=OU3lrwLr3VA
           ative-Profiting-Technology/dp/1578518377




OSDC_GOV_10052887_1212_ma_REV.indd 12                                                                 2/28/13 4:57 PM
                                   How Consumer Finance made open source both a policy and a mission 13




       How Consumer
       Finance made open
       source both a policy
       and a mission
       John Scott, Technologist Technologist in the Department of Defense and US Government
       (originally published April 2012)


       For the first time a U.S. Federal Agency,          confusing to consumers and certain regu-
       The Consumer Financial Protection Bureau           lations burdensome for businesses. We've
       (CFPB), has come out with a policy that            also been able to launch the CFPB with a
       clearly delineates how taxpayer investments        state-of-the-art technical infrastructure
       in technology should be handled. Since they        that’s more stable and more cost-effective
       say it best:42                                     than an equivalent system was just ten
                                                          years ago.
       	The Consumer Financial Protection Bureau
         was fortunate to be born in the digital         	Good internal technology policies can help,
         era. We’ve been able to rethink many of           especially the policy that governs our use of
         the practices that make financial products        software source code.




       42	http://www.consumerfinance.gov/blog/the-cf-
           pbs-source-code-policy-open-and-shared/




OSDC_GOV_10052887_1212_ma_REV.indd 13                                                              2/28/13 4:57 PM
   14 Open Voices: Applying open source principles to government


       	Some software lets users modify its source           	We use open source software, and we
         code, so that they can tweak the code to               do so because it helps us fulfill our
         achieve their own goals if the software                mission.
         doesn't specifically do what users want.
                                                              	Open source software works because it
         Source code that can be freely modified
                                                                enables people from around the world to
         and redistributed is known as "open source
                                                                share their contributions with each other.
         software," and it has been instrumental
                                                               The CFPB has benefited tremendously from
         to the CFPB's innovation efforts for a few
                                                                other people's efforts, so it’s only right that
         reasons:
                                                                we give back to the community by sharing
       	 · It is usually very easy to acquire, as there     our work with others.
               are no ongoing licensing fees. Just pay
                                                              	This brings us to the second part of our
               once, and the product is yours.
                                                                policy:
         · It keeps our data open. If we decide one
                                                              	When we build our own software or
              day to move our website to another
                                                                contract with a third party to build it
              platform, we don’t have to worry about
                                                                for us, we will share the code with the
              whether the current platform is going to
                                                                public at no charge.
              keep us from exporting all of our data.
              (Only some proprietary software keeps its       	Exceptions will be made when source code
              data open, but all open source software           exposes sensitive details that would put the
              does so.)                                         Bureau at risk for security breaches; but we
                                                                believe that, in general, hiding source code
         · It lets us use tailor-made tools without
                                                                does not make the software safer.
              having to build those tools from scratch.
           This lets us do things that nobody else            Read more about the policy at:
              has ever done, and do them quickly.             · T he CFPB's source code policy:
       	Until recently, the federal government was              open and shared43
         hesitant to adopt open source software               · Source Code Policy44
         due to a perceived ambiguity around its
         legal status as a commercial good. In 2009,
         however, the Department of Defense made
         it clear that open source software products
         are on equal footing with their proprietary
         counterparts.




       43	http://www.consumerfinance.gov/blog/the-cf-        44	http://www.consumerfinance.gov/developers/
           pbs-source-code-policy-open-and-shared/                sourcecodepolicy/




OSDC_GOV_10052887_1212_ma_REV.indd 14                                                                      2/28/13 4:57 PM
                                                                  History of open source in government 15




       History of
       open source in
       government
       Gunnar Hellekson, Chief Technology Strategist for Red Hat's US Public Sector group
       (originally published May 2012)


       It is difficult to imagine the Federal govern-    are only just now bringing open source
       ment moving in one well-coordinated direc-        software into their operations. With this in
       tion on any matter, and so it has been with       mind, the history of open source in the US
       the adoption of open source software. Some        government is best understood as a series
       agencies were early adopters, especially the      of individual stories that have collectively led
       academic and research communities. As it          to the pervasive adoption of open source we
       did in universities, open source adoption in      see today.
       the US government originated in research
                                                         It was in 1997 that open source as an
       settings, where sharing and collaboration
                                                         enterprise computing trend emerged, and
       were already part of the culture of pedagogy.
                                                         the US government was there. While Eric
       In this way, the government had been using
                                                         Raymond was writing his seminal treatise on
       and creating open source software even
                                                         open source, "The Cathedral and the Bazaar
       before it was called "open source." Other         45
                                                            ," a Major in the US Air Force named Justin
       agencies and departments have been more
                                                         Seiferth published "Intranet Hallways Sys-
       conservative, for a variety of reasons, and
                                                         tems Based on Linux"46 in the Linux Gazette.

       45	http://catb.org/~esr/writings/homesteading/   46 http://linuxgazette.net/issue19/hallways.html
           cathedral-bazaar/




OSDC_GOV_10052887_1212_ma_REV.indd 15                                                                   2/28/13 4:57 PM
   16 Open Voices: Applying open source principles to government


       This article described a simple web-based           network security toolkits. As a more recent
       explorer for Windows file servers built on          example, within the last year the National
       the Linux operating system. This may be             Air and Space Agency has debuted several
       the first public acknowledgment of the US           inexpensive supercomputers. Open licensed
       Government’s use of open source software            operating systems and applications allowed
       as we know it today.                                the scaling of inexpensive pentium-based
                                                           machines into an integrated hardware/
       For the next several years, advocates in the
                                                           software system. In addition to being
       private sector and cautious staff in govern-
                                                           inexpensive, these machines are among the
       ment began to engage the questions that
                                                           most powerful available."
       still confront open source today: Is it ready?
       Is it secure? How do we use it? In 1999, Mitch     Seiferth, like Stoltz, makes a number of
       Stoltz of NetAction wrote the first persuasive     familiar arguments for open source, but his
       essay on the topic, "The Case for Govern-          greatest insight is that open source is ”Com-
       ment Promotion of Open Source Software."           mercial Off-the-Shelf” (COTS) software. This
       47
          Stoltz invokes many arguments that are          is significant, because it means that open
       still being used today: lower cost, increased      source would be able to use the existing
       flexibility, and better security. That same        policy and regulations that had already been
       year, the President’s National Coordinator         created for software more generally, rather
       for Security, Infrastructure Protection, and       than being treated as a special case and
       Counter-Terrorism convened a multi-agency          thus hampering its adoption. This will later
       working group to produce "Open Source              become the explicit policy of the Office of
       Code and the Security of Federal Systems."         Management and Budget, as well as the
       That report is the first official study of open    Department of Defense.
       source by the federal government.
                                                          The very next year brings an explosion of
       While at the Air Command and Staff College,        open source activity in government. In the
       Major Seiferth returns to our history again,       private sector, IBM announced that they are
       this time publishing a research report on the      investing one billion dollars49 in the Linux
       potential benefits of open source specifically     project. The Open Source Software Insti-
       in the DOD. Seiferth notes ironically that the     tute50 was founded to aid the adoption of
       US Government is at once reluctant to use          open source in the Federal government.
       open source, and a great creator of open
                                                          Meanwhile, government adoption continues
       source projects:48
                                                          apace. We begin to see the procurement
       	"Within the Department of Defense,               apparatus wrestle with open source licensing
         the National Laboratories and Defense            in procurements. The US Air Force Scientific
         Advanced Research Agency have been               Advisory Board’s “Ensuring Successful Imple-
         the most visible users and producers of          mentation of Commercial Items in Air Force
         open licensed systems. They’ve released          Systems”51 is the first procurement guidance
         such advances as the original firewall and       to explicitly mention open source.


       47	http://www.netaction.org/opensrc/oss-report.   49 http://news.cnet.com/2100-1001-249750.html
           html                                           50 http://www.oss-institute.org/
       48	http://www.dtic.mil/cgi-bin/GetTRDoc?Loca-     51	http://www.dtic.mil/cgi-bin/GetTRDoc?Loca-
           tion=U2&doc=GetTRDoc.pdf&AD=ADA398898              tion=U2&doc=GetTRDoc.pdf&AD=ADA411926




OSDC_GOV_10052887_1212_ma_REV.indd 16                                                                      2/28/13 4:57 PM
                                                                  History of open source in government 17


       Some agencies aren’t waiting, though. The         The next major milestone is in 2003, with the
       National Security Agency–to the aston-            release of the "Stenbit Memo."56 On May 28,
       ishment of its peers and the open source          the DOD CIO John Stenbit released the first
       community–releases SELinux52, which               DOD-wide guidance on open source soft-
       provided a set of strong security controls to     ware, which implicitly permits its acquisition,
       the Linux operating system. In doing so, the      development, and use. Meanwhile, the Army
       NSA was taking technology that had been           begins to deploy the "Blue Force Tracker,"
       useful to a very small set of customers, and      running on open source software, to over
       was therefore very expensive, and made            80,000 tactical vehicles. Famously, General
       it freely available to the general public.        Nicholas Justice proclaims, “When we rolled
       Innovation quickened, the software improved,      into Baghdad, we did it using open source.”
       and SELinux is still used in Linux today. Most    Nine months later, in July of 2004, the OMB
       recently, SELinux was ported to the Android       issues a memo similar to the Stenbit Memo
       system53, where it provides mobile phone          that covers the government as a whole. At
       users protections against hostile applications.   approximately the same time, NASA releases
       This wasn’t the first time the US government      the very popular World Wind57 geospatial
       has released software, but it made headlines      visualization project under the newly-mint-
       because it was an implicit endorsement of         ed "NASA Open Source Agreement."58 Six
       the open source process by arguably the           months later, Red Hat, the world’s largest
       most security-conscious intelligence agency.      open source company at the time, creates a
                                                         US Government division61 and the first Gov-
       This flurry of activity continues into 2001,
                                                         ernment Open Source Conference61 (GOSCON)
       with MITRE releasing "Making the Business
                                                         is held in Portland, Oregon.
       Case for Open Source Software."54 This docu-
       ment, the most comprehensive treatment of         In 2006, Sue Peyton, the Air Force Assis-
       open source to that point, was published as       tant Secretary of Defense for Acquisition,
       part of the larger “Open Source Software in       commissioned the "Open Technology De-
       Military Systems” study which the US Army         velopment Roadmap,"59 which goes beyond
       had commissioned from MITRE. The report           the simple benefits of open source, and
       concludes: “Open source will benefit the          describes how it can be put to productive
       government by improving interoperability,         use in the context of the DOD’s Net-Centric
       long term access to data, and the ability to      doctrine, which was in fashion at the time.
       incorporate new technology.” Here, we see         This is the first effort to align the princi-
       the US Army, who is later to become one of        ples of open source with an overall agency
       the largest open source users in the world,       strategy, demonstrating how savvy open
       taking its first exploratory steps.               source advocates inside the government
                                                         have become.



       52	http://selinuxproject.org/page/Main_Page      56	http://worldwind.arc.nasa.gov/java/
       53	http://selinuxproject.org/page/SEAndroid      57	http://opensource.gsfc.nasa.gov/nosa.php
       54	http://www.mitre.org/work/tech_papers/tech_   58 http://goscon.org/
           papers_01/kenwood_software/kenwood_soft-      59	http://www.acq.osd.mil/jctd/articles/OTDRoad-
           ware.pdf                                          mapFinal.pdf
       55	http://www.terrybollinger.com/stenbitmemo/
           stenbitmemo_png/index.html




OSDC_GOV_10052887_1212_ma_REV.indd 17                                                                    2/28/13 4:57 PM
   18 Open Voices: Applying open source principles to government


       In 2007, the US Navy commissioned Ray-             at the federal, state and local level. NASA,
       theon, IBM, and Red Hat to add “real-time”         in particular, made open source software
       features to the Linux kernel60, which it           and the open source development process a
       required for the new destroyer it was build-       cornerstone of their open government plan65.
       ing. Significantly, the Navy ensured that the      In the private sector, Open Source for Amer-
       software is released into the open source          ica66 was founded. This coalition of industry,
       community. Shortly thereafter, the US Navy         advocates, and individuals is meant to be
       CIO Robert Carey releases the Navy Open            a central resource for advocates of open
       Source Memo61, which explicitly classifies         source software in government. That August,
       open source as COTS software. This is a            Macon Phillips, the White House New Media
       significant change in tone from the Stenbit        Director who would later release portions
       memo and OMB memos of 2004, which only             of the software for whitehouse.gov, called
       implicitly provide this same guidance.             open source “…the most concrete form of
                                                          civic participation67.” Clearly, open source
       Open source use subsequently explodes. By
                                                          and open government became inextricably
       September of 2008, the Microsoft-funded
                                                          related.
       Open Source Census62 was reporting that
       open source use in government was higher           In October of 2009, the “DOD Open Source
       than any other industry. The Federal Open          Memo68” is released by David Wennergren,
       Source Alliance’s Federal Open Source Refer-       the DOD CIO. This memo got headlines
       endum63 study reported that, 71% of agency         around the world, and remains the single
       executives believed they could benefit from        most influential government policy document
       open source and 58% said they were likely          on open source today. The memo itself is
       to consider open source.                           simple, and following the Navy’s declaration
                                                          two years earlier, reminds procurement offi-
      The Obama Administration’s first act on tak-
                                                          cials that open source software is COTS. The
       ing office was to issue the Open Government
                                                          appendices to the memo, however, go into
       Memo64, which articulated a general policy of
                                                          much more detail about the potential ad-
      "transparency, collaboration, and participa-
                                                          vantages and risks of open source software.
       tion." Subsequent agency initiatives prom-
                                                          The memo specifically encourages the DOD
       inently featured open source software as a
                                                          to take advantage of its ability to modify
       means to achieve those goals. Open source
                                                          software to suit a mission’s need.
       policies began to pour out of governments




       60	http://www-03.ibm.com/press/us/en/pressre-     64	http://www.whitehouse.gov/the_press_office/
           lease/21033.wss                                    TransparencyandOpenGovernment
       61	http://www.doncio.navy.mil/ContentView.aspx-   65	http://www.nasa.gov/open/plan/
           ?ID=789                                        66	http://opensourceforamerica.org/
       62	http://lmaugustin.typepad.com/lma/2008/09/     67	http://www.dailymotion.com/video/xgh1i3_
           open-source-census-more-numbers-on-open-           obama-s-new-media-director-backs-open-
           source-adoption.html                               source-government_news
       63	http://blogs.the451group.com/open-             68	http://www.scribd.com/doc/21706673/Depart-
           source/2008/10/22/goscon-gives-government-         ment-of-Defense
           good-open-source-ideas/




OSDC_GOV_10052887_1212_ma_REV.indd 18                                                                    2/28/13 4:57 PM
                                                                     History of open source in government 19


       Later in 2009, CENDI, an organization of             of that very popular open source license
       government managers, issues a FAQ69 on               in the context of government procurement
       copyright and open source to help agency             regulations. Clearly, the government’s
       lawyers understand open source licensing             understanding of open source had grown
       and the sometimes confusing intellectual             more sophisticated since its first tentative
       property questions that they pose. A few             forays a decade before. A survey conducted
       months later, for the first time since 2004,         by Lockheed Martin73 at this time found that
       OMB refreshes its open source guidance with          69% of government contractors and 40%
       the “Technology Neutrality” memo, remind-            of federal agency respondents were already
       ing agencies that competition in software is         using open source. The survey also found
       important, and that they are forbidden from          that 66% of all respondents said that they
       discriminating against software based on             would be using more open source in the next
       its development method. Once this memo               12-18 months.
       was published, most of the barriers to open
                                                            With this increased comfort, 2011 also saw
       source adoption had been diminished or
                                                            the release of more open source software
       eliminated in the US government.
                                                            from the government than ever before. The
       Unburdened, open source continued its                White House released portions of the code
       growth in 2011. Sue Peyton’s Open Tech-              for whitehouse.gov, the code for the Federal
       nology Development Roadmap from 2006                 CIO’s IT Dashboard, and the data.gov plat-
       receives a “Lessons Learned70” sequel, which         form. At the end of 2011, the Federal CIO an-
       makes recommendations to DOD programs                nounced a draft “Shared First” policy, which
       interested in releasing their own software.          mandates re-use and sharing of IT resources
       Eben Moglen, one of the most prominent               amongst civilian agencies, and specifically
       open source lawyers in the country, and              mentions that agencies should collaborate
       head of the Software Freedom Law Center71,           on software development. Also, NASA
       releases “Government Computer Software               releases code.nasa.gov, a landmark project
       Acquisition and the GNU General Public               to centralize all the source code released by
       License72,” which explains the provisions            NASA in one citizen-friendly web site74.




       69	http://www.cendi.gov/publications/09-1FAQ_       72	https://acc.dau.mil/adl/en-US/475584/
           OpenSourceSoftware_FINAL_110109.pdf                  file/60698/OSS%20White%20Paper%2010-11.pdf
       70	http://hrbaportal.org/wp-content/files/RBA-in-   73	http://www.marketconnectionsinc.com/Reports/
           AP-region3.pdf                                       intersection-of-open-source-and-the-cloud.html
       71	http://softwarefreedom.org/                      74	http://code.nasa.gov/project/




OSDC_GOV_10052887_1212_ma_REV.indd 19                                                                     2/28/13 4:57 PM
   20 Open Voices: Applying open source principles to government


       So we see the adoption of open source in            get, and other agencies are not just using
       the Federal government as an evolution: the         open source, but creating and releasing open
       first furtive steps in the late 1990s and early     source software of their own.
       2000s, manifested in persuasive essays and
                                                           Did I miss a major event? A major code
       studies. From there, certain organizations
                                                           release? Let me know in the comments.
       like NASA and the Army take leadership
       roles in open source adoptions. From 2003           [This is a writeup I did as a companion to the
       to 2009, a series of policies institutionalize      History of Open Source in Government Time-
       its use throughout the government. By the           line75. Karl Fogel76 and I will be presenting
       close of the first decade, the White House,         more findings77 from the timeline at OSCON78
       NASA, the Office of Management and Bud-             this year.] 




       75	http://atechnologyjobisnoexcuse.com/2011/12/    77	http://atechnologyjobisnoexcuse.com/event/os-
           building-a-timeline-of-open-source-in-the-us-       con-2012/
           government/                                     78	http://www.oscon.com/oscon2012
       76	http://www.red-bean.com/kfogel/




OSDC_GOV_10052887_1212_ma_REV.indd 20                                                                    2/28/13 4:57 PM
                                                                                   Building a Civic
                                                                                                  Article
                                                                                                    Commons
                                                                                                          Title 21




       Building a Civic
       Commons
       Abhi Nemani, Director of Strategy and Communications at Code for America
       (originally published August 2011)


       Amid the last two decades' astounding                cies and innovative services in our lives
       advances in consumer and enterprise tech-            as citizens and consumers. In a digitally
       nologies, governments at the city and county         interconnected world, governments don’t
       level–ones that are responsible for delivering       have to operate in isolation. They can pool
       public services every day–have largely been          their resources, their talents, and their
       standing on the sidelines. Civic Commons79 is        ever-shrinking budgets to build shared tech-
       a new non-profit initiative that’s dedicated         nologies, save money, and innovate.
       to helping government embrace the trans-
                                                            Some80 of81 this82 is already happening, but
       formative potential of shared technologies
                                                            there are still technical, political, and cultural
       and collaborative development techniques
                                                            barriers in place that are inhibiting wide-
       that have been pioneered and proven in the
                                                            spread collaboration. And it’s those barriers
       private sector.
                                                            that Civic Commons is hoping to bring down.
       We believe that governments can now take
       advantage of the same technologies that
       have generated such enormous efficien-


       79	http://commons.codeforamerica.org/               81	http://blog.civiccommons.org/2011/01/sf-eas-
       80	http://opensource.com/government/11/3/federal-       open-sourced/
           it-dashboard-goes-open-source                    82	http://opensource.com/government/11/4/tru-
                                                                ly-open-vista




OSDC_GOV_10052887_1212_ma_REV.indd 21                                                                     2/28/13 4:57 PM
   22 Open Voices: Applying open source principles to government


       Here’s how:                                            roadmap to share what they have. We aim to
                                                              change that.
       · Helping governments open their code.    83

            We work directly with government entities         Enter the Commons Project: this project
            to turn the applications they’re developing       will foster the creation and growth of a
            into shareable public goods.                      community of civic technologists sharing not
                                                              only information about the applications they
       · Documenting technologies, practices, and
                                                              use and their experiences with them, but
            policies.84 Our wiki is one of the most com-
                                                              also the very application code. Think of it like
            prehensive sources on open data, open
                                                              a community-driven civic app store. By con-
         source software, and open government.
                                                              necting the nation’s best civic innovators, we
       · Building community.85 We are working to           will stimulate better IT decision making and
         strengthen and connect the worldwide                 the reuse of civic code across the country.
            network of government and civic technol-
                                                              We’re just getting started on the project, and
            ogists.
                                                              you can help us make it successful. We need
       Finally, we’re also building the technology            to inventory the civic technology currently
       infrastructure needed to help governments              being deployed by governments across the
       share technology: the "commons." Civic tech-           country to seed the commons. That’s where
       nology experts have recognized the benefits            you come in. As active members of the open
       of sharing technology among governments                source community, you have the insight into
       and institutions. However, instances of suc-           what technology is being used where. Please
       cessful collaboration and sharing are still few        share your knowledge here, and you can help
       and far between, in part because there is              us build the Civic Commons.86 
       no easy, structured way to share knowledge
       about this software, let alone the software
       itself. There is no one place to go to look
       for civic software that cities need, and no




       83	http://blog.civiccommons.org/about/technical-as-   85	http://commons.codeforamerica.org/community
           sistance/                                          86	https://spreadsheets0.google.com/spreadsheet/
       84	http://wiki.civiccommons.org/                          viewform?formkey=dE8xdktjQVQ5bXVZMEk5OGh-
                                                                  wWkFIQUE6MQ




OSDC_GOV_10052887_1212_ma_REV.indd 22                                                                      2/28/13 4:57 PM
                                                              Creating legislation the open Article
                                                                                            source Title
                                                                                                    way 23




       Creating legislation
       the open source way
       Marek Mahut, System Engineer for Red Hat Czech (originally published September 2012)


       In recent weeks we've seen a number              islative staff with the help of a few lobbyists
       of projects in the area of collaborative         and subject matter experts. With advances in
       legislation that operate similarly to open       technology, bills introduced into a legisla-
       source software. Today, you can find French87,   tive body are now often posted online, but
       German88, and Swiss89 proposals in git           changes are submitted by other legislators,
       repositories. If you're a developer familiar     or can be suggested via email, letters, or
       with these tools, it's easy for you to review    phone calls from citizens. It isn't the most
       the patches (bills), submit your own, and        efficient or transparent process.
       collaborate around the code (law). These
                                                        Governments, with help from legal academia
       are exciting projects undertaken by people
                                                        and ordinary citizens, could be pushing
       in many different countries, but very few
                                                        forward systems that could make the
       governing bodies appear to be harnessing
                                                        democratic process easier, more effective,
       their citizens' input.
                                                        and cheaper–as we know, democracy is not
       Under a traditional 'democratic' system, bills   cheap! So, why not utilize technology to help
       are often drafted behind closed doors by leg-    us with it?




       87	http://gitorious.org/law-is-code             89	https://github.com/swisslaw/
       88	https://github.com/bundestag/




OSDC_GOV_10052887_1212_ma_REV.indd 23                                                             2/28/13 4:57 PM
   24 Open Voices: Applying open source principles to government


       There are now a few government-sponsored                 software may come from LEOS91, Legisla-
       projects aiming at this problem, such as the             tion Editing Open Software, an open source
       legislation portal90 of the Slovak Republic's            project funded by the ISA92 for the European
       Ministry of Justice, where you can comment               Union expected to be completed in 2015.
       on laws in the making. Sadly, because this
                                                                I think this is the question for discussion: Is
       portal is closed source, it cannot expand
                                                                legislative collaboration one of the essential
       due to vendor lock-in and the lack of public
                                                                parts of eGovernment? 
       access to the source code. More interesting




       90	https://lt.justice.gov.sk/Default.aspx?AspxAutoDe-   92 http://ec.europa.eu/isa/
           tectCookieSupport=1
       91	http://ec.europa.eu/isa/actions/01-trusted-infor-
           mation-exchange/1-13action_en.htm




OSDC_GOV_10052887_1212_ma_REV.indd 24                                                                      2/28/13 4:57 PM
                                     How federal agencies can implement and benefit from transparency
                                                                                           Article Title 25




       How federal agen-
       cies can implement
       and benefit from
       transparency
       Tom Moritz, Project Director at Sonoma Valley Heritage Coalition
       (originally published October 2011)


       The publication, Guide to Owning Transpar-          an essential democratic value irrespective
       ency: How Federal Agencies Can Implement            of whether data originates in the private or
       and Benefit from Transparency 93, was               public sectors. It includes both primary sci-
       released earlier this month and is the result       entific data, as well as data and information
       of an extended collaboration. The guide was         about organizational practice.
       sponsored by the US Office of Personnel
                                                           Open source, specifically, has an important
       Management (formerly the US Civil Service
                                                           part to play in the open government move-
       Commission)–which is the "human resourc-
                                                           ment. Open source software is, by definition,
       es" agency for the US Government.
                                                           transparent. It is developed by a democratic
       Transparency–as in the free and open                community of users and shared in an egali-
       sharing of scientific information and data–is       tarian way.


       93	http://openforumfoundation.org/wp-content/up-
           loads/2011/10/A-Guide-to-Owning-Transparency.
           pdf




OSDC_GOV_10052887_1212_ma_REV.indd 25                                                                2/28/13 4:57 PM
   26 Open Voices: Applying open source principles to government


       Moreover, when budgetary constraints are         sector, open government seeks to improve
       imposing severe limits on government's           the transparency of government operations
       ability to adapt to a dynamically changing       so that both the government and the public
       technical environment, open source software      can make well-informed judgments about
       minimizes the transaction costs associated       the relative efficiency and effectiveness of
       with adaptation and use.                         government, about the success of govern-
                                                        ment programs in meeting their intended
       Some of key legal, technical, and budget-
                                                        missions. Thomas Jefferson argued that
       ary challenges are outlined in Chapter 4,
                                                        such transparency would enable "every
      "Constraints on Transparency." In the interest
                                                        member of Congress, and every man of any
       of transparency (and disclosure), I authored
                                                        mind in the Union... to comprehend..., to
       Chapter 4 as a volunteer.
                                                        investigate abuses, and consequently to
       	In the private sector, transparency focuses    control them..." (Jefferson, 1802, as quoted
         on disclosures of information and data         in Rawson and Miner, 2006).
         essential to the informed evaluation of the
                                                       What are your thoughts on these issues and
         performance of for-profit corporations and
                                                       on transparency in government? 
         not-for-profit organizations. In the public




OSDC_GOV_10052887_1212_ma_REV.indd 26                                                          2/28/13 4:57 PM
                                           Five essential elements of an open government unconference
                                                                                           Article Title 27




       Five essential
       elements of an
       open government
       unconference
       Jason Hibbets, Project Manager in Corporate Marketing at Red Hat
       (originally published January 2012)


      Joining the open source (and CityCamp)              I interned at Red Hat in 2000, which
      movement has been one of the best expe-             introduced me to the open source way 94. I
      riences of my life. I've been involved with         joined the company full-time in 2003. I've
      open source for over a decade, but I never          come across a lot of open source projects,
      got involved in a community project in any          but nothing grabbed my attention quite like
      significant way–until I found CityCamp. I ha-       CityCamp. I got involved with the movement
      ven't submitted a single line of code, but I'm      earlier this year and it has allowed me to
      able to bring my project management and             blend my open source experience and com-
      community-building skills to the table. That's      munity management skills with my passion
      important because it highlights the fact that       for participatory government.
      there is more to open source contributions
      than writing code.



       94	http://opensource.com/open-source-way




OSDC_GOV_10052887_1212_ma_REV.indd 27                                                             2/28/13 4:57 PM
   28 Open Voices: Applying open source principles to government


       I jumped right into the thick of things and           1. Generate ideas before the camp. Partici-
       helped organize CityCamp Raleigh95. I was                 pating in an unconference like CityCamp is
       able to attend CityCamp Colorado96 and City-              new to many people. Especially when you
       Camp Honolulu97. I was bummed to miss out                 include many varied participants: citizens,
       on CityCamp Minnesota98. I learned a great                municipal workers, developers, designers,
       deal by participating in other camps and                  elected officials, and anyone else inter-
       from following the ones I couldn't attend.                ested in participating. You can overcome
                                                                 these barriers by gathering problems citi-
       I really liked how the CityCamp movement
                                                                zens face and generating ideas for solving
       took an open source approach, especially
                                                                 them before your conference starts.
       for the brand99. Any city or community,
                                                                This helps people make the connection
       worldwide, that has people who want to
                                                                 between open government and how they
       organize and advance their local open
                                                                 can participate. It also gives people a
       government movement is free to adapt the
                                                                 reason to attend and allows the organiz-
       CityCamp framework and brand for their
                                                                 ers to invite key stakeholders from their
       mission–as long as it's in-line with the goals
                                                                 local government. Most groups are doing
       of CityCamp100.
                                                                 this online using technology such as User
       I've met a lot of great people along the way             Voice, which includes a voting feature. The
       and seen some amazing things happen in                    key here is to make sure there are ideas
       the course of a weekend. In the spirit of                 populated on the forum when people
       giving back, I gathered some of the docu-                 visit. Have your planning group generate
       mentation101 used for CityCamp Raleigh and                at least 3-5 ideas before you announce it.
       shared it with other planning groups. Now I              Also, make sure users who visit can build
       want to share some of the observations and                on those ideas.
       lessons learned from all my 2011 CityCamp
                                                             2. P
                                                                 air municipal staff with ideas. Now that
       experiences.
                                                                you've got some ideas before your camp,
       Five organizing tips for a successful                    invite key stakeholders to participate. If
       CityCamp                                                 you have an idea with community interest
       If you're thinking about planning a CityCamp,            and a high number of votes, show this
       you've probably already discovered the 'start            momentum to a department or agency
       a camp'102 page. Based on my experience                  that can foster the idea and make real
       attending several events, planning one event,            progress. It is important to have access
       and mentoring other planners, there are                  to data or internal knowledge that can
       a few best practices that can improve the                help municipal staff identify barriers that
       outcome of a CityCamp significantly.                     will need to be worked out, or other plans

       95	  http://opensource.com/government/11/6/        99 h ttp://opensource.com/government/11/5/how-
               citycamp-raleigh-creating-citizen-move-          citycamp-became-open-source-brand
               ment-open-government                          100 http://citycamp.govfresh.com/about/
       96	 http://opensource.com/government/11/11/pow-    101 h ttp://citycamp.govfresh.com/jump-
             er-shift-effect-open-government                     start-your-citycamp-planning/
       97 h ttp://opensource.com/government/11/12/restor-   102 h ttp://citycamp.govfresh.com/start-a-camp/
           ing-trust-government
       98 h ttp://opensource.com/government/11/11/maxi-
          mizing-possibilities-citycampmn




OSDC_GOV_10052887_1212_ma_REV.indd 28                                                                       2/28/13 4:57 PM
                                             Five essential elements of an open government unconference 29


          that need to be considered. The staff             4. Bring in an outside perspective. At each
          often wants to help out, and is happy to              camp that I've attended, there have been
          engage with CityCampers because you                   attendees from out-of-town. This was
          are working together towards a common                 extremely valuable for CityCamp Raleigh
          goal. As a team working towards the                   (my hometown), because it helped gen-
          same goals, any 'us versus them' men-                 erate different ideas and build on what's
          tality goes away. It also helps to create             happening at other camps in other cities.
          accountability on the government side, as            This cross-pollination of ideas is powerful
          well as a level of excitement–new people              and, as more camps start up, this will be
          working on something new to them, with                more important. At CityCamp Honolulu, I
          (hopefully) new and creative approaches.              was one of a handful of people providing
          I have found that if you don't have access            that outside perspective. I found myself
          to municipal staff, your ideas can poten-             helping the organizers, brainstorming
          tially stall and progress will take longer.           with attendees, moderating sessions, and
                                                               sitting for a panel. If you're attending
       3. Document. Document. Document. It may
                                                                a CityCamp–whether near or far–be
          sound like an easy thing to do, but pulling
                                                                prepared to play multiple roles.
           it off with all the other things happening
           may be more difficult than you'd expect.         5. H
                                                                ave an action plan after the camp.
           My number one piece of advice: Don't let            You'll have a great time at your CityCamp
           documentation become an afterthought.               event. It will be even better if attendees
          At CityCamp Honolulu, they hooked up                 have something to look forward to at the
           with University of Hawaii journalism                end. Whatever you decide to do, I think
          students who helped to document each                 it's important to establish a cadence–a
           breakout session. These summaries are               regular repeated event or engagement–
           now posted on their wiki103. This has two           that keeps the community coming back
           major benefits. First, ideas and sessions           together. There are a variety of ways to
           are documented for people that cannot               do this.
           attend camp in person. This lets them
                                                            · Before the end of your camp, host a
           participate later and serves as a reference
                                                              session to organize the next steps. Get
           for those who were there. Second, the in-
                                                                 folks who want to help advance your local
           volvement of students helps boost energy
                                                                 movement generate ideas to keep things
           and increases the familiarity with a lot of
                                                                 moving. This will help you get new folks on
           the technologies, tools, and processes.
                                                                 your planning committee and, in the long-
           In most major universities, students are
                                                                 term, prevent burnout.
           coming in contact with some form of
           open source. Students are more likely to         · CityCamp San Francisco participates in
           be users of social media and web-based             Third Thursdays, a monthly meet-up. They
           collaboration tools. They are tomorrow's              recently held a hackathon104 that brought
           leaders–and it's important to invite and              together developers and other creative
           include them in your camp.                            professionals. The goals were to build


       103 http://citycamphnl.wikispaces.com/             104 h ttp://opensource.com/government/11/12/grani-
                                                               cus-hosts-citycampsf-hackathon-promote-civ-
                                                               ic-innovation-and-open-government




OSDC_GOV_10052887_1212_ma_REV.indd 29                                                                    2/28/13 4:57 PM
   30 Open Voices: Applying open source principles to government


         applications that deliver valuable resources        Burt Lum have also committed to monthly
         to the community.                                   meet-ups. Having a road map is important
                                                             to show campers the journey you plan on
       · CityCamp Colorado helped create a local
                                                             taking.
            Open Government Directive105 at their first
            camp. At this years camp, they explored        Those are some key lesson learned from my
            ways to help further the adoption of the       2011 CityCamp experiences. Did you attend
            directive. In other words, have your camp      a CityCamp and learn something new? I
            work on a project that extends beyond          welcome those ideas and other thoughts in
            your unconference to keep campers moti-        the comments. 
            vated and engaged.
       · CityCamp Raleigh has been hosting
            quarterly meet-ups and is looking at
            having a forum/hackathon in early 2012.
            CityCampers have also started a local wiki
            project106 that allows both developers and
            citizens to contribute to a common knowl-
            edge platform. A wiki project is a great way
            to get non-developers involved.
       · CityCamp Honolulu laid out a timeline
            at the start of their camp. They have a
            hackathon planned for January 2012 and
            a Code for America project coming in Feb-
            ruary 2012. Organizers Forest Frizzell and




       105 http://opencolorado.org/blog/model-open-gov-   106 http://www.midtownraleighnews.
            ernment-directive/                                  com/2011/11/15/10051/something-wiki-this-
                                                                way-comes.html




OSDC_GOV_10052887_1212_ma_REV.indd 30                                                                  2/28/13 4:57 PM
                                        Open Voices: Applying open source principles to government 31




OSDC_GOV_10052887_1212_ma_REV.indd 31                                                        2/28/13 4:57 PM
   32 Open Voices: Applying open source principles to government




       image credits
       All imagery in this booklet is licensed under a Creative Commons Attribution-ShareAlike 3.0
       Unported license (CC BY-SA 3.0).

                                  Cover image
                                  http://www.flickr.com/photos/opensourceway/5124114354




                                  Open government, what is it really?
                                  http://www.flickr.com/photos/opensourceway/4459199503




                                 The U.S. Government promotes open innovation–
                                 Is it now mainstream?
                                 http://www.flickr.com/photos/opensourceway/4968547566


                                  How Consumer Finance made
                                  open source both a policy and a mission
                                  http://www.flickr.com/photos/opensourceway/5538036046


                                  History of open source in government
                                  http://www.flickr.com/photos/opensourceway/4581225603




OSDC_GOV_10052887_1212_ma_REV.indd 32                                                           2/28/13 4:57 PM
                                                                                 Image Credits 33




                                 Building a Civic Commons
                                 http://commons.codeforamerica.org/about




                                 Creating legislation the open source way
                                 http://www.flickr.com/photos/opensourceway/6005726327




                                 How federal agencies can implement
                                 and benefit from transparency
                                 http://www.flickr.com/photos/opensourceway/7496800772


                                 Five essential elements of an open government unconference
                                 http://www.flickr.com/photos/opensourceway/4437604591




OSDC_GOV_10052887_1212_ma_REV.indd 33                                                    2/28/13 4:57 PM
       Written content is licensed under a Creative Commons
       Attribution-ShareAlike 3.0 Unported license (CC BY-SA 3.0).




       Download an electronic copy of this book at http://opensource.com/opengov




OSDC_GOV_10052887_1212_ma_REV.indd 34                                              2/28/13 4:57 PM